0001968582-23-000498.txt : 20230911 0001968582-23-000498.hdr.sgml : 20230911 20230911174423 ACCESSION NUMBER: 0001968582-23-000498 CONFORMED SUBMISSION TYPE: 144 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20230911 DATE AS OF CHANGE: 20230911 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SEI INVESTMENTS CO CENTRAL INDEX KEY: 0000350894 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 231707341 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 144 SEC ACT: 1933 Act SEC FILE NUMBER: 000-10200 FILM NUMBER: 231248586 BUSINESS ADDRESS: STREET 1: 1 FREEDOM VALLEY DRIVE CITY: OAKS STATE: PA ZIP: 19456-1100 BUSINESS PHONE: 6106761000 MAIL ADDRESS: STREET 1: 1 FREEDOM VALLEY DRIVE CITY: OAKS STATE: PA ZIP: 19456-1100 FORMER COMPANY: FORMER CONFORMED NAME: SEI INVESTMENT CO DATE OF NAME CHANGE: 20040806 FORMER COMPANY: FORMER CONFORMED NAME: SEI CORP DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: WEST ALFRED P JR CENTRAL INDEX KEY: 0001059374 FILING VALUES: FORM TYPE: 144 MAIL ADDRESS: STREET 1: 1 FREEDOM VALLEY DRIVE CITY: OAKS STATE: PA ZIP: 19456 144 1 primary_doc.xml 144 0001059374 XXXXXXXX LIVE 0000350894 SEI Investments Co 000-10200 One Freedom Valley Drive Oaks PA 19456-100 610-676-1000 Alfred Paul West Jr Affiliate Common J.P. Morgan Securities LLC
390 Madison Avenue 6th Floor New York NY 10017
213000 13020690 132358055 09/11/2023 Nasdaq
Common 12/03/2018 Option Exercise Issuer N 15000 12/03/2018 n/a Common 11/01/2019 Private transaction Issuer N 300948 11/01/2019 n/a N Alfred P West Jr
Care of SEI Investments Co 1 Freedom Valley Drive Oaks PA 19456-1100
Common 06/20/2023 46647 2751715
Alfred P West Jr
Care of SEI Investments Co 1 Freedom Valley Drive Oaks PA 19456-1100
Common 06/21/2023 58687 3443901
Alfred P West Jr
Care of SEI Investments Co 1 Freedom Valley Drive Oaks PA 19456-1100
Common 06/22/2023 41304 2382332
Alfred P West Jr
Care of SEI Investments Co 1 Freedom Valley Drive Oaks PA 19456-1100
Common 06/23/2023 60270 3432753
09/11/2023 J.P. Morgan Securities LLC as agent and attorney-in-fact for Alfred P West Jr