0000929638-23-000766.txt : 20230228 0000929638-23-000766.hdr.sgml : 20230228 20230228160809 ACCESSION NUMBER: 0000929638-23-000766 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221205 FILED AS OF DATE: 20230228 DATE AS OF CHANGE: 20230228 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MCCARTHY KATHRYN CENTRAL INDEX KEY: 0001101310 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-10200 FILM NUMBER: 23685219 MAIL ADDRESS: STREET 1: ONE FREEDOM VALLEY DRIVE CITY: OAKS STATE: PA ZIP: 19456 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SEI INVESTMENTS CO CENTRAL INDEX KEY: 0000350894 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 231707341 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1 FREEDOM VALLEY DRIVE CITY: OAKS STATE: PA ZIP: 19456-1100 BUSINESS PHONE: 6106761000 MAIL ADDRESS: STREET 1: 1 FREEDOM VALLEY DRIVE CITY: OAKS STATE: PA ZIP: 19456-1100 FORMER COMPANY: FORMER CONFORMED NAME: SEI INVESTMENT CO DATE OF NAME CHANGE: 20040806 FORMER COMPANY: FORMER CONFORMED NAME: SEI CORP DATE OF NAME CHANGE: 19920703 4 1 form4.xml X0306 4 2022-12-05 0000350894 SEI INVESTMENTS CO SEIC 0001101310 MCCARTHY KATHRYN ONE FREEDOM VALLEY DRIVE OAKS PA 19456 true Common Stock 2022-12-05 4 A 0 766 A 72466 D Option to Purchase Common Stock 61.81 2022-12-05 4 A 0 3750 A 2032-12-05 Common Stock 3750 3750 D Option to Purchase Common Stock 61.81 2022-12-05 4 A 0 3750 A 2032-12-05 Common Stock 3750 3750 D Restricted stock units subject to vesting. Received as compensation for Board service. Vest on December 31 of the year in which the Issuer attains an adjusted pre-tax earnings per share of $5.00 or more, but not earlier than the second anniversary of the date of grant, in each case based upon audited financial statements of the Issuer and subject to certain adjustments. Vest on December 31 of the year in which the Issuer attains an adjusted pre-tax earnings per share of $6.25 or more, but not earlier than the fourth anniversary of the date of grant, in each case based upon audited financial statements of the Issuer and subject to certain adjustments. /s/ Kathryn McCarthy, by Michael N. Peterson, attorney in fact 2023-02-28