The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM D

Notice of Exempt Offering of Securities

OMB APPROVAL
OMB Number: 3235-0076
Estimated average burden
hours per response: 4.00

1. Issuer's Identity

CIK (Filer ID Number) Previous Names
   None
Entity Type
0001610286
Zurich American Life Insurance Co of New York
   Corporation
   Limited Partnership
   Limited Liability Company
   General Partnership
   Business Trust
X Other (Specify)

Insurance Company Separate Account
Name of Issuer
ZALICONY HNW PPVA Series Account - 1
Jurisdiction of Incorporation/Organization
NEW YORK
Year of Incorporation/Organization
   Over Five Years Ago
X Within Last Five Years (Specify Year) 2014
   Yet to Be Formed

2. Principal Place of Business and Contact Information

Name of Issuer
ZALICONY HNW PPVA Series Account - 1
Street Address 1 Street Address 2
4 World Trade Center
City State/Province/Country ZIP/PostalCode Phone Number of Issuer
NEW YORK NEW YORK 10007 877-301-5376

1. Issuer's Identity

CIK (Filer ID Number) Previous Names
   None
Entity Type
0000351754
KEMPER INVESTORS LIFE INSURANCE CO
X Corporation
   Limited Partnership
   Limited Liability Company
   General Partnership
   Business Trust
   Other (Specify)

Name of Issuer
Zurich American Life Insurance Co
Jurisdiction of Incorporation/Organization
ILLINOIS
Year of Incorporation/Organization
X Over Five Years Ago
   Within Last Five Years (Specify Year)
   Yet to Be Formed

2. Principal Place of Business and Contact Information

Name of Issuer
Zurich American Life Insurance Co
Street Address 1 Street Address 2
1299 Zurich Way
City State/Province/Country ZIP/PostalCode Phone Number of Issuer
SCHAUMBURG ILLINOIS 60196 425-577-5100

3. Related Persons

Last Name First Name Middle Name
Dietz David
Street Address 1 Street Address 2
4 World Trade Center
City State/Province/Country ZIP/PostalCode
New York NEW YORK 10007
Relationship: X Executive Officer X Director    Promoter

Clarification of Response (if Necessary):

President, Chief Executive Officer, Chairperson and Director of Zurich American Life Insurance Company of New York (ZALICONY)
Last Name First Name Middle Name
Thomas Juanita
Street Address 1 Street Address 2
1114 Georgia Street
City State/Province/Country ZIP/PostalCode
Louisiana MISSOURI 63353
Relationship: X Executive Officer    Director    Promoter

Clarification of Response (if Necessary):

Vice President and Chief Compliance Officer ZALICONY
Last Name First Name Middle Name
Ehrlich Cathy
Street Address 1 Street Address 2
4 World Trade Center
City State/Province/Country ZIP/PostalCode
New York NEW YORK 10007
Relationship: X Executive Officer    Director    Promoter

Clarification of Response (if Necessary):

Vice President, Chief Actuary and Illustration Actuary of ZALICONY
Last Name First Name Middle Name
Kleinman Ira
Street Address 1 Street Address 2
4 Wold Trade Center
City State/Province/Country ZIP/PostalCode
New York NEW YORK 10007
Relationship:    Executive Officer X Director    Promoter

Clarification of Response (if Necessary):

Director of ZALICONY
Last Name First Name Middle Name
Martin Audrey
Street Address 1 Street Address 2
4 World Trade Center
City State/Province/Country ZIP/PostalCode
New York NEW YORK 10007
Relationship: X Executive Officer X Director    Promoter

Clarification of Response (if Necessary):

Director and Vice President of ZALICONY
Last Name First Name Middle Name
Pietroluongo Louis
Street Address 1 Street Address 2
1299 Zurich Way
City State/Province/Country ZIP/PostalCode
Schaumburg ILLINOIS 60196
Relationship:    Executive Officer X Director    Promoter

Clarification of Response (if Necessary):

Director of ZALICONY
Last Name First Name Middle Name
Rohwetter Michael
Street Address 1 Street Address 2
4 World Trade Center
City State/Province/Country ZIP/PostalCode
New York NEW YORK 10007
Relationship: X Executive Officer    Director    Promoter

