-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DVjm5QQWAcOywgX0qurngQrmZP5BpoaDpV01EGXZHSfr4UCsSmas5exnMczMXM2I z31L1vYpbYJI9PNut0fUHg== 0000351710-03-000047.txt : 20031024 0000351710-03-000047.hdr.sgml : 20031024 20031024131647 ACCESSION NUMBER: 0000351710-03-000047 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031017 FILED AS OF DATE: 20031024 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LEE ALEX CENTRAL INDEX KEY: 0001185977 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10731 FILM NUMBER: 03955966 BUSINESS ADDRESS: STREET 1: 3223 HAWKWOOD ROAD CITY: DIAMOND BAR STATE: CA ZIP: 91765 BUSINESS PHONE: 6269128825 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GBC BANCORP CENTRAL INDEX KEY: 0000351710 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 953586596 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 800 W. 6TH STREET STREET 2: 15TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90017 BUSINESS PHONE: 2139724172 MAIL ADDRESS: STREET 1: 800 W. 6TH ST STREET 2: 15TH FL CITY: LOS ANGELES STATE: CA ZIP: 90017 4 1 primary_doc.xml PRIMARY DOCUMENT X0201 4 2003-10-17 0 0000351710 GBC BANCORP GBCB 0001185977 LEE ALEX 3223 HAWKWOOD ROAD DIAMOND BAR CA 91765 0 1 0 0 Senior Vice President Common Stock 2003-10-17 4 M 0 1891 0 A 7491 D Stock Option 27.13 2003-10-17 4 M 0 800 27.13 D 1998-07-15 2004-01-14 Common Stock 800 0 D Stock Option 23 2003-10-17 4 M 0 2000 23 D 1999-07-21 2005-01-20 Common Stock 2000 0 D Stock Option 19.44 2003-10-17 4 M 0 1800 19.44 D 2000-07-20 2006-01-19 Common Stock 1800 0 D Stock Option 37.56 2003-10-17 4 M 0 3000 37.56 D 2001-07-18 2007-01-17 Common Stock 3000 0 D Stock Option 29.4 2003-10-17 4 M 0 3000 29.4 D 2002-07-17 2008-01-16 Common Stock 3000 0 D Represents the number of shares acquried on "cashless" exercise of stock options immediately prior to the merger between GBC Bancorp and Cathay Bancorp, Inc. (the "Merger") in accordance with the formulas provided in the Agreement and Plan of Merger among General Bank, GBC Bancorp, Cathay Bank and Cathay Bancorp, Inc. (the "Merger Agreement"). These securities were acquired at various option exercise prices indicated under Column 8 regarding derivative securities on page 2 of this form. By virtue of the Merger, each share beneficially owned by the Reproting Person following the reported transaction was converted to the right to receive the merger consideration (Cathay Bancorp stock and/or cash) in accordance with the terms of the Merger Agreement. The Merger became effective 10/20/03. Alex Lee 2003-10-22 -----END PRIVACY-ENHANCED MESSAGE-----