AON PLC SHS CL A

NPORT-P false 0000351786 XXXXXXXX BMC FUND INC 811-03150 0000351786 549300TFI04B3BMUV507 800 Hickory Blvd. SW Lenoir 28645 828-758-6100 BMC FUND INC 549300TFI04B3BMUV507 2020-10-31 2020-04-30 N 95648316 524074 95124242 0 0 0 0 0 0 0 0 0 0 48311 0 0 15389410.1 N N/A N/A AON PLC SHS CL A 00BLP1HW5 1500 NS USD 259005 0.00273 Long EC CORP US N 1 N N N N/A N/A OLD REP INTL CORP COM 680223104 5000 NS USD 79750 0.000841 Long EC CORP US N 1 N N N N/A N/A OCCIDENTAL PETROLEUM CORP 674599105 5800 NS USD 96280 0.001015 Long EC CORP US N 1 N N N N/A N/A GRUPO AEROPUERTO DEL P SPO 400506101 1000 NS USD 62000 0.000654 Long EC CORP MX N 1 N N N N/A N/A PACWEST BANCORP DEL COM 695263103 3000 NS USD 60720 0.00064 Long EC CORP US N 1 N N N N/A N/A PFIZER INC COM 717081103 500 NS USD 19180 0.000202 Long EC CORP US N 1 N N N N/A N/A PROCTER & GAMBLE COM NPV 742718109 275 NS USD 32414.25 0.000342 Long EC CORP US N 1 N N N N/A N/A PHILIP MORRIS INTL COM 718172109 5000 NS USD 373000 0.003932 Long EC CORP US N 1 N N N N/A N/A PHILLIPS 66 COM 718546104 5000 NS USD 365850 0.003857 Long EC CORP US N 1 N N N N/A N/A ROYAL DUTCH SHELL ADR A 780259206 3000 NS USD 99390 0.001048 Long EC CORP GB N 1 N N N N/A N/A ROYAL DUTCH SHELL ADR B 780259107 2000 NS USD 63940 0.000674 Long EC CORP GB N 1 N N N N/A N/A AMERICAN STS WTR CO COM 029899101 500 NS USD 39685 0.000418 Long EC CORP US N 1 N N N N/A N/A STARBUCKS CORP COM 855244109 8500 NS USD 652205 0.006875 Long EC CORP US N 1 N N N N/A N/A SEATTLE GENETICS INC COM 812578102 1000 NS USD 137230 0.001447 Long EC CORP US N 1 N N N N/A N/A SK TELECOM LTD SPONSORED A 78440P108 2000 NS USD 38260 0.000403 Long EC CORP KR N 1 N N N N/A N/A TANGER FACTORY OUTLET CTRS 78440P108 6500 NS USD 48880 0.000515 Long EC CORP US N 1 N N N N/A N/A SOUTHERN CO COM STK 842587107 5000 NS USD 283650 0.00299 Long EC CORP US N 1 N N N N/A N/A STARWOOD PROPERTY TRUST IN 85571B105 12700 NS USD 164338 0.001732 Long EC CORP US N 1 N N N N/A N/A SEAGATE TECHNOLOGY SHS G7945J104 3000 NS USD 149850 0.00158 Long EC CORP US N 1 N N N N/A N/A CONSTELLATION BRANDS INC C 21036P108 1500 NS USD 247035 0.002604 Long EC CORP US N 1 N N N N/A N/A SUNCOR ENERGY INC COM 867229106 3000 NS USD 53550 0.000565 Long EC CORP CA N 1 N N N N/A N/A SUNOCO LP COM 86765K109 9000 NS USD 223380 0.002355 Long EC CORP US N 1 N N N N/A N/A ASTRAZENECA PLC SPONSORED 046353108 10000 NS USD 522800 0.005511 Long EC CORP GB N 1 N N N N/A N/A STRYKER CORP 863667101 600 NS USD 111858 0.001179 Long EC CORP US N 1 N N N N/A N/A SYSCO CORP COM 871829107 10000 NS USD 562700 0.005932 Long EC CORP US N 1 N N N N/A N/A AT&T INC COM 871829107 6000 NS USD 182820 0.001927 Long EC CORP US N 1 N N N N/A N/A TELEFONICA S A SPONSORED A 879382208 6691 NS USD 30510.96 0.000322 Long EC CORP ES N 1 N N N N/A N/A TRUIST FINL CORP COM 89832Q109 7500 NS USD 279900 0.002951 Long EC CORP US N 1 N N N N/A N/A TRAVELERS COS INC COM STK 89417E109 2500 NS USD 253025 0.002667 Long EC CORP US N 1 N N N N/A N/A ULTA BEAUTY INC COM 90384S303 500 NS USD 108960 0.001149 Long EC CORP US N 1 N N N N/A N/A USA COMPRESSION PARTNERS L 90290N109 7500 NS USD 60075 0.000633 Long EC CORP US N 1 N N N N/A N/A USD PARTNERS LP COM UNIT R 903318103 5000 NS USD 16050 0.000169 Long EC CORP US N 1 N N N N/A N/A TELEFONICA BRASIL S.A. 87936R106 10000 NS USD 84000 0.000886 Long EC CORP BR N 1 N N N N/A N/A BANK OF AMERICA CORP 060505104 5000 NS USD 120250 0.001268 Long EC CORP US N 1 N N N N/A N/A VALERO ENERGY CORP