Clarification of Response (if Necessary):

Vice President and Chief Investment Officer of ZALICONY
Last Name First Name Middle Name
Dampman Dave
Street Address 1 Street Address 2
7045 College Boulevard
City State/Province/Country ZIP/PostalCode
Overland Park KANSAS 66211
Relationship: X Executive Officer X Director    Promoter

Clarification of Response (if Necessary):

Director, Vice President, Operations and Regulation 60 Officer of ZALICONY
Last Name First Name Middle Name
Grilli Richard
Street Address 1 Street Address 2
4 World Trade Center
City State/Province/Country ZIP/PostalCode
New York NEW YORK 10007
Relationship: X Executive Officer    Director    Promoter

Clarification of Response (if Necessary):

Assistant Treasurer of ZALICONY
Last Name First Name Middle Name
Broek Debra
Street Address 1 Street Address 2
4 World Trade Center
City State/Province/Country ZIP/PostalCode
New York NEW YORK 10007
Relationship:    Executive Officer X Director    Promoter

Clarification of Response (if Necessary):

Director of ZALICONY
Last Name First Name Middle Name
Carty Patrick
Street Address 1 Street Address 2
4 World Trade Center
City State/Province/Country ZIP/PostalCode
New York NEW YORK 10007
Relationship: X Executive Officer    Director    Promoter

Clarification of Response (if Necessary):

Senior Vice President, General Counsel and Corporate Secretary of ZALICONY
Last Name First Name Middle Name
Hargrove Mark
Street Address 1 Street Address 2
4 World Trade Center
City State/Province/Country ZIP/PostalCode
New York NEW YORK 10007
Relationship: X Executive Officer    Director    Promoter

Clarification of Response (if Necessary):

Vice President and Chief Risk Officer of ZALICONY
Last Name First Name Middle Name
Dampman David
Street Address 1 Street Address 2
7045 College Boulevard
City State/Province/Country ZIP/PostalCode
Overland Park KANSAS 66211
Relationship: X Executive Officer    Director    Promoter

Clarification of Response (if Necessary):

Vice President, Operations and Regulation 60 Officer of ZALICONY
Last Name First Name Middle Name
Malagreca Frank
Street Address 1 Street Address 2
58 South Service Road
City State/Province/Country ZIP/PostalCode
Melville NEW YORK 11747
Relationship: X Executive Officer X Director    Promoter

Clarification of Response (if Necessary):

New York State Workers' Compensation Board Qualifying Officer of ZALICONY
Last Name First Name Middle Name
Page Adam
Street Address 1 Street Address 2
1299 Zurich Way
City State/Province/Country ZIP/PostalCode
Schaumburg ILLINOIS 60196
Relationship: X Executive Officer    Director    Promoter

Clarification of Response (if Necessary):

Chief Information Security Officer of ZALICONY
Last Name First Name Middle Name
Zitt Colleen
Street Address 1 Street Address 2
1299 Zurich Way
City State/Province/Country ZIP/PostalCode
Schaumburg ILLINOIS 60196
Relationship:    Executive Officer X Director    Promoter

Clarification of Response (if Necessary):

Director of ZALICONY

4. Industry Group

   Agriculture
Banking & Financial Services
   Commercial Banking
X Insurance
   Investing
   Investment Banking
   Pooled Investment Fund
Is the issuer registered as
an investment company under
the Investment Company
Act of 1940?
   Yes    No
   Other Banking & Financial Services
   Business Services
Energy
   Coal Mining
   Electric Utilities
   Energy Conservation
   Environmental Services
   Oil & Gas
   Other Energy
Health Care
   Biotechnology
   Health Insurance
   Hospitals & Physicians
   Pharmaceuticals
   Other Health Care
   Manufacturing
Real Estate
   Commercial
   Construction
   REITS & Finance
   Residential
   Other Real Estate
  
Retailing
  
Restaurants
Technology
   Computers
   Telecommunications
   Other Technology
Travel
   Airlines & Airports
   Lodging & Conventions
   Tourism & Travel Services
   Other Travel
  
Other

5. Issuer Size

Revenue Range OR Aggregate Net Asset Value Range
   No Revenues    No Aggregate Net Asset Value
   $1 - $1,000,000    $1 - $5,000,000
   $1,000,001 - $5,000,000    $5,000,001 - $25,000,000
   $5,000,001 - $25,000,000    $25,000,001 - $50,000,000
   $25,000,001 - $100,000,000    $50,000,001 - $100,000,000
   Over $100,000,000    Over $100,000,000
X Decline to Disclose    Decline to Disclose
   Not Applicable    Not Applicable

6. Federal Exemption(s) and Exclusion(s) Claimed (select all that apply)

   Rule 504(b)(1) (not (i), (ii) or (iii))
   Rule 504 (b)(1)(i)
   Rule 504 (b)(1)(ii)
   Rule 504 (b)(1)(iii)
   Rule 506(b)
X Rule 506(c)
   Securities Act Section 4(a)(5)
X Investment Company Act Section 3(c)
   Section 3(c)(1)    Section 3(c)(9)  
   Section 3(c)(2)    Section 3(c)(10)
   Section 3(c)(3)    Section 3(c)(11)
   Section 3(c)(4)    Section 3(c)(12)
   Section 3(c)(5)    Section 3(c)(13)
   Section 3(c)(6)    Section 3(c)(14)
X Section 3(c)(7)

7. Type of Filing

   New Notice Date of First Sale 2014-04-28    First Sale Yet to Occur
X Amendment

8. Duration of Offering

Does the Issuer intend this offering to last more than one year?
X Yes    No

9. Type(s) of Securities Offered (select all that apply)

   Equity    Pooled Investment Fund Interests
   Debt    Tenant-in-Common Securities
   Option, Warrant or Other Right to Acquire Another Security    Mineral Property Securities
   Security to be Acquired Upon Exercise of Option, Warrant or Other Right to Acquire Security X Other (describe)
Interests in ZALICONY HNW PPVA Series Account - 1 pursuant to variable life insurance policies

10. Business Combination Transaction

Is this offering being made in connection with a business combination transaction, such as a merger, acquisition or exchange offer?
   Yes X No

Clarification of Response (if Necessary):

11. Minimum Investment

Minimum investment accepted from any outside investor $1,000,000 USD

12. Sales Compensation

Recipient
Recipient CRD Number    None
Morgan Stanley Smith Barney 149777
(Associated) Broker or Dealer X None
(Associated) Broker or Dealer CRD Number X None
None None
Street Address 1 Street Address 2
2000 Westchester Ave 2nd Floor
City State/Province/Country ZIP/Postal Code
Purchase NEW YORK 10577
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
   All States
   Foreign/non-US
NEW YORK

Recipient
Recipient CRD Number    None
Deborah Montaperto 1669425
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Morgan Stanley 149777
Street Address 1 Street Address 2
399 Park Avenue 12th Floor
City State/Province/Country ZIP/Postal Code
New York NEW YORK 10022
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
   All States
   Foreign/non-US
NEW YORK

Recipient
Recipient CRD Number    None
M Holdings Securities 43285
(Associated) Broker or Dealer X None
(Associated) Broker or Dealer CRD Number X None
None None
Street Address 1 Street Address 2
1125 NW Couch Street #900
City State/Province/Country ZIP/Postal Code
Portland OREGON 97209
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
   All States
   Foreign/non-US
NEW YORK

Recipient
Recipient CRD Number    None
American Portfolios 18487
(Associated) Broker or Dealer X None
(Associated) Broker or Dealer CRD Number X None
None None
Street Address 1 Street Address 2
4250 Veterans Memorial Hwy, Suite 420E
City State/Province/Country ZIP/Postal Code
Holbrook NEW YORK 11741
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
   All States
   Foreign/non-US
NEW YORK

Recipient
Recipient CRD Number    None
First Liberties Financial 14432
(Associated) Broker or Dealer X None
(Associated) Broker or Dealer CRD Number X None
None None
Street Address 1 Street Address 2
99 Park Avenue, Suite 1920
City State/Province/Country ZIP/Postal Code
New York NEW YORK 10016
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
   All States
   Foreign/non-US
NEW YORK

