0000929638-23-001730.txt : 20230615 0000929638-23-001730.hdr.sgml : 20230615 20230615160547 ACCESSION NUMBER: 0000929638-23-001730 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221231 FILED AS OF DATE: 20230615 DATE AS OF CHANGE: 20230615 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hicke Ryan CENTRAL INDEX KEY: 0001799975 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 000-10200 FILM NUMBER: 231017353 MAIL ADDRESS: STREET 1: ONE FREEDOM VALLEY DRIVE CITY: OAKS STATE: PA ZIP: 19456 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SEI INVESTMENTS CO CENTRAL INDEX KEY: 0000350894 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 231707341 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1 FREEDOM VALLEY DRIVE CITY: OAKS STATE: PA ZIP: 19456-1100 BUSINESS PHONE: 6106761000 MAIL ADDRESS: STREET 1: 1 FREEDOM VALLEY DRIVE CITY: OAKS STATE: PA ZIP: 19456-1100 FORMER COMPANY: FORMER CONFORMED NAME: SEI INVESTMENT CO DATE OF NAME CHANGE: 20040806 FORMER COMPANY: FORMER CONFORMED NAME: SEI CORP DATE OF NAME CHANGE: 19920703 5 1 form5.xml X0407 5 2022-12-31 0 1 0000350894 SEI INVESTMENTS CO SEIC 0001799975 Hicke Ryan 1 FREEDOM VALLEY DRIVE OAKS PA 19456 true true See Remarks* false Common Stock 2020-07-29 4 I 0 1362 193.41 A 8174 I By 401(k) plan Common Stock 2020-09-02 4 M 0 10000 23.86 A 32031 D Common Stock 2022-03-31 4 A 0 40000 62.95 A 72031 D Common Stock 2022-08-02 4 M 0 7500 22.45 A 79531 D Common Stock 2022-12-01 4 M 0 12500 28.28 A 92031 D Common Stock 2022-12-01 4 S 0 9399 62.95 D 82632 D Common Stock 1171 I By ESPP Option to Purchase Common Stock 23.86 2020-09-02 5 M 0 10000 D 2014-02-28 2020-12-14 Common Stock 10000 0 D Option to Purchase Common Stock 22.45 2022-08-02 5 M 0 7500 D 2017-12-31 2022-12-11 Common Stock 7500 0 D Option to Purchase Common Stock 28.28 2022-12-01 5 M 0 12500 D 2017-12-31 2023-04-16 Common Stock 12500 0 D Option to Purchase Common Stock 61.81 2022-12-05 5 A 0 50000 A 2032-12-05 Common Stock 50000 0 D Option to Purchase Common Stock 61.81 2022-12-05 5 A 0 50000 A 2032-12-05 Common Stock 50000 0 D Restricted stock units subject to vesting. Received as employment compensation. Represents the weighted average of a range of sale prices from $62.81 to $63.11. The reporting person undertakes to provide to the Staff of the Securities and Exchange Commission, the Company or any stockholder of the Company, upon request, full information regarding the number of shares sold at each separate price. Vest on December 31 of the year in which the Issuer attains an adjusted pre-tax earnings per share of $5.00 or more, but not earlier than the second anniversary of the date of grant, in each case based upon audited financial statements of the Issuer and subject to certain adjustments. Vest on December 31 of the year in which the Issuer attains an adjusted pre-tax earnings per share of $6.25 or more, but not earlier than the fourth anniversary of the date of grant, in each case based upon audited financial statements of the Issuer and subject to certain adjustments. /s/ Ryan Hicke, by Michael N. Peterson, attorney in fact 2023-06-15