-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OZf/IPaJnKMIgsceo+j7dM92hv4SDQjVm9DgzmeUsMdtaocvqBmovAFkF8pqJwJC GHW37act+B+epNtyl4GW2w== 0000351721-03-000332.txt : 20031202 0000351721-03-000332.hdr.sgml : 20031202 20031202192706 ACCESSION NUMBER: 0000351721-03-000332 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031128 FILED AS OF DATE: 20031202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CHAVEZ CHRISTOPHER G CENTRAL INDEX KEY: 0001192858 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-10521 FILM NUMBER: 031033687 MAIL ADDRESS: STREET 1: 6501 WINDCREST DR STREET 2: SUITE 100 CITY: PLANO STATE: TX ZIP: 75024 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ADVANCED NEUROMODULATION SYSTEMS INC CENTRAL INDEX KEY: 0000351721 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 751646002 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6501 WINDCREST DRIVE SUITE 100 CITY: PLANO STATE: TX ZIP: 75024 BUSINESS PHONE: 9723098000 MAIL ADDRESS: STREET 1: 6501 WINDCREST DRIVE SUITE 100 CITY: PLANO STATE: TX ZIP: 75024 FORMER COMPANY: FORMER CONFORMED NAME: QUEST MEDICAL INC DATE OF NAME CHANGE: 19920703 4 1 f4chavez120203_ex.xml X0201 4 2003-11-28 0 0000351721 ADVANCED NEUROMODULATION SYSTEMS INC ANSI 0001192858 CHAVEZ CHRISTOPHER G 6501 WINDCREST DRIVE SUITE 100 PLANO TX 75024 0 1 0 0 President and CEO Common Stock 2003-11-28 4 M 0 28125 9.50 A 63125 D Common Stock 2003-11-28 4 S 0 1000 41.31 D 62125 D Common Stock 2003-11-28 4 S 0 3000 41.32 D 59125 D Common Stock 2003-11-28 4 S 0 6000 41.34 D 53125 D Common Stock 2003-11-28 4 S 0 4000 41.39 D 49125 D Common Stock 2003-11-28 4 S 0 8000 41.44 D 41125 D Common Stock 2003-11-28 4 S 0 3000 41.49 D 38125 D Common Stock 2003-11-28 4 S 0 3125 41.50 D 35000 D Common Stock 2003-11-28 4 M 0 18750 4.42 A 53750 D Common Stock 2003-11-28 4 S 0 1875 41.50 D 51875 D Common Stock 2003-11-28 4 S 0 3000 41.52 D 48875 D Common Stock 2003-11-28 4 S 0 5000 41.53 D 43875 D Common Stock 2003-11-28 4 S 0 4000 41.54 D 39875 D Common Stock 2003-11-28 4 S 0 2000 41.57 D 37875 D Common Stock 2003-11-28 4 S 0 2875 41.59 D 35000 D Common Stock 2003-11-28 4 M 0 6313 10.2467 A 41313 D Common Stock 2003-11-28 4 S 0 125 41.59 D 41188 D Common Stock 2003-11-28 4 S 0 1000 41.62 D 40188 D Common Stock 2003-11-28 4 S 0 1000 41.64 D 39188 D Common Stock 2003-11-28 4 S 0 1000 41.69 D 38188 D Common Stock 2003-11-28 4 S 0 1000 41.72 D 37188 D Common Stock 2003-11-28 4 S 0 1300 41.74 D 35888 D Common Stock 2003-11-28 4 S 0 888 41.79 D 35000 D Stock Option 9.50 2003-11-28 4 M 0 28125 D 2003-11-28 2010-07-31 Common Stock 28125 9375 D Stock Option 4.42 2003-11-28 4 M 0 18750 D 2003-11-28 2009-03-31 Common Stock 18750 18750 D Stock Option 10.2467 2003-11-28 4 M 0 6313 D 2003-11-28 2010-03-17 Common Stock 6313 19937 D Sold pursuant to a Rule 10b5-1 Safe Harbor Plan. Options granted pursuant to the 2000 Stock Option Plan, 25% vesting per year. Options granted pursuant to the 1998 Stock Option Plan, 25% vesting per year. Option grant. Linda D. Moses, by Power of Attorney 2003-12-02 -----END PRIVACY-ENHANCED MESSAGE-----