Recipient
Recipient CRD Number    None
NFP Advisor Services 42046
(Associated) Broker or Dealer X None
(Associated) Broker or Dealer CRD Number X None
None None
Street Address 1 Street Address 2
1250 Capital of Texas Hwy, Suite 125
City State/Province/Country ZIP/Postal Code
Austin TEXAS 78746
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
   All States
   Foreign/non-US
NEW YORK

13. Offering and Sales Amounts

Total Offering Amount USD
or X Indefinite
Total Amount Sold $61,280,983 USD
Total Remaining to be Sold USD
or X Indefinite

Clarification of Response (if Necessary):

14. Investors

  
Select if securities in the offering have been or may be sold to persons who do not qualify as accredited investors, and enter the number of such non-accredited investors who already have invested in the offering.
Regardless of whether securities in the offering have been or may be sold to persons who do not qualify as accredited investors, enter the total number of investors who already have invested in the offering:
5

15. Sales Commissions & Finder's Fees Expenses

Provide separately the amounts of sales commissions and finders fees expenses, if any. If the amount of an expenditure is not known, provide an estimate and check the box next to the amount.

Sales Commissions $889,761 USD
X Estimate
Finders' Fees $0 USD
   Estimate

Clarification of Response (if Necessary):

16. Use of Proceeds

Provide the amount of the gross proceeds of the offering that has been or is proposed to be used for payments to any of the persons required to be named as executive officers, directors or promoters in response to Item 3 above. If the amount is unknown, provide an estimate and check the box next to the amount.

$0 USD
   Estimate

Clarification of Response (if Necessary):

ZALICONY deducts charges from premium and policy values per terms of applicable insurance contract.

Signature and Submission

Please verify the information you have entered and review the Terms of Submission below before signing and clicking SUBMIT below to file this notice.

Terms of Submission

In submitting this notice, each issuer named above is:
  • Notifying the SEC and/or each State in which this notice is filed of the offering of securities described and undertaking to furnish them, upon written request, in the accordance with applicable law, the information furnished to offerees.*
  • Irrevocably appointing each of the Secretary of the SEC and, the Securities Administrator or other legally designated officer of the State in which the issuer maintains its principal place of business and any State in which this notice is filed, as its agents for service of process, and agreeing that these persons may accept service on its behalf, of any notice, process or pleading, and further agreeing that such service may be made by registered or certified mail, in any Federal or state action, administrative proceeding, or arbitration brought against the issuer in any place subject to the jurisdiction of the United States, if the action, proceeding or arbitration (a) arises out of any activity in connection with the offering of securities that is the subject of this notice, and (b) is founded, directly or indirectly, upon the provisions of:  (i) the Securities Act of 1933, the Securities Exchange Act of 1934, the Trust Indenture Act of 1939, the Investment Company Act of 1940, or the Investment Advisers Act of 1940, or any rule or regulation under any of these statutes, or (ii) the laws of the State in which the issuer maintains its principal place of business or any State in which this notice is filed.
  • Certifying that, if the issuer is claiming a Regulation D exemption for the offering, the issuer is not disqualified from relying on Rule 504 or Rule 506 for one of the reasons stated in Rule 504(b)(3) or Rule 506(d).

Each Issuer identified above has read this notice, knows the contents to be true, and has duly caused this notice to be signed on its behalf by the undersigned duly authorized person.

For signature, type in the signer's name or other letters or characters adopted or authorized as the signer's signature.

X I also am a duly authorized representative of the other issuer(s) identified in Item 1 above and authorized to sign on their behalf.
Issuer Signature Name of Signer Title Date
ZALICONY HNW PPVA Series Account - 1 Richard Grilli Richard Grilli Assistant Treasurer 2018-06-12

Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.

* This undertaking does not affect any limits Section 102(a) of the National Securities Markets Improvement Act of 1996 ("NSMIA") [Pub. L. No. 104-290, 110 Stat. 3416 (Oct. 11, 1996)] imposes on the ability of States to require information. As a result, if the securities that are the subject of this Form D are "covered securities" for purposes of NSMIA, whether in all instances or due to the nature of the offering that is the subject of this Form D, States cannot routinely require offering materials under this undertaking or otherwise and can require offering materials only to the extent NSMIA permits them to do so under NSMIA's preservation of their anti-fraud authority.