COM STK 91913Y100 8000 NS USD 506800 0.005343 Long EC CORP US N 1 N N N N/A N/A VODAFONE GROUP 92857W308 6500 NS USD 91910 0.000969 Long EC CORP GB N 1 N N N N/A N/A VENTAS INC REIT 92276F100 3000 NS USD 97050 0.001023 Long EC CORP US N 1 N N N N/A N/A WEC ENERGY GROUP INC COM 92939U106 2256 NS USD 204280.8 0.002154 Long EC CORP US N 1 N N N N/A N/A WASTE MGMT INC DEL COM STK 94106L109 500 NS USD 50010 0.000527 Long EC CORP US N 1 N N N N/A N/A WAL-MART STORES INC COM 931142103 500 NS USD 60775 0.000641 Long EC CORP US N 1 N N N N/A N/A W P CAREY INC COM 92936U109 500 NS USD 32890 0.000347 Long EC CORP US N 1 N N N N/A N/A EXXON MOBIL CORP COM 30231G102 9904 NS USD 460238.88 0.004852 Long EC CORP US N 1 N N N N/A N/A ZURICH INS GROUP LTD SPONS 989825104 5000 NS USD 157450 0.00166 Long EC CORP CH N 1 N N N N/A N/A COMPASS DIV HOLDINGS FIXED 20451Q302 9000 NS USD 210330 0.002217 Long EP CORP US N 1 N N N N/A N/A BAYER A G SPONSORED ADR 072730302 30000 NS USD 493500 0.005202 Long EC CORP DE N 1 N N N N/A N/A COMPASS DIVERSIFIED HO 7.2 20451Q203 7500 NS USD 168750 0.001779 Long EP CORP US N 1 N N N N/A N/A NEW YORK MTG TR INC RED PF 649604501 2000 NS USD 36900 0.000389 Long EP CORP US N 1 N N N N/A N/A INVESCO EXCHANGE-TRADE TAX 46138G805 5000 PA USD 158000 0.001666 Long DBT CORP US N 1 N N N N/A N/A ISHARES TR SH TR CRPORT ET 464288646 10000 PA USD 536700 0.005658 Long DBT CORP US N 1 N N N N/A N/A MFC BLACKROCK FLOATING RAT 09255X100 1509 PA USD 16297.2 0.000172 Long DBT CORP US N 1 N N N N/A N/A MFO DOUBLELINE TOTAL RETUR 258620103 129763.65 PA USD 1366411.23 0.014405 Long DBT CORP US N 1 N N N N/A N/A MFO PIMCO INCOME FUND-INS 72201F490 128944.7 PA USD 1437733.4 0.015156 Long DBT CORP US N 1 N N N N/A N/A ADVISORS SER TR PZENA EMG 00770X675 47531.27 NS USD 366466.09 0.003863 Long EC CORP US N 1 N N N N/A N/A AKRE FOCUS INSTL FD 742935125 5590.87 NS USD 251197.79 0.002648 Long EC CORP US N 1 N N N N/A N/A COOK & BYNUM FD 213022106 65145.23 NS USD 697053.96 0.007348 Long EC CORP US N 1 N N N N/A N/A BCE INC COM 05534B760 4500 NS USD 181980 0.001918 Long EC CORP CA N 1 N N N N/A N/A FPA CRESCENT PORTFOLIO 30254T759 49409.155 NS USD 1423477.76 0.015006 Long EC CORP US N 1 N N N N/A N/A ISHARES SILVER TRUST 46428Q109 23802 NS USD 332751.96 0.003508 Long EC CORP US N 1 N N N N/A N/A PARNASSUS CORE EQUITY FD I 701769101 12603.98 NS USD 541214.9 0.005705 Long EC CORP US N 1 N N N N/A N/A PRIMECAP ODYSSEY FUNDS ODY 74160Q301 18525.38 NS USD 520748.43 0.00549 Long EC CORP US N 1 N N N N/A N/A SPDR GOLD SHARES 78463V107 5000 NS USD 794000 0.00837 Long EC CORP US N 1 N N N N/A N/A UTIL SELECT SECTOR SPDR ET 81369Y886 11000 NS USD 629860 0.00664 Long EC CORP US N 1 N N N N/A N/A VANECK VECTORS GOLD MINERS 92189F106 13432 NS USD 433316.32 0.004568 Long EC CORP US N 1 N N N N/A N/A VANGUARD EMERG MKTS SEL ST 921939500 22255.64 NS USD 401491.75 0.004232 Long EC CORP US N 1 N N N N/A N/A VANGUARD WELLESLEY INC INV 921938106 20045.043 NS USD 531594.54 0.005604 Long EC CORP US N 1 N N N N/A N/A VANGUARD WORLD FDS INDUS I 92204A819 4695.57 NS USD 291266.21 0.00307 Long EC CORP US N 1 N N N N/A N/A BAIDU INC SPON ADR REP A 26969P108 350 NS USD 35325.5 0.000372 Long EC CORP CN N 1 N N N N/A N/A BAC CAP TR XIV PFD 05518VAA3 200000 PA USD 173302 0.001827 Long DBT CORP US N 1 N/A Variable 5.63 N N N N N N N/A N/A BANK AMER CORP FLTG RT PFD 060505EU4 150000 PA USD 162000 0.001708 Long DBT CORP US N 1 N/A Variable 6.3 N N N N N N N/A N/A CITIGROUP INC 5.95% PFD 