-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Oyw297yzGgZmq/BcpGDofrTs4VqRQZ/0ok27Xagi1GAgtO0eqQyW4C/MIkArArJo AthMMQ4+JwQ+x58duOaqfA== 0000351710-03-000040.txt : 20031022 0000351710-03-000040.hdr.sgml : 20031022 20031022201154 ACCESSION NUMBER: 0000351710-03-000040 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031017 FILED AS OF DATE: 20031022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CHEN BERNARD CENTRAL INDEX KEY: 0001185971 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10731 FILM NUMBER: 03952896 BUSINESS ADDRESS: STREET 1: 1613 ACACIA AVENUE CITY: TORRANCE STATE: CA ZIP: 90501 BUSINESS PHONE: 310 308 7540 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GBC BANCORP CENTRAL INDEX KEY: 0000351710 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 953586596 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 800 W. 6TH STREET STREET 2: 15TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90017 BUSINESS PHONE: 2139724172 MAIL ADDRESS: STREET 1: 800 W. 6TH ST STREET 2: 15TH FL CITY: LOS ANGELES STATE: CA ZIP: 90017 4 1 primary_doc.xml PRIMARY DOCUMENT X0201 4 2003-10-17 0 0000351710 GBC BANCORP GBCB 0001185971 CHEN BERNARD 1613 ACACIA AVENUE TORRANCE CA 90501 1 0 0 0 Common Stock 2003-10-17 4 M 0 1514 0 A 17534 D Stock Option 29.5 2003-10-17 4 M 0 3000 29.5 D 2003-01-01 2011-12-31 Common Stock 3000 0 D Stock Option 19.36 2003-10-17 4 M 0 3000 19.36 D 2004-01-01 2012-12-31 Common Stock 3000 0 D Represents the number of shares acquried on "cashless" exercise of stock options immediately prior to the merger between GBC Bancorp and Cathay Bancorp, Inc. (the "Merger") in accordance with the formulas provided in the Agreement and Plan of Merger among General Bank, GBC Bancorp, Cathay Bank and Cathay Bancorp, Inc. (the "Merger Agreement"). These securities were acquired at various option exercise prices indicated under Column 8 regarding derivative securities on page 2 of this form. By virtue of the Merger, each share beneficially owned by the Reporting Person following the reported transaction was converted to the right to receive the merger consideration (Cathay Bancorp stock and/or cash)in accordance with the terms of the Merger Agreement. The Merger became effective 10/20/03. In addition to the securities beneficially owned directly as reported hereinabove, the Reporting Person also indirectly owned (by Trust)244,526 shares of common stock following the reported transaction. Bernard Chen 2003-10-22 -----END PRIVACY-ENHANCED MESSAGE-----