-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HC3djj49431/9TWlbFerD+jU9riU7Vf2MCFSZJhnioMDRJpk+VsNEAg/DYRGewXQ +onX+S/KULJjlNE0EhRMIQ== 0000351710-03-000052.txt : 20031024 0000351710-03-000052.hdr.sgml : 20031024 20031024151138 ACCESSION NUMBER: 0000351710-03-000052 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031017 FILED AS OF DATE: 20031024 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LEE JOHNNY C CENTRAL INDEX KEY: 0001185980 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10731 FILM NUMBER: 03956368 BUSINESS ADDRESS: STREET 1: 4397 RUSTICA CIRCLE CITY: FREMONT STATE: CA ZIP: 94536 BUSINESS PHONE: 4082574177 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GBC BANCORP CENTRAL INDEX KEY: 0000351710 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 953586596 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 800 W. 6TH STREET STREET 2: 15TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90017 BUSINESS PHONE: 2139724172 MAIL ADDRESS: STREET 1: 800 W. 6TH ST STREET 2: 15TH FL CITY: LOS ANGELES STATE: CA ZIP: 90017 4 1 primary_doc.xml PRIMARY DOCUMENT X0201 4 2003-10-17 0 0000351710 GBC BANCORP GBCB 0001185980 LEE JOHNNY C 4397 RUSTICA CIRCLE FREMONT CA 94536 0 1 0 0 Senior Vice President Common Stock 2003-10-17 4 M 0 6694 0 A 6694 D Contingency Options 14.25 2003-10-17 4 M 0 10000 14.25 D 2003-10-17 2003-10-17 Common Stock 10000 0 D Stock Option 27.13 2003-10-17 4 M 0 1200 27.13 D 1998-07-15 2004-01-14 Common Stock 1200 0 D Stock Option 23 2003-10-17 4 M 0 1800 23 D 1999-07-21 2005-01-20 Common Stock 1800 0 D Stock Option 19.44 2003-10-17 4 M 0 3200 19.44 D 2000-07-20 2006-01-19 Common Stock 3200 0 D Stock Option 37.56 2003-10-17 4 M 0 4000 37.56 D 2001-07-18 2007-01-27 Common Stock 4000 0 D Stock Option 29.4 2003-10-17 4 M 0 4000 29.4 D 2002-07-17 2008-01-16 Common Stock 4000 0 D Represents the number of shares acquired on "cashless" exercise of stock option immediately prior to the merger between GBC Bancorp and Cathay Bancorp, Inc. (the "Merger") in accordance with the formulas provided in the Agreement and Plan of Merger among General Bank, GBC Bancorp, Cathay Bank and Cathay Bancorp, Inc. (the "Merger Agreement"). These securities were acquired at various option exercise prices indicated under Column 8 regarding derivative securities on page 2 of this form. Johnny C. Lee 2003-10-22 -----END PRIVACY-ENHANCED MESSAGE-----