172967JZ5 250000 PA USD 230350 0.002428 Long DBT CORP US N 1 N/A Variable 5.95 N N N N N N N/A N/A GENERAL ELEC CO PFD 4.1% 369604BN2 250000 PA USD 176875 0.001865 Long DBT CORP US N 1 N/A Variable 4.1 N N N N N N N/A N/A GENERAL MTRS FINL CO INC 37045XCA2 100000 PA USD 79530.5 0.000838 Long DBT CORP US N 1 N/A Variable 5.75 N N N N N N N/A N/A GOLDMAN SACHS CAP II PFD 381427AA1 250000 PA USD 204563.75 0.002156 Long DBT CORP US N 1 N/A Variable 4 N N N N N N N/A N/A JPMORGAN CHASE & CO 48127FAA1 150000 PA USD 130875 0.00138 Long DBT CORP US N 1 N/A Variable 5 N N N N N N N/A N/A JPMORGAN CHASE PFD 48128BAD3 150000 PA USD 137530.5 0.00145 Long DBT CORP US N 1 N/A Variable 4.625 N N N N N N N/A N/A MELLON CAP IV PFD 58551TAA5 350000 PA USD 315000 0.003321 Long DBT CORP US N 1 N/A Variable 6.244 N N N N N N N/A N/A PNC FINL SVCS GROUP INC PF 693475AM7 250000 PA USD 230000 0.002425 Long DBT CORP US N 1 N/A Variable 4.85 N N N N N N N/A N/A BROOKFIELD INFRASTRUCTURE G16252101 1500 NS USD 58785 0.00062 Long EC CORP CA N 1 N N N N/A N/A SUNTRUST BKS INC PFD 867914BN2 250000 PA USD 234922.5 0.002477 Long DBT CORP US N 1 N/A Variable 5.05 N N N N N N N/A N/A WACHOVIA CAP TR III PFD 92978AAA0 1450000 PA USD 1440401 0.015185 Long DBT CORP US N 1 N/A Variable 5.569 N N N N N N N/A N/A DISNEY WALT CO NEW 1.8% DU 25468PDU7 1000000 PA USD 1000877.05 0.010551 Long DBT CORP US N 1 2020-06-05 Fixed 1.8 N N N N N N N/A N/A BRINKER INTL INC 3.875% DU 109641AG5 100000 PA USD 75250 0.000793 Long DBT CORP US N 1 2023-05-15 Fixed 3.875 N N N N N N N/A N/A INGLES MKTS INC 5.75% DUE 457030AJ3 156000 PA USD 156000 0.001645 Long DBT CORP US N 1 2023-06-15 Fixed 5.75 N N N N N N N/A N/A DAVITA INC 5.125% DUE 07-1 23918KAQ1 200000 PA USD 203000 0.00214 Long DBT CORP US N 1 2024-07-15 Fixed 5.125 N N N N N N N/A N/A DISH DBS CORP 25470XAW5 100000 PA USD 96184 0.001014 Long DBT CORP US N 1 2024-11-15 Fixed 5.875 N N N N N N N/A N/A LEHMAN BROS HLDGS INC EAFE 524ESC9Z5 1000000 PA USD 0 0 Long DBT CORP US N N/A 2040-12-31 Fixed 0 N N N N N N N/A N/A LEHMAN BROS HLDGS INC MID- 525ESC1G4 2500000 PA USD 0 0 Long DBT CORP US N N/A 2040-12-31 Fixed 0 N N N N N N N/A N/A LEHMAN BROS HLDGS INC NIKK 524ESCN63 3000000 PA USD 0 0 Long DBT CORP US N N/A 2040-12-31 Fixed 0 N N N N N N N/A N/A BROOKFIELD INFRASTRUCT COM 11275Q107 166 NS USD 6948.76 0.000073 Long EC CORP CA N 1 N N N N/A N/A VOYA FINANCIAL INC 5.65% 45685EAG1 150000 PA USD 147000 0.00155 Long DBT CORP US N 1 2053-05-15 Variable 5.65 N N N N N N N/A N/A LINCOLN NATL CORP IND CAP 534187AS8 125000 PA USD 85000 0.000896 Long DBT CORP US N 1 2066-05-17 Variable 4.997 N N N N N N N/A N/A FPL GROUP CAP INC 302570AW6 586000 PA USD 454150 0.004788 Long DBT CORP US N 1 2066-10-01 Variable 6.35 N N N N N N N/A N/A PPL CAP FDG INC FRN 03-30- 69352PAC7 500000 PA USD 380000 0.004006 Long DBT CORP US N 1 2067-03-30 Variable 5.051 N N N N N N N/A N/A TRANSCANADA PIPELINES LTD 89352HAC3 250000 PA USD 174062.5 0.001835 Long DBT CORP CA N 1 2067-05-15 Variable 6.35 N N N N N N N/A N/A WI ENERGY CORP FLTG RT 4.7 976657AH9 250000 PA USD 203844.57 0.002149 Long DBT CORP US N 1 2067-05-15 Variable 4.728 N N N N N N N/A N/A JPMORGAN CHASE CAP XXIII 48123UAB0 250000 PA USD 193411.25 0.002039 Long DBT CORP US N 1 2077-05-15 Floating 0 N N N N N N N/A N/A BUCKEYE PARTNERS L P 118230AS0 450000 PA USD 279000 0.002941 Long DBT CORP US N 1 2078-01-22 Variable 6.375 N N N N N N N/A N/A VIRGIN ISLANDS PUB FIN AUT 927676NR3 100000 PA USD 95232 