0000350894-18-000044.txt : 20180814 0000350894-18-000044.hdr.sgml : 20180814 20180814143841 ACCESSION NUMBER: 0000350894-18-000044 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180809 FILED AS OF DATE: 20180814 DATE AS OF CHANGE: 20180814 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ujobai Joseph P CENTRAL INDEX KEY: 0001191731 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-10200 FILM NUMBER: 181016445 MAIL ADDRESS: STREET 1: ONE FREEDOM VALLEY DRIVE CITY: OAKS STATE: PA ZIP: 19456 FORMER NAME: FORMER CONFORMED NAME: UJOBAI JOE DATE OF NAME CHANGE: 20020923 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SEI INVESTMENTS CO CENTRAL INDEX KEY: 0000350894 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 231707341 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1 FREEDOM VALLEY DRIVE CITY: OAKS STATE: PA ZIP: 19456-1100 BUSINESS PHONE: 6106761000 MAIL ADDRESS: STREET 1: 1 FREEDOM VALLEY DRIVE CITY: OAKS STATE: PA ZIP: 19456-1100 FORMER COMPANY: FORMER CONFORMED NAME: SEI INVESTMENT CO DATE OF NAME CHANGE: 20040806 FORMER COMPANY: FORMER CONFORMED NAME: SEI CORP DATE OF NAME CHANGE: 19920703 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2018-08-09 0 0000350894 SEI INVESTMENTS CO SEIC 0001191731 Ujobai Joseph P ONE FREEDOM VALLEY DRIVE OAKS PA 19456 0 1 0 0 EXECUTIVE VICE PRESIDENT STOCK OPTION (RIGHT TO PURCHASE) 2018-08-09 4 M 0 17027 22.45 A 29567 D COMMON STOCK 2018-08-09 4 S 0 17027 59.83 D 12540 D COMMON STOCK 30213 I 401(k) STOCK OPTION (RIGHT TO PURCHASE) 22.45 2018-08-09 4 M 0 17027 22.45 A 2017-12-31 2022-12-11 STOCK OPTIONS (RIGHT TO PURCHASE) 17027 2973 D RUTH MONTGOMERY (ATTORNEY IN FACT) 2018-08-10