0001567619-22-020726.txt : 20221121 0001567619-22-020726.hdr.sgml : 20221121 20221121210549 ACCESSION NUMBER: 0001567619-22-020726 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221117 FILED AS OF DATE: 20221121 DATE AS OF CHANGE: 20221121 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HEILIG KATHY CENTRAL INDEX KEY: 0001191721 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-10200 FILM NUMBER: 221407289 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SEI INVESTMENTS CO CENTRAL INDEX KEY: 0000350894 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 231707341 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1 FREEDOM VALLEY DRIVE CITY: OAKS STATE: PA ZIP: 19456-1100 BUSINESS PHONE: 6106761000 MAIL ADDRESS: STREET 1: 1 FREEDOM VALLEY DRIVE CITY: OAKS STATE: PA ZIP: 19456-1100 FORMER COMPANY: FORMER CONFORMED NAME: SEI INVESTMENT CO DATE OF NAME CHANGE: 20040806 FORMER COMPANY: FORMER CONFORMED NAME: SEI CORP DATE OF NAME CHANGE: 19920703 4 1 doc1.xml FORM 4 X0306 4 2022-11-17 0 0000350894 SEI INVESTMENTS CO SEIC 0001191721 HEILIG KATHY SEI INVESTMENT INC ONE FREEDOM VALLEY OAKS PA 19456 0 1 0 0 Treasurer Common Stock 2022-11-17 4 M 0 100 40.64 A 1991 D Common Stock 2022-11-17 4 S 0 100 60.85 D 1891 D Common Stock 2022-11-18 4 M 0 12400 40.64 A 14291 D Common Stock 2022-11-18 4 S 0 12400 61.00 D 1891 D Option to Purchase Common Stock 40.64 2022-11-17 4 M 0 100 D 2024-12-09 Common Stock 100 12400 D Option to Purchase Common Stock 40.64 2022-11-18 4 M 0 12400 D 2024-12-09 Common Stock 12400 0 D Represents the weighted average of a range of sale prices from $60.85 to $61.36. The reporting person undertakes to provide to the Staff of the Securities and Exchange Commission, the Company or any stockholder of the Company, upon request, full information regarding the number of shares sold at each separate price. Of a grant of options to purchase 12,500 shares made on December 9, 2014, one-half became exercisable on December 31, 2017, and the remainder became exercisable on February 23, 2022. Received as employment compensation. /s/ Kathy Heilig, by Michael N. Peterson, attorney in fact 2022-11-21