0000350894-18-000037.txt : 20180614 0000350894-18-000037.hdr.sgml : 20180614 20180614132205 ACCESSION NUMBER: 0000350894-18-000037 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180612 FILED AS OF DATE: 20180614 DATE AS OF CHANGE: 20180614 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ujobai Joseph P CENTRAL INDEX KEY: 0001191731 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-10200 FILM NUMBER: 18898762 MAIL ADDRESS: STREET 1: ONE FREEDOM VALLEY DRIVE CITY: OAKS STATE: PA ZIP: 19456 FORMER NAME: FORMER CONFORMED NAME: UJOBAI JOE DATE OF NAME CHANGE: 20020923 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SEI INVESTMENTS CO CENTRAL INDEX KEY: 0000350894 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 231707341 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1 FREEDOM VALLEY DRIVE CITY: OAKS STATE: PA ZIP: 19456-1100 BUSINESS PHONE: 6106761000 MAIL ADDRESS: STREET 1: 1 FREEDOM VALLEY DRIVE CITY: OAKS STATE: PA ZIP: 19456-1100 FORMER COMPANY: FORMER CONFORMED NