-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AJbZf83BXKialI0Lqj3/NbukJiHNM7xpCBnw/lQb3N+3VgrZfFb2SGa2JS75UaND lOdv+Osvr6QfLBTbRH6O8Q== 0000351710-03-000055.txt : 20031024 0000351710-03-000055.hdr.sgml : 20031024 20031024192517 ACCESSION NUMBER: 0000351710-03-000055 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031017 FILED AS OF DATE: 20031024 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CHIU THOMAS C T CENTRAL INDEX KEY: 0001185974 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10731 FILM NUMBER: 03957320 BUSINESS ADDRESS: STREET 1: 500 N GARFIELD AVE., SUITE 311 CITY: MONTEREY PARK STATE: CA ZIP: 91754 BUSINESS PHONE: 626-280-2484 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GBC BANCORP CENTRAL INDEX KEY: 0000351710 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 953586596 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 800 W. 6TH STREET STREET 2: 15TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90017 BUSINESS PHONE: 2139724172 MAIL ADDRESS: STREET 1: 800 W. 6TH ST STREET 2: 15TH FL CITY: LOS ANGELES STATE: CA ZIP: 90017 4 1 primary_doc.xml PRIMARY DOCUMENT X0201 4 2003-10-17 0 0000351710 GBC BANCORP GBCB 0001185974 CHIU THOMAS C T 1340 OAKVIEW AVENUE SAN MARINO CA 91108 1 0 0 0 Common Stock 2003-10-17 4 M 0 3308 0 A 135908 D Stock Option 31.75 2003-10-17 4 M 0 20000 31.75 D 1999-05-07 2008-05-06 Common Stock 20000 0 D Stock Option 25.88 2003-10-17 4 M 0 3000 25.88 D 2000-01-01 2008-12-31 Common Stock 3000 0 D Represents the number of shares acquired on "cashless" exercise of stock options immediately prior to the merger between GBC Bancorp and Cathay Bancorp, Inc. (the "Merger") in accordance with the formulas provided in the Agreement and Plan of Merger among General Bank, GBC Bancorp, Cathay Bank and Cathay Bancorp, Inc. (the "Merger Agreement"). These securities were acquired at various option exercise prices indicated under Column 8 regarding derivative securities on page 2 of this form. By virtue of the Merger, each share beneficially owned by the Reporting Person following the reported transaction was converted to the right to receive the merger consideration (Cathay Bancorp stock and/or cash) in accordance with the terms of the Merger Agreement. The Merger became effective 10/20/03. The number of Derivative Securities beneficially owned by the Reporting Person following the reported transactions totaled options to acquire 12000 shares at various exercise prices which will be assumed by Cathay Bancorp, Inc. pursuant to the Merger (with the number of underlying option shares and the per share exercised price adjusted in accordance with the terms of the Merger Agreement). Thomas C. T. Chiu 2003-10-22 -----END PRIVACY-ENHANCED MESSAGE-----