0.001004 Long DBT MUN VI N 1 2029-10-01 Fixed 6.625 N N N N N N N/A N/A VIRGIN ISLANDS PUB FIN AUT 927676NS1 1200000 PA USD 1129152 0.011903 Long DBT MUN VI N 1 2037-10-01 Fixed 6.75 N N N N N N N/A N/A BOOKING HLDGS INC COM 09857L108 246 NS USD 364220.22 0.00384 Long EC CORP US N 1 N N N N/A N/A ELLIOTT ASSOC LP CL B 9924MD992 3000000 NS USD 6760340 0.071267 Long CORP US N N/A N N N N/A N/A GRAHAM INSTITUTIONAL PARTN 9929PX994 2365123 NS USD 2813814 0.029663 Long CORP US N N/A N N N N/A N/A GREENLIGHT MASTERS QUALIFI 9916NT992 2500000 NS USD 3463446 0.036511 Long CORP US N N/A N N N N/A N/A INFINITY PREMIER FUND, L.P 991UGW990 3500000 NS USD 4162795 0.043884 Long CORP US N N/A N N N N/A N/A LITESPEED PARTNERS LP, LMT 991UFN991 664400 NS USD 1134086 0.011955 Long CORP US N N/A N N N N/A N/A MORROCROFT SPECIAL OPPORTU 9919EY995 508328.94 NS USD 21345 0.000225 Long CORP US N N/A N N N N/A N/A MUDRICK DISTRESSED OPP SPE 74909E106 3622811 NS USD 3594001 0.037887 Long CORP US N N/A N N N N/A N/A OAKTREE ENHANCED INCOME FU 991RWS998 89882 NS USD 54225 0.000572 Long CORP US N N/A N N N N/A N/A OLD WELL EMERGING MARKETS 992Q15993 1000000 NS USD 860306 0.009069 Long CORP US N N/A N N N N/A N/A PRIVET FUND LP 991AA7995 1000000 NS USD 1152840 0.012153 Long CORP US N N/A N N N N/A N/A BP PLC SPONSORED ADR 055622104 12500 NS USD 297500 0.003136 Long EC CORP GB N 1 N N N N/A N/A SEGRA RESOURCE ONSHORE PAR 992QZ8990 250000 NS USD 225520 0.002377 Long CORP US N N/A N N N N/A N/A STARK INVESTMENTS LP 9915DV990 22608.68 NS USD 60186 0.000634 Long CORP US N N/A N N N N/A N/A TRIARII CAPITAL PARTNERS L 9929PV998 1000000 NS USD 751367 0.007921 Long CORP US N N/A N N N N/A N/A VIRGO SOCIETAS III (ONSHOR 991JQY990 2938190.66 NS USD 1710159 0.018028 Long CORP US N N/A N N N N/A N/A WORLDWIDE OPPOR FUND A-A1 686994F41 2157.0464 NS USD 1262116 0.013305 Long CORP US N N/A N N N N/A N/A WORLDWIDE OPPOR FUND A-A34 N/A 500 NS USD 42890 0.000452 Long CORP US N N/A N N N N/A N/A WORLDWIDE OPPOR FUND A-A35 N/A 500 NS USD 41730 0.00044 Long CORP US N N/A N N N N/A N/A WORLDWIDE OPPOR FUND A-A36 N/A 500 NS USD 42002 0.000443 Long CORP US N N/A N N N N/A N/A WORLDWIDE OPPOR FUND A-A37 N/A 500 NS USD 41773 0.00044 Long CORP US N N/A N N N N/A N/A WORLDWIDE OPPOR FUND A-A45 N/A 2500 NS USD 218526 0.002304 Long CORP US N N/A N N N N/A N/A BERKSHIRE HATHAWAY INC CL 084670702 3500 NS USD 655760 0.006913 Long EC CORP US N 1 N N N N/A N/A WORLDWIDE OPPOR FUND A-A46 N/A 2500 NS USD 225420 0.002376 Long CORP US N N/A N N N N/A N/A WALNUT INVESTMENT PARTNERS 99LP08536 235567.24 NS USD 0 0 Long CORP US N N/A N N N N/A N/A 3M CO CLL OPT180. N/A -15 NC USD -390 -0.000004 N/A DE CORP US N 1 N/A N/A Call Written 3M CO 3M CO 100 180 USD 2020-06-19 XXXX 3317.33 N N N N/A N/A CHEMOURS CO CLL OPT 14. N/A -30 NC USD -1950 -0.000021 N/A DE CORP US N 1 N/A N/A Call Written CHEMOURS CO CHEMOURS CO 100 14 USD 2020-07-17 XXXX 1003.77 N N N N/A N/A CHEMOURS CO CLL OPT 15. N/A -20 NC USD -2200 -0.000023 N/A DE CORP US N 1 N/A N/A Call Written CHEMOURS CO CHEMOURS CO 100 15 USD 2020-10-16 XXXX 289.16 N N N N/A N/A CISCO SYSTEMS CLL OPT 45. N/A -15 NC USD -2145 -0.000023 N/A DE CORP US N 1 N/A N/A Call Written CISCO SYSTEMS CISCO SYSTEMS 100 45 USD 2020-07-17 XXXX -563.12 N N N N/A N/A CORNING INC CLL OPT 19. N/A 20 NC USD 8300 0.000087 N/A DE CORP US N 1 N/A N/A Call Purchased CORNING INC CORNING INC 100 19 USD 2020-11-20 XXXX 2750.22 N N N N/A N/A CORNING INC CLL OPT 25. N/A -40 NC USD -5440 -0.000057 N/A DE CORP US N 1 N/A N/A Call Written CORNING INC CORNING INC 100 25 USD 2020-11-20 XXXX -1449.64 N N N N/A N/A DAVITA INC CLL OPT 87. N/A -5 NC USD -1120 -0.000012 N/A DE CORP US N 1 N/A N/A Call Written DAVITA INC DAVITA INC 100 87 USD 2020-07-17 XXXX 622.27 N N N N/A N/A ENBRIDGE INC CLL OPT 35. N/A -30 NC USD -4950 -0.000052 N/A DE CORP US N 1 N/A N/A Call Written ENBRIDGE INC ENBRIDGE INC 100 35 USD 2020-11-20 XXXX -1096.25 N N N N/A N/A BROADMARK RLTY CAP INC COM 89653L205 4500 NS USD 36855 0.000389 Long EC CORP US N 1 N N N N/A N/A INVESCO QQQ TR CLL OPT185. N/A 30 NC USD 110490 0.001165 N/A DE CORP US N 1 N/A N/A Call Purchased INVESCO QQQ TR INVESCO QQQ TR 100 185 USD 2020-07-17 XXXX 67654.84 N N N N/A N/A INVESCO QQQ TR CLL OPT190. N/A 40 NC USD 156840 0.001653 N/A DE CORP US N 1 N/A N/A Call Purchased INVESCO QQQ TR INVESCO QQQ TR 100 190 USD 2020-12-18 XXXX 87672.44 N N N N/A N/A KIMBERLY CLARK CLL OPT150. N/A -15 NC USD -3600 -0.000038 N/A DE CORP US N 1 N/A N/A Call Written KIMBERLY CLARK KIMBERLY CLARK 100 150 USD 2020-07-17 XXXX 846.82 N N N N/A N/A KROGER CO CLL OPT 35. N/A -25 NC USD -2075 -0.000022 N/A DE CORP US N 1 N/A N/A Call Written KROGER CO KROGER CO 100 35 USD 2020-07-17 XXXX 4211.39 N N N N/A N/A SPDR S&P500 TR CLL OPT250. N/A 25 NC USD 124450 0.001312 N/A DE CORP US N 1 N/A N/A Call Purchased SPDR S&P500 TR SPDR S&P500 TR 100 250 USD 2020-10-16 XXXX 58578.53 N N N N/A N/A SUNCOR ENERGY CLL OPT 35. N/A -30 NC USD -60 -0.000001 N/A DE CORP US N 1 N/A N/A Call Written SUNCOR ENERGY SUNCOR ENERGY 100 35 USD 2020-06-19 XXXX 2293.79 N N N N/A N/A TRUIST FINL CO CLL OPT 45. N/A -25 NC USD -100 -0.000001 N/A DE CORP US N 1 N/A N/A Call Written TRUIST FINL CO TRUIST FINL CO 100 45 USD 2020-06-19 XXXX 1503.49 N N N N/A N/A VALERO ENERGY CLL OPT 70. N/A -10 NC USD -5000 -0.000053 N/A DE CORP US N 1 N/A N/A Call Written VALERO ENERGY VALERO ENERGY 100 70 USD 2020-09-18 XXXX -1915.46 N N N N/A N/A VALERO ENERGY CLL OPT 90. N/A -10 NC USD -120 -0.000001 N/A DE CORP US N 1 N/A N/A Call Written VALERO ENERGY VALERO ENERGY 100 90 USD 2020-06-19 XXXX 10764.38 N N N N/A N/A VANECK VECTORS CLL OPT 31. N/A -13 NC USD -4030 -0.000042 N/A DE CORP US N 1 N/A N/A Call Written VANECK VECTORS VANECK VECTORS 100 31 USD 2020-06-19 XXXX -1983.05 N N N N/A N/A ANHEUSER-BUSCH INBEV SA/NV 035229103 16000 NS USD 744320 0.007847 Long EC CORP BE N 1 N N N N/A N/A VANECK VECTORS CLL OPT 32. N/A -13 NC USD -5499 -0.000058 N/A DE CORP US N 1 N/A N/A Call Written VANECK VECTORS VANECK VECTORS 100 32 USD 2020-08-21 XXXX -3270.05 N N N N/A N/A WAL-MART STORE CLL OPT135. N/A -5 NC USD -2170 -0.000023 N/A DE CORP US N 1 N/A N/A Call Written WAL-MART STORE WAL-MART STORE 100 135 USD 2020-09-18 XXXX -677.73 N N N N/A N/A ALIBABA GROUP PUT OPT170. N/A -5 NC USD -1700 -0.000018 N/A DE CORP US N 1 N/A N/A Put Purchased ALIBABA GROUP ALIBABA GROUP 100 170 USD 2020-07-17 XXXX 1742.23 N N N N/A N/A APPLE INC PUT OPT225. N/A -25 NC USD -5350 -0.000056 N/A DE CORP US N 1 N/A N/A Put Purchased APPLE INC APPLE INC 100 225 USD 2020-07-17 XXXX 25735.84 N N N N/A N/A APPLE INC PUT OPT250. N/A -20 NC USD -6800 -0.000072 N/A DE CORP US N 1 N/A N/A Put Purchased APPLE INC APPLE INC 100 250 USD 2020-06-19 XXXX 15368.72 N N N N/A N/A BERKSHIR HTHWY PUT OPT180. N/A -20 NC USD -17300 -0.000182 N/A DE CORP US N 1 N/A N/A Put Purchased BERKSHIR HTHWY BERKSHIR HTHWY 100 180 USD 2020-08-21 XXXX -2331.12 N N N N/A N/A BOEING COMPANY PUT OPT 80. N/A -25 NC USD -17250 -0.000182 N/A DE CORP US N 1 N/A N/A Put Purchased BOEING COMPANY BOEING COMPANY 100 80 USD 2020-12-18 XXXX 17210.76 N N N N/A N/A BOEING COMPANY PUT OPT 90. N/A -50 NC USD -46750 -0.000493 N/A DE CORP US N 1 N/A N/A Put Purchased BOEING COMPANY BOEING COMPANY 100 90 USD 2020-12-18 XXXX 61620.66 N N N N/A N/A CATERPILLAR PUT OPT 90. N/A -20 NC USD -5720 -0.00006 N/A DE CORP US N 1 N/A N/A Put Purchased CATERPILLAR CATERPILLAR 100 90 USD 2020-08-21 XXXX 4748.98 N N N N/A N/A CORNING INC PUT OPT 14. N/A -20 NC USD -660 -0.000007 N/A DE CORP US N 1 N/A N/A Put Purchased CORNING INC CORNING INC 100 14 USD 2020-11-20 XXXX 1929.16 N N N N/A N/A BLACKSTONE GROUP L P COM U 09253U108 23000 NS USD 1201520 0.012666 Long EC CORP US N 1 N N N N/A N/A CORNING INC PUT OPT 17. N/A 25 NC USD 2325 0.000025 N/A DE CORP US N 1 N/A N/A Put Written CORNING INC CORNING INC 100 17 USD 2020-11-20 XXXX -1784.47 N N N N/A N/A DISNEY WALT CO PUT OPT 70. N/A -20 NC USD -3100 -0.000033 N/A DE CORP US N 1 N/A N/A Put Purchased DISNEY WALT CO DISNEY WALT CO 100 70 USD 2020-10-16 XXXX 11553.89 N N N N/A N/A DUKE ENERGY CO PUT OPT 90. N/A -20 NC USD -14800 -0.000156 N/A DE CORP US N 1 N/A N/A Put Purchased DUKE ENERGY CO DUKE ENERGY CO 100 90 USD 2020-06-19 XXXX -3431.04 N N N N/A N/A INVESCO QQQ TR PUT OPT150. N/A -40 NC USD -17480 -0.000184 N/A DE CORP US N 1 N/A N/A Put Purchased INVESCO QQQ TR INVESCO QQQ TR 100 150 USD 2020-12-18 XXXX 18057.66 N N N N/A N/A INVESCO QQQ TR PUT OPT165. N/A -50 NC USD -20700 -0.000218 N/A DE CORP US N 1 N/A N/A Put Purchased INVESCO QQQ TR INVESCO QQQ TR 100 165 USD 2020-09-18 XXXX 14322.28 N N N N/A N/A INVESCO QQQ TR PUT OPT190. N/A 50 NC USD 42500 0.000448 N/A DE CORP US N 1 N/A N/A Put Written INVESCO QQQ TR INVESCO QQQ TR 100 190 USD 2020-09-18 XXXX -25576.94 N N N N/A N/A INVESCO QQQ TR PUT OPT200. N/A 30 NC USD 14700 0.000155 N/A DE CORP US N 1 N/A N/A Put Written INVESCO QQQ TR INVESCO QQQ TR 100 200 USD 2020-06-19 XXXX 2533.84 N N N N/A N/A KOHLS CORP PUT OPT 40. N/A -125 NC USD -243750 -0.00257 N/A DE CORP US N 1 N/A N/A Put Purchased KOHLS CORP KOHLS CORP 100 40 USD 2020-06-19 XXXX -217692.89 N N N N/A N/A MERCK & CO INC PUT OPT 85. N/A -10 NC USD -5600 -0.000059 N/A DE CORP US N 1 N/A N/A Put Purchased MERCK & CO INC MERCK & CO INC 100 85 USD 2020-05-15 XXXX -4065.43 N N N N/A N/A MORGAN STANLEY PUT OPT 35. N/A -50 NC USD -6700 -0.000071 N/A DE CORP US N 1 N/A N/A Put Purchased MORGAN STANLEY MORGAN STANLEY 100 35 USD 2020-06-19 XXXX 3372.83 N N N N/A N/A BLACKSTONE MTG TR INC COM 09257W100 13000 NS USD 305890 0.003225 Long EC CORP US N 1 N N N N/A N/A SPDR S&P500 QT PUT OPT205. N/A -40 NC USD -18400 -0.000194 N/A DE CORP US N 1 N/A N/A Put Purchased SPDR S&P500 QT SPDR S&P500 QT 100 205 USD 2020-10-16 XXXX 73128.42 N N N N/A N/A CATERPILLAR INC DEL COM 149123101 500 NS USD 58190 0.000613 Long EC CORP US N 1 N N N N/A N/A CHEMOURS CO COM 163851108 5000 NS USD 58650 0.000618 Long EC CORP US N 1 N N N N/A N/A CARLYLE GROUP L P COM 14309L102 8000 NS USD 187520 0.001977 Long EC CORP US N 1 N N N N/A N/A CME GROUP INC COM STK 12572Q105 800 NS USD 142568 0.001503 Long EC CORP US N 1 N N N N/A N/A APPLE INC COM STK 037833100 3500 NS USD 1028300 0.01084 Long EC CORP US N 1 N N N N/A N/A CNX MIDSTREAM PARTNERS COM 12654A101 3500 NS USD 26425 0.000279 Long EC CORP US N 1 N N N N/A N/A COMPASS DIVERSIFIED HOLDIN 20451Q104 5000 NS USD 100450 0.001059 Long EC CORP US N 1 N N N N/A N/A CAPITAL ONE FINL CORP COM 14040H105 4500 