-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, K10tK9G4hITQ5cYLIGV6GczG7BrN7pglsXJqSPAB8Um4X0HOKsNHQ3Fe1sreywiY GQh7r3mjacKAtjigMueE4Q== 0001244080-10-000006.txt : 20100907 0001244080-10-000006.hdr.sgml : 20100906 20100907205431 ACCESSION NUMBER: 0001244080-10-000006 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100902 FILED AS OF DATE: 20100907 DATE AS OF CHANGE: 20100907 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EMULEX CORP /DE/ CENTRAL INDEX KEY: 0000350917 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER COMMUNICATIONS EQUIPMENT [3576] IRS NUMBER: 510300558 STATE OF INCORPORATION: DE FISCAL YEAR END: 0629 BUSINESS ADDRESS: STREET 1: 3333 SUSAN STREET CITY: COSTA MESA STATE: CA ZIP: 92626 BUSINESS PHONE: 7146625600 MAIL ADDRESS: STREET 1: 3333 SUSAN STREET CITY: COSTA MESA STATE: CA ZIP: 92626 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROCKENBACH MICHAEL J CENTRAL INDEX KEY: 0001244080 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31353 FILM NUMBER: 101060992 MAIL ADDRESS: STREET 1: 3333 SUSAN STREET CITY: COSTA MESA STATE: X1 ZIP: 92626 4 1 edgardoc.xml PRIMARY DOCUMENT X0303 4 2010-09-02 0 0000350917 EMULEX CORP /DE/ ELX 0001244080 ROCKENBACH MICHAEL J 3333 SUSAN STREET COSTA MESA CA 92626 0 1 0 0 E V P C F O Common Stock 2010-09-02 4 A 0 29000 0 A 325005 D Common Stock 2010-09-02 4 F 0 5502 9.95 D 319503 D Common Stock 2010-09-02 4 F 0 3851 9.95 D 315652 D Common Stock 2010-09-02 4 F 0 8069 9.95 D 307583 D Common Stock 2010-09-02 4 A 0 6000 0 A 313583 D Common Stock 10480 I by Daughter Common Stock 10480 I by Son Incentive Stock Option (right to buy) 9.95 2010-09-02 4 A 0 373 0 A 2013-03-02 2016-09-01 Common Stock 373 373 D Non-Qualified Stock Option (right to buy) 9.95 2010-09-02 4 A 0 74627 0 A 2011-09-02 2016-09-01 Common Stock 74627 74627 D Award of Restricted Stock Units granted under the Emulex Corporation 2005 Equity Incentive Plan, which vests 30% one year from grant date, 30% two years from grant date and 40% three years from grant date. Represents annual award to the Reporting Person. Consists of shares withheld by the company to satisfy the tax withholding obligations upon the vesting of a restricted stock award previously granted. Consists of shares withheld by the company to satisfy the tax withholding obligations upon the vesting of a restricted stock previously granted. Represents performance stock unit consisting of restricted stock units granted under the Emulex Corporation 2005 Equity Incentive Plan which, subject to satisfaction of performance-based targets established by the company, will vest 30% one year from grant date, 30% two years from grant date, and 40% three years from grant date. Employee stock option granted pursuant to the Emulex Corporation 2005 Equity Incentive Plan. Vesting 30% on 1st anniversary of grant; 7-1/2% a quarter during the second year of the grant; and 10% a quarter during the third year of the grant. Represents annual grant to the Reporting Person. 373 ISO shares will be exercisable on March 2, 2013. 22,500 NQ shares will be exercisable on September 2, 2011. 5,625 NQ shares will be exercisable on December 2, 2011. 6,094 NQ shares each will be exercisable on March 2, 2012, June 2, 2012, September 2, 2012 and December 2, 2012. 7,376 NQ shares each will be exercisable on March 2, 2013, June 2, 2013 and September 2, 2013. By: Joyce Shinn, Attorney in Fact For: Michael J. Rockenbach 2010-09-07 -----END PRIVACY-ENHANCED MESSAGE-----