-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CuaOfGiuSN3gpjtv0NKfeGAlojZp1lPKzkRnxt4RJnXKt75zIT6Mdhg76tLBQHOC tKIyO0YofPfrdEJ4DLzmow== 0000899078-03-000239.txt : 20030414 0000899078-03-000239.hdr.sgml : 20030414 20030414172542 ACCESSION NUMBER: 0000899078-03-000239 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030411 FILED AS OF DATE: 20030414 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: SMITH CLYDE W JR CENTRAL INDEX KEY: 0001208333 RELATIONSHIP: DIRECTOR FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: SWIFT ENERGY CO STREET 2: SUITE 400, 16825 NORTHCHASE DR. CITY: HOUSTON STATE: TX ZIP: 77060 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SWIFT ENERGY CO CENTRAL INDEX KEY: 0000351817 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 742073055 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08754 FILM NUMBER: 03649225 BUSINESS ADDRESS: STREET 1: 16825 NORTHCHASE DR STE 400 CITY: HOUSTON STATE: TX ZIP: 77060 BUSINESS PHONE: 2818742700 MAIL ADDRESS: STREET 1: 16825 NORTHCHASE DRIVE STREET 2: SUITE 400 CITY: HOUSTON STATE: TX ZIP: 77060 4 1 smithform4april2003.txt CLYDE SMITH - FORM 4 - APRIL 2003 FORM 4 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 [ ] Check this box if OMB APPROVAL no longer subject OMB Number 3235-0287 to Section 16. Form 4 Expires: January 31,2005 or Form 5 obligations Estimated ave. burden may continue. See hours per response...0.5 instruction 1(b). Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act 1940
- ---------------------------------------------------------------------------------------------------------------------------- 1.Name and Address of 2.Issuer Name and Ticker or Trading Symbol 6.Relationship of Reporting Reporting Person* Person(s) to Issuer Swift Energy Company (SFY) (check all applicable) ---------------------------------------------- Smith, Jr. Clyde W. 3. I.R.S. Identification 4. Statement for X Director 10% Owner - --------------------------------------- Number of Reporting Month/Day/Year --- --- (Last) (First) (MI) Person, if an entity Officer Other (Voluntary) 04/11/03 --- (give title --- (specify 16825 Northchase Drive, Suite 400 ----------------- below) below) - ---------------------------------------- ------------------------- 5. If Amendment, (Street) Date of Original ------------------------------------- Houston Texas 77060 (Month/Day/Year) 7.Individual or Joint/Group - ---------------------------------------- Filing (Check Applicable (City) (State) (Zip) ------------------- Line) X Form filed by One Reporting Person --- Form filed by More than One --- Reporting Person
- ----------------------------------------------------------------------------------------------------------------------------------- Table I - Non-Derivative Securities Acquired, Disposed of or Beneficially Owned - ----------------------------------------------------------------------------------------------------------------------------------- 1. Title of Security 2. Transaction 2A. 3. Transaction 4. Security Acquired (A) 5. Amount of 6. Owner 7. Nature of (Instr.3) Date Deemed Code or Disposed of (D) Securities ship Indirect (Month/ Execution (Instr.8) (Inst.3, 4 & 5) Beneficially Form: Beneficial Day/Yr) Date, if ----------------------------------------- Owned Direct Owner- any Following (D) or Ship (Month/ Reported Indirect Day/ (A) Transaction(s) (I) Year) or (Instr. 3 and 4) (Instr. 4) (Instr. 4) Code V Amount (D) Price by IRA of family Common Stock 04/11/03 P 1,000 A $7.78 1,000(1) I member - ---------------------- -------------- -------- ----- ----- ----------- ---- ------ ------------- ---------- ----------- -0- D - ---------------------- -------------- --------- ----- ----- ----------- ---- ------ -------------- ---------- ---------- - ---------------------- -------------- --------- ----- ----- ----------- ---- ------ -------------- ---------- ----------
Page 1 Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. *If the form is filed by more than one reporting person, see Instruction 4(b)(v).
- ------------------------------------------------------------------------------------------------------------------------ Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) - ------------------------------------------------------------------------------------------------------------------------ 1. Title of 2. Conversion 3. Transaction 3A. Deemed 4. Transaction 5. Number of Deriv- Derivative or Exercise Date (Month Execution Code ative Securities Ac- Security Price of (Day/Year) Date, if (Instr. 8) quired (A) or Dis- (Instr.3) Derivative any posed of (D) Security (Month/ (Instr. 3,4, and 5) Day/Year) Code V (A) (D) - ------------------------------- ------------ ----------- ------------ ----- ---- ---------- ---------- - ------------------------------- ------------ ----------- ------------ ----- ---- ---------- ---------- - ------------------------------- ------------ ----------- ------------ ----- ---- ---------- ---------- - ------------------------------- ------------ ----------- ------------ ----- ---- ---------- ---------- - ------------------------------- ------------ ----------- ------------ ----- ---- ---------- ----------
6. Date Exercisable 7. Title & Amount of 8. Price 9. Number 10. Owner- 11. Nature & Expiration Date Underlying Securities of Deriv- of Deriv- ship of (Mon./Day/Year) (Inst. 3 & 4) ative ative Form of Indirect Secur- Secur- Deriv- Benefi- ity ities ative cial (Instr. 5) Bene- Security: Owner- ficially (D) or ship Owned Indirect (Instr. 4) Follow- (I) ing (Instr. 4) Reported Trans- action(s) (Instr. 4) - --------------------------------------------------------------------------------------------------------------------------------- Date Expira- Title Amount or number Exer- tion of Shares cisable Date - ----------- -------------- --------------- ------------- ---------- ----------- ------------ ---------- - ----------- -------------- --------------- ------------- ---------- ----------- ------------ ---------- - ----------- -------------- --------------- ------------- ---------- ----------- ------------ ---------- Explanation of Responses: (1) The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
/s/ Donald W. Brodsky 04/11/03 **Intentional misstatements or omissions of facts constitute Federal ------------------------------------------ Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). **Signature of Reporting Person Date For Clyde W. Smith, Jr. by Confirming Statement
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