NS USD 291420 0.003072 Long EC CORP US N 1 N N N N/A N/A COMMSCOPE HLDG CO INC COM 20337X109 7500 NS USD 82575 0.00087 Long EC CORP US N 1 N N N N/A N/A CYRUSONE INC COM 23283R100 3000 NS USD 210450 0.002219 Long EC CORP US N 1 N N N N/A N/A CAPITALA FIN CORP COM 14054R106 78455 NS USD 323234.6 0.003407 Long EC CORP US N 1 N N N N/A N/A CISCO SYSTEMS INC 17275R102 8200 NS USD 347516 0.003663 Long EC CORP US N 1 N N N N/A N/A CARETRUST REIT INC COM 14174T107 5000 NS USD 82400 0.000869 Long EC CORP US N 1 N N N N/A N/A CITRIX SYS INC COM 177376100 1500 NS USD 217515 0.002293 Long EC CORP US N 1 N N N N/A N/A CHEVRON CORP COM 166764100 2800 NS USD 257600 0.002716 Long EC CORP US N 1 N N N N/A N/A ALLIANCEBERNSTEIN HLDG L P 01881G106 3500 NS USD 81970 0.000864 Long EC CORP US N 1 N N N N/A N/A DOMINION ENERGY INC COM ST 25746U109 6500 NS USD 501345 0.005285 Long EC CORP US N 1 N N N N/A N/A DU PONT E I DE NEMOURS COM 263534109 526 NS USD 24732.52 0.000261 Long EC CORP US N 1 N N N N/A N/A EASTERLY GOVERNMENT PROPER 27616P103 12000 NS USD 322920 0.003404 Long EC CORP US N 1 N N N N/A N/A DOLLAR GEN CORP NEW COM 256677105 2500 NS USD 438250 0.00462 Long EC CORP US N 1 N N N N/A N/A QUEST DIAGNOSTICS INC COM 74834L100 4000 NS USD 440440 0.004643 Long EC CORP US N 1 N N N N/A N/A DISNEY WALT CO COM 254687106 5000 NS USD 540750 0.005701 Long EC CORP US N 1 N N N N/A N/A DELEK LOGISTICS PARTNERS L 24664T103 3500 NS USD 68635 0.000724 Long EC CORP US N 1 N N N N/A N/A DIGITAL RLTY TR INC COM 253868103 2000 NS USD 298980 0.003152 Long EC CORP US N 1 N N N N/A N/A DOLLAR TREE INC COM STK 256746108 10000 NS USD 796700 0.008399 Long EC CORP US N 1 N N N N/A N/A PHYSICIANS RLTY TR COM 71943U104 6000 NS USD 92520 0.000975 Long EC CORP US N 1 N N N N/A N/A ABB LTD SPONSORED ADR 000375204 4000 NS USD 75040 0.000791 Long EC CORP CH N 1 N N N N/A N/A DOW CHEM CO COM 260543103 2026 NS USD 74333.94 0.000784 Long EC CORP US N 1 N N N N/A N/A DUKE ENERGY CORP NEW COM N 26441C204 4387 NS USD 371403.7 0.003915 Long EC CORP US N 1 N N N N/A N/A DAVITA INC COM 23918K108 3000 NS USD 237030 0.002499 Long EC CORP US N 1 N N N N/A N/A ECOLAB INC COM STK USD1 278865100 500 NS USD 96750 0.00102 Long EC CORP CA N 1 N N N N/A N/A ENBRIDGE INC 29250N105 11999 NS USD 368129.32 0.003881 Long EC CORP US N 1 N N N N/A N/A ENTERPRISE PRODUCTS PARTNE 293792107 10000 NS USD 175600 0.001851 Long EC CORP US N 1 N N N N/A N/A ENERGY TRANSFER OPERATING, 29273V100 12800 NS USD 107520 0.001133 Long EC CORP US N 1 N N N N/A N/A ENTERGY CORP NEW COM 29364G103 1000 NS USD 95510 0.001007 Long EC CORP US N 1 N N N N/A N/A FACEBOOK INC CL A 30303M102 2500 NS USD 511775 0.005395 Long EC CORP US N 1 N N N N/A N/A FIVE BELOW INC COM 33829M101 2500 NS USD 225400 0.002376 Long EC CORP US N 1 N N N N/A N/A ABBVIE INC COM USD0.01 00287Y109 2500 NS USD 205500 0.002166 Long EC CORP US N 1 N N N N/A N/A F M C CORP COM NEW 302491303 2400 NS USD 220560 0.002325 Long EC CORP US N 1 N N N N/A N/A FORTRESS TRANS INFRST COM 34960P101 6000 NS USD 70560 0.000744 Long EC CORP US N 1 N N N N/A N/A GOLUB CAPITAL BDC INC COM 38173M102 15391 NS USD 157911.66 0.001665 Long EC CORP US N 1 N N N N/A N/A GEO GROUP INC(THE) COM USD 36162J106 3500 NS USD 44380 0.000468 Long EC CORP US N 1 N N N N/A N/A GENERAL MILLS INC COM 370334104 500 NS USD 29945 0.000316 Long EC CORP US N 1 N N N N/A N/A GASLOG PARTNERS LP UNIT LT Y2687W108 2000 NS USD 12040 0.000127 Long EC CORP MC N 1 N N N N/A N/A CORNING INC COM 219350105 