-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MX/to5fkTbgfDlSmJKxW7WpMe64fAsZWVOZropkRwdDB5rNkH7lIu7X22ejXKZ3C WhKCEVL79RqBGHfav5rNxA== 0000899078-02-000710.txt : 20021127 0000899078-02-000710.hdr.sgml : 20021127 20021115111215 ACCESSION NUMBER: 0000899078-02-000710 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20021111 FILED AS OF DATE: 20021114 DATE AS OF CHANGE: 20021127 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SWIFT ENERGY CO CENTRAL INDEX KEY: 0000351817 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 742073055 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08754 FILM NUMBER: 02828866 BUSINESS ADDRESS: STREET 1: 16825 NORTHCHASE DR STE 400 CITY: HOUSTON STATE: TX ZIP: 77060 BUSINESS PHONE: 2818742700 MAIL ADDRESS: STREET 1: 16825 NORTHCHASE DRIVE STREET 2: SUITE 400 CITY: HOUSTON STATE: TX ZIP: 77060 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: WESSON DAVID W CENTRAL INDEX KEY: 0001201971 RELATIONSHIP: OFFICER FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: STE 400 STREET 2: 16825 NORTHCHASE DR CITY: HOUSTON STATE: TX ZIP: 77060 BUSINESS PHONE: 2818742728 4 1 wessonform4.txt FORM 4 FOR TRANSACTION 11/11/02 - DAVID WESSON FORM 4 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 [ ] Check this box if OMB APPROVAL no longer subject OMB Number 3235-0287 to Section 16. Form 4 Expires: January 31,2005 or Form 5 obligations Estimated ave. burden may continue. See hours per response...0.5 instruction 1(b). Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act 1940
- ---------------------------------------------------------------------------------------------------------------------------- 1.Name and Address of 2.Issuer Name and Ticker or Trading Symbol 6.Relationship of Reporting Reporting Person* Person(s) to Issuer Swift Energy Company, Inc. (SFY) (check all applicable) ---------------------------------------------- Wesson David W. 3. I.R.S. Identification 4. Statement for Director 10% Owner - --------------------------------------- Number of Reporting Month/Day/Year --- --- (Last) (First) (MI) Person, if an entity X Officer Other (Voluntary) 11/11/02 --- (give title --- (specify Suite 400, 16825 Northchase Drive ----------------- below) below) - ---------------------------------------- ------------------------- 5. If Amendment, Controller (Street) Date of Original ----------------------------------- Houston Texas 77060 (Month/Day/Year) 7.Individual or Joint/Group - ---------------------------------------- Filing (Check Applicable (City) (State) (Zip) ------------------- Line) X Form filed by One Reporting Person --- Form filed by More than One --- Reporting Person
- ----------------------------------------------------------------------------------------------------------------------------------- Table I - Non-Derivative Securities Acquired, Disposed of or Beneficially Owned - ----------------------------------------------------------------------------------------------------------------------------------- 1. Title of Security 2. Transaction 2A. 3. Transaction 4. Security Acquired (A) 5. Amount of 6. Owner 7. Nature of (Instr.3) Date Deemed Code or Disposed of (D) Securities ship Indirect (Month/ Execution (Instr.8) (Inst.3, 4 & 5) Beneficially Form: Beneficial Day/Yr) Date, if ----------------------------------------- Owned Direct Owner- any Following (D) or Ship (Month/ Reported Indirect Day/ (A) Transaction(s) (I) Year) or (Instr. 3 and 4) (Instr. 4) (Instr. 4) Code V Amount (D) Price - ---------------------- -------------- --------- ----- ----- ----------- ---- ------ -------------- ---------- ---------- - ---------------------- -------------- --------- ----- ----- ----------- ---- ------ -------------- ---------- ---------- - ---------------------- -------------- --------- ----- ----- ----------- ---- ------ -------------- ---------- ---------- - ---------------------- -------------- --------- ----- ----- ----------- ---- ------ -------------- ---------- ---------- - ---------------------- -------------- --------- ----- ----- ----------- ---- ------ -------------- ---------- ----------
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. *If the form is filed by more than one reporting person, see Instruction 4(b)(v).
- ------------------------------------------------------------------------------------------------------------------------ Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) - ------------------------------------------------------------------------------------------------------------------------ 1. Title of 2. Conversion 3. Transaction 3A. Deemed 4. Transaction 5. Number of Deriv- Derivative or Exercise Date (Month Execution Code ative Securities Ac- Security Price of (Day/Year) Date, if (Instr. 8) quired (A) or Dis- (Instr.3) Derivative any posed of (D) Security (Month/ (Instr. 3,4, and 5) Day/Year) Code V (A) (D) Employee Stock Option (right to buy) $8.30 11/11/02 A V 5,000 - ------------------------------- ------------ ----------- ------------ ----- ---- ---------- ---------- - ------------------------------- ------------ ----------- ------------ ----- ---- ---------- ---------- - ------------------------------- ------------ ----------- ------------ ----- ---- ---------- ---------- - ------------------------------- ------------ ----------- ------------ ----- ---- ---------- ---------- - ------------------------------- ------------ ----------- ------------ ----- ---- ---------- ----------
6. Date Exercisable 7. Title & Amount of 8. Price 9. Number 10. Owner- 11. Nature & Expiration Date Underlying Securities of Deriv- of Deriv- ship of (Mon./Day/Year) (Inst. 3 & 4) ative ative Form of Indirect Secur- Secur- Deriv- Benefi- ity ities ative cial (Instr. 5) Bene- Security: Owner- ficially (D) or ship Owned Indirect (Instr. 4) Follow- (I) ing (Instr. 4) Reported Trans- action(s) (Instr. 4) - --------------------------------------------------------------------------------------------------------------------------------- Date Expira- Title Amount or number Exer- tion of Shares cisable Date 11/11/03(1) 11/11/12 Common Stock 5,000 5,000 D - ----------- -------------- --------------- ------------- ---------- ----------- ------------ ---------- - ----------- -------------- --------------- ------------- ---------- ----------- ------------ ---------- - ----------- -------------- --------------- ------------- ---------- ----------- ------------ ---------- - ----------- -------------- --------------- ------------- ---------- ----------- ------------ ----------
Explanation of Responses: (1) Options become exercisable as to 20% of the underlying securities on each of the first five anniversaries of the date of grant.
/s/ David W. Wesson 11/14/02 **Intentional misstatements or omissions of facts constitute Federal ------------------------------------------ Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). **Signature of Reporting Person Date
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