0001209191-17-052103.txt : 20170908 0001209191-17-052103.hdr.sgml : 20170908 20170908172849 ACCESSION NUMBER: 0001209191-17-052103 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170906 FILED AS OF DATE: 20170908 DATE AS OF CHANGE: 20170908 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ruelle John CENTRAL INDEX KEY: 0001533313 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34198 FILM NUMBER: 171077409 MAIL ADDRESS: STREET 1: C/O 5850 OPUS PARKWAY, #150 CITY: MINNETONKA STATE: MN ZIP: 55343 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SunOpta Inc. CENTRAL INDEX KEY: 0000351834 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-FARM PRODUCT RAW MATERIALS [5150] IRS NUMBER: 000000000 STATE OF INCORPORATION: Z4 FISCAL YEAR END: 0101 BUSINESS ADDRESS: STREET 1: 2233 ARGENTIA ROAD STREET 2: SUITE 401 CITY: MISSISSAUGA STATE: A6 ZIP: L5N 2X7 BUSINESS PHONE: (905) 455-1990 MAIL ADDRESS: STREET 1: 2233 ARGENTIA ROAD STREET 2: SUITE 401 CITY: MISSISSAUGA STATE: A6 ZIP: L5N 2X7 FORMER COMPANY: FORMER CONFORMED NAME: SUNOPTA INC DATE OF NAME CHANGE: 20031107 FORMER COMPANY: FORMER CONFORMED NAME: STAKE TECHNOLOGY LTD DATE OF NAME CHANGE: 19940901 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-09-06 0 0000351834 SunOpta Inc. STKL 0001533313 Ruelle John 7301 OHMS LANE EDINA MN 55439 0 1 0 0 CAO and SVP Common shares 2017-09-06 4 M 0 14602 3.27 A 38361 D Common shares 2017-09-06 4 S 0 38361 8.75 D 0 D Options 3.27 2017-09-06 4 M 0 14602 0.00 D 2026-05-24 Common shares 14602 29206 D The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.70 to $8.775, inclusive. The reporting person undertakes to provide to SunOpta Inc., any security holder of SunOpta Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4. The option, representing a right to purchase a total of 43,808 shares, became exercisable in three equal annual installments beginning on May 24, 2017, which was the first anniversary of the date on which the option was granted. /s/ John Ruelle 2017-09-08