0001062993-22-013779.txt : 20220531 0001062993-22-013779.hdr.sgml : 20220531 20220531082212 ACCESSION NUMBER: 0001062993-22-013779 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 14 CONFORMED PERIOD OF REPORT: 20220526 ITEM INFORMATION: Submission of Matters to a Vote of Security Holders FILED AS OF DATE: 20220531 DATE AS OF CHANGE: 20220531 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SunOpta Inc. CENTRAL INDEX KEY: 0000351834 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-FARM PRODUCT RAW MATERIALS [5150] IRS NUMBER: 000000000 STATE OF INCORPORATION: Z4 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-34198 FILM NUMBER: 22980627 BUSINESS ADDRESS: STREET 1: 7078 SHADY OAK ROAD CITY: EDEN PRAIRIE STATE: MN ZIP: 55344 BUSINESS PHONE: 952-820-2518 MAIL ADDRESS: STREET 1: 7078 SHADY OAK ROAD CITY: EDEN PRAIRIE STATE: MN ZIP: 55344 FORMER COMPANY: FORMER CONFORMED NAME: SUNOPTA INC DATE OF NAME CHANGE: 20031107 FORMER COMPANY: FORMER CONFORMED NAME: STAKE TECHNOLOGY LTD DATE OF NAME CHANGE: 19940901 8-K 1 form8k.htm FORM 8-K SunOpta Inc.: Form 8-K - Filed by newsfilecorp.com

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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
___________________________

FORM 8-K

CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): May 26, 2022

SUNOPTA INC.
(Exact name of registrant as specified in its charter)

Canada 001-34198 Not Applicable
(State or other jurisdiction (Commission (IRS Employer
of incorporation) File Number) Identification No.)

7078 Shady Oak Road
Eden Prairie, Minnesota, 55344
(Address of principal executive offices) (ZIP Code)

Registrant’s telephone number, including area code: (952) 820-2518

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each class   Trading Symbols   Name of each exchange on which registered
Common Shares   STKL   The Nasdaq Stock Market LLC
Common Shares   SOY   The Toronto Stock Exchange

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b 2 of the Securities Exchange Act of 1934 (17 CFR §240.12b 2).

Emerging growth company

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐


ITEM 5.07.  SUBMISSION OF MATTERS TO A VOTE OF SECURITY HOLDERS

SunOpta Inc. (the "Company") held an Annual and Special Meeting of Shareholders on May 26, 2022 (the "Meeting").  The matters voted upon at the Meeting included: (1) the election of eight directors of the Company for the ensuing year; (2) the appointment of Ernst & Young LLP as the independent registered public accounting firm and auditor of the Company for the ensuing year and to authorize the Audit Committee of the Company to fix their remuneration; (3) a non-binding, advisory resolution to approve the compensation of the Company's named executive officers; (4) a proposal to reconfirm the Company's Amended and Restated Shareholder Rights Plan; and (5) a proposal to amend the articles of incorporation of the Company to authorize the Company to hold shareholders' meetings in the Minneapolis/St. Paul metropolitan area of Minnesota.

Our scrutineer reported the vote of the shareholders as follows:

1. Election of Directors

Director Name Votes For Votes Withheld Abstentions Broker Non-Votes
Dr. Albert Bolles 44,979,123 19,597,224 66,013 13,999,101
Joseph Ennen 62,916,769 1,238,128 487,463 13,999,101
Rebecca Fisher 62,722,128 1,882,628 37,604 13,999,101
R. Dean Hollis 61,822,910 2,794,968 24,482 13,999,101
Katrina Houde 62,446,597 1,938,639 257,124 13,999,101
Leslie Starr Keating 62,759,254 1,858,832 24,274 13,999,101
Kenneth Kempf 63,288,192 1,330,683 23,485 13,999,101
Mahes Wickramasinghe 63,804,740 350,546 487,074 13,999,101

2.  Appointment of Independent Registered Public Accounting Firm

Votes For Votes Against Abstentions Broker Non-Votes
77,738,160 386,092 517,209 -

3.  Advisory Resolution Regarding the Compensation of the Company's Named Executive Officers

Votes For Votes Against Abstentions Broker Non-Votes
63,805,542 743,961 92,857 13,999,101

4.  Reconfirmation of the Company's Amended and Restated Shareholder Rights Plan

Votes For Votes Against Abstentions Broker Non-Votes
64,178,507 388,953 74,900 13,999,101

5.  Amendment to the Articles of Incorporation

Votes For Votes Against Abstentions Broker Non-Votes
64,207,695 270,061 164,604 13,999,101


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.


SUNOPTA INC.
     
     
  By /s/ Jill Barnett
     
    Jill Barnett
    Chief Administrative Officer
     
  Date May 31, 2022


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