13500 NS USD 297135 0.003132 Long EC CORP US N 1 N N N N/A N/A GOLAR LNG PARTNERS LP COM Y2745C102 8000 NS USD 23280 0.000245 Long EC CORP NO N 1 N N N N/A N/A ALPHABET INC CAP STK CL C 02079K107 1151 NS USD 1552307.66 0.016364 Long EC CORP US N 1 N N N N/A N/A GREEN PLAINS PARTNERS LP C 393221106 5000 NS USD 26650 0.000281 Long EC CORP US N 1 N N N N/A N/A AMBEV SA SPONSORED ADR 02319V103 150000 NS USD 322500 0.0034 Long EC CORP BR N 1 N N N N/A N/A HANNON ARMSTRONG SUSTAINAB 41068X100 10000 NS USD 279900 0.002951 Long EC CORP US N 1 N N N N/A N/A MLP HOLLY ENERGY PARTNERS 435763107 3000 NS USD 44190 0.000466 Long EC CORP US N 1 N N N N/A N/A HOLOGIC INC COM 436440101 5000 NS USD 250500 0.002641 Long EC CORP US N 1 N N N N/A N/A IAA, INC. 449253103 12500 NS USD 482500 0.005086 Long EC CORP US N 1 N N N N/A N/A INTERCONTINENTAL EXCHANGE 45866F104 1000 NS USD 89450 0.000943 Long EC CORP US N 1 N N N N/A N/A INTEL CORP COM 458140100 3000 NS USD 179940 0.001897 Long EC CORP US N 1 N N N N/A N/A IQVIA HOLDINGS INC COM 46266C105 500 NS USD 71295 0.000752 Long EC CORP US N 1 N N N N/A N/A IRON MTN INC NEW COM 46284V101 6500 NS USD 157170 0.001657 Long EC CORP US N 1 N N N N/A N/A JERNIGAN CAP INC COM 476405105 3000 NS USD 39600 0.000417 Long EC CORP US N 1 N N N N/A N/A KIMBERLY CLARK CORP COM 494368103 1500 NS USD 207720 0.00219 Long EC CORP US N 1 N N N N/A N/A ARLINGTON ASSET INVT CORP 041356205 7500 NS USD 21225 0.000224 Long EC CORP US N 1 N N N N/A N/A KNOT OFFSHORE PARTNERS COM Y48125101 2000 NS USD 28360 0.000299 Long EC CORP MH N 1 N N N N/A N/A KROGER CO COM 501044101 2500 NS USD 79025 0.000833 Long EC CORP US N 1 N N N N/A N/A LABORATORY CORP AMERICA HL 50540R409 4550 NS USD 748247.5 0.007888 Long EC CORP US N 1 N N N N/A N/A ELI LILLY & CO COM 532457108 2592 NS USD 400826.88 0.004225 Long EC CORP US N 1 N N N N/A N/A LTC PPTYS INC COM 502175102 4000 NS USD 142400 0.001501 Long EC CORP US N 1 N N N N/A N/A MCKESSON CORP 58155Q103 5500 NS USD 776875 0.00819 Long EC CORP US N 1 N N N N/A N/A 3M CO COM 88579Y101 1500 NS USD 227880 0.002402 Long EC CORP US N 1 N N N N/A N/A MAGELLAN MIDSTREAM PARTNER 559080106 2000 NS USD 82260 0.000867 Long EC CORP US N 1 N N N N/A N/A ALTRIA GROUP INC COM 02209S103 45000 NS USD 1766250 0.01862 Long EC CORP US N 1 N N N N/A N/A MPLX LP COM UNIT REP LTD 55336V100 3500 NS USD 63350 0.000668 Long EC CORP US N 1 N N N N/A N/A AMGEN INC COM 031162100 38 NS USD 9090.36 0.000096 Long EC CORP US N 1 N N N N/A N/A MEDICAL PPTYS TR INC COM R 58463J304 15000 NS USD 257100 0.00271 Long EC CORP US N 1 N N N N/A N/A MERCK & CO INC NEW COM 58933Y105 500 NS USD 39670 0.000418 Long EC CORP US N 1 N N N N/A N/A MORGAN STANLEY COM NEW 617446448 500 NS USD 19715 0.000208 Long EC CORP US N 1 N N N N/A N/A MICROSOFT CORP COM 594918104 2250 NS USD 403222.5 0.004251 Long EC CORP US N 1 N N N N/A N/A ANNALY CAP MGMT INC COM 035710409 2500 NS USD 15625 0.000165 Long EC CORP US N 1 N N N N/A N/A NEW YORK MTG TR CUM REDEEM 649604709 5000 NS USD 10900 0.000115 Long EC CORP US N 1 N N N N/A N/A OMEGA HEALTHCARE INVS INC 681936100 2000 NS USD 58300 0.000615 Long EC CORP US N 1 N N N N/A N/A GRUPO AEROPORTUARIO DE SPO 400501102 2500 NS USD 72600 0.000765 Long EC CORP MX N 1 N N N N/A N/A OASIS MIDSTREAM PARTNERS L 67420T206 3500 NS USD 22365 0.000236 Long EC CORP US N 1 N N N N/A N/A ORACLE CORP COM 68389X105 4000 NS USD 211880 0.002234 Long EC CORP US N 1 N N N 2020-06-29 BMC Fund, Inc. Wendy Sims Wendy Sims Secretary & Treasurer