-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GVOQ4WyWEeqTUq/T+LAN9fAZBrZo0d2veLK1QpZdXxEuuy37WMtyVG433TZ+Y9L5 96CuM9hStTe3dq6PEyKHNg== 0000351710-03-000053.txt : 20031024 0000351710-03-000053.hdr.sgml : 20031024 20031024175751 ACCESSION NUMBER: 0000351710-03-000053 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031017 FILED AS OF DATE: 20031024 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LOWE PETER E CENTRAL INDEX KEY: 0001186012 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10731 FILM NUMBER: 03957224 BUSINESS ADDRESS: STREET 1: 4231 SHEPHERD AVENUE CITY: LA CANADA STATE: CA ZIP: 91001 BUSINESS PHONE: 2139724104 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GBC BANCORP CENTRAL INDEX KEY: 0000351710 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 953586596 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 800 W. 6TH STREET STREET 2: 15TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90017 BUSINESS PHONE: 2139724172 MAIL ADDRESS: STREET 1: 800 W. 6TH ST STREET 2: 15TH FL CITY: LOS ANGELES STATE: CA ZIP: 90017 4 1 primary_doc.xml PRIMARY DOCUMENT X0201 4 2003-10-17 0 0000351710 GBC BANCORP GBCB 0001186012 LOWE PETER E 4231 SHEPHERDS AVENUE LA CANADA CA 91001 0 1 0 0 Executive Vice President Common Stock 2003-10-17 4 M 0 19207 0 A 20407 D Contingency Option 6.94 2003-10-17 4 M 0 30000 6.94 D 2003-10-17 2003-10-17 Common Stock 30000 0 D Contingency Option 6.75 2003-10-17 4 M 0 10000 6.75 D 2003-10-17 2003-10-17 Common Stock 10000 0 D Stock Option 27.13 2003-10-17 4 M 0 1600 23.17 D 1998-07-15 2004-01-14 Common Stock 1600 0 D Stock Option 23 2003-10-17 4 M 0 5000 23 D 1999-07-21 2005-01-20 Common Stock 5000 0 D Stock Option 19.44 2003-10-17 4 M 0 2000 19.44 D 2000-07-20 2006-01-19 Common Stock 2000 0 D Stock Option 37.56 2003-10-17 4 M 0 3000 37.56 D 2001-07-18 2007-01-17 Common Stock 3000 0 D Stock Option 29.4 2003-10-17 4 M 0 4000 29.4 D 2002-07-17 2008-01-16 Common Stock 4000 0 D Represents the number of shares acquired on "cashless" exercise of stock options immediately prior to the merger between GBC Bancorp and Cathay Bancorp, Inc. (the "Merger") in accordance with the formulas provided in the Agreement and Plan of Merger among General Bank, GBC Bancorp, Cathay Bank and Cathay Bancorp, Inc. (the "Merger Agreement"). These securities were acquired at various option exercise prices indicated under Column 8 regarding derivative securities on pagae 2 of this form. By virtue of the Merger, each share beneficially owned by the Reporting Person following the reported transaction was converted to the right to receive the merger consideration (Cathay Bancorp stock and/or cash) in accordance with the terms of the Merger Agreement. The Merger became effective 10/20/03. In addition to the securities beneficially owned directly as reported hereinabove, the Reporting Person also indirectly owned (by Trust) 1,600 shares of common stock following the reported transaction. Peter E. Lowe 2003-10-22 -----END PRIVACY-ENHANCED MESSAGE-----