0001209191-17-053011.txt : 20170915 0001209191-17-053011.hdr.sgml : 20170915 20170915165524 ACCESSION NUMBER: 0001209191-17-053011 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170915 FILED AS OF DATE: 20170915 DATE AS OF CHANGE: 20170915 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McKeracher Robert CENTRAL INDEX KEY: 0001533314 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34198 FILM NUMBER: 171088466 MAIL ADDRESS: STREET 1: C/O 2838 BOVAIRD DRIVE WEST CITY: BRAMPTON STATE: A6 ZIP: L7A 0H2 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SunOpta Inc. CENTRAL INDEX KEY: 0000351834 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-FARM PRODUCT RAW MATERIALS [5150] IRS NUMBER: 000000000 STATE OF INCORPORATION: Z4 FISCAL YEAR END: 0101 BUSINESS ADDRESS: STREET 1: 2233 ARGENTIA ROAD STREET 2: SUITE 401 CITY: MISSISSAUGA STATE: A6 ZIP: L5N 2X7 BUSINESS PHONE: (905) 455-1990 MAIL ADDRESS: STREET 1: 2233 ARGENTIA ROAD STREET 2: SUITE 401 CITY: MISSISSAUGA STATE: A6 ZIP: L5N 2X7 FORMER COMPANY: FORMER CONFORMED NAME: SUNOPTA INC DATE OF NAME CHANGE: 20031107 FORMER COMPANY: FORMER CONFORMED NAME: STAKE TECHNOLOGY LTD DATE OF NAME CHANGE: 19940901 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-09-15 0 0000351834 SunOpta Inc. STKL 0001533314 McKeracher Robert C/O 2233 ARGENTIA ROAD MISSISSAUGA A6 L5N 2X7 ONTARIO, CANADA 0 1 0 0 VP & CFO Common shares 2017-09-15 4 M 0 50000 5.05 A 111084 D Common shares 2017-09-15 4 S 0 36533 8.4063 D 74551 D Stock Options (Right to Buy) 5.05 2017-09-15 4 M 0 50000 0.00 D 2012-11-08 2017-11-08 Common shares 50000 0 D Includes 774 shares acquired under the STKL stock purchase plan in June 2017 and 835 shares acquired under the STKL stock purchase plan in September 2017. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.325 to $8.50, inclusive. The reporting person undertakes to provide to SunOpta Inc., any security holder of SunOpta Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2) to this Form 4. /s/ Robert McKeracher 2017-09-15