0000929638-23-001879.txt : 20230630 0000929638-23-001879.hdr.sgml : 20230630 20230630160614 ACCESSION NUMBER: 0000929638-23-001879 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230628 FILED AS OF DATE: 20230630 DATE AS OF CHANGE: 20230630 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hicke Ryan CENTRAL INDEX KEY: 0001799975 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-10200 FILM NUMBER: 231061732 MAIL ADDRESS: STREET 1: ONE FREEDOM VALLEY DRIVE CITY: OAKS STATE: PA ZIP: 19456 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SEI INVESTMENTS CO CENTRAL INDEX KEY: 0000350894 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 231707341 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1 FREEDOM VALLEY DRIVE CITY: OAKS STATE: PA ZIP: 19456-1100 BUSINESS PHONE: 6106761000 MAIL ADDRESS: STREET 1: 1 FREEDOM VALLEY DRIVE CITY: OAKS STATE: PA ZIP: 19456-1100 FORMER COMPANY: FORMER CONFORMED NAME: SEI INVESTMENT CO DATE OF NAME CHANGE: 20040806 FORMER COMPANY: FORMER CONFORMED NAME: SEI CORP DATE OF NAME CHANGE: 19920703 4 1 form4.xml X0407 4 2023-06-28 0000350894 SEI INVESTMENTS CO SEIC 0001799975 Hicke Ryan 1 FREEDOM VALLEY DRIVE OAKS PA 19456 true true Chief Executive Officer false Common Stock 2023-06-28 4 S 0 23.23 58.68 D 82608.77 D Common Stock 2023-06-28 4 M 0 12500 33.76 A 95108.77 D Common Stock 2023-06-28 4 M 0 7500 33.76 A 102608.77 D Common Stock 8174 I By 401(k) plan Common Stock 1171 I By ESPP Option to Purchase Common Stock 33.76 2023-06-28 4 M 0 12500 D 2015-12-13 2023-12-10 Common Stock 12500 0 D Option to Purchase Common Stock 33.76 2023-06-28 4 M 0 7500 D 2018-12-13 2023-12-10 Common Stock 7500 5000 D Received as employment compensation. /s/ Ryan Hicke, by Michael N. Peterson, attorney in fact 2023-06-30