0001209191-20-040706.txt : 20200702
0001209191-20-040706.hdr.sgml : 20200702
20200702193454
ACCESSION NUMBER: 0001209191-20-040706
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200630
FILED AS OF DATE: 20200702
DATE AS OF CHANGE: 20200702
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Reijn Barend
CENTRAL INDEX KEY: 0001789124
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34198
FILM NUMBER: 201011633
MAIL ADDRESS:
STREET 1: 100 ENTERPRISE WAY
STREET 2: SUITE B 101
CITY: SCOTTS VALLEY
STATE: CA
ZIP: 95066
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SunOpta Inc.
CENTRAL INDEX KEY: 0000351834
STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-FARM PRODUCT RAW MATERIALS [5150]
IRS NUMBER: 000000000
STATE OF INCORPORATION: Z4
FISCAL YEAR END: 0102
BUSINESS ADDRESS:
STREET 1: 2233 ARGENTIA ROAD
STREET 2: SUITE 401
CITY: MISSISSAUGA
STATE: A6
ZIP: L5N 2X7
BUSINESS PHONE: (905) 455-1990
MAIL ADDRESS:
STREET 1: 2233 ARGENTIA ROAD
STREET 2: SUITE 401
CITY: MISSISSAUGA
STATE: A6
ZIP: L5N 2X7
FORMER COMPANY:
FORMER CONFORMED NAME: SUNOPTA INC
DATE OF NAME CHANGE: 20031107
FORMER COMPANY:
FORMER CONFORMED NAME: STAKE TECHNOLOGY LTD
DATE OF NAME CHANGE: 19940901
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2020-06-30
0
0000351834
SunOpta Inc.
STKL
0001789124
Reijn Barend
100 ENTERPRISE WAY
SUITE B 101
SCOTTS VALLEY
CA
95066
0
1
0
0
General Manager of CPG Fruit
Performance Stock Units
2020-06-30
4
A
0
58500
0.00
A
2021-04-22
Common Shares
58500
58500
D
Each Performance Stock Unit represents a contingent right to receive one share of STKL common stock.
The Performance Stock Units ("PSUs") vest on April 22, 2021 based upon the Company's gross Adjusted EBITDA excluding Global Ingredients (the "Performance Measure") for its 2020 fiscal year. If the Performance Measure is less than $44.98 million, none of the PSUs will vest and the PSUs will expire. If the Performance Measure is at or greater than $44.98 million, a percentage of the PSUs, ranging from 50% to 100%, will vest in accordance with a vesting table and the remaining PSUs will expire. The vested amount increases by one percentage point for each level of the Performance Measure achieved, as specified in the vesting table. If the Performance Measure is greater than or equal to $53.3 million, all of the PSUs will vest. Vesting is also subject to individual performance and continued employment of the reporting person through the vesting date.
/s/ Jill Barnett, attorney-in-fact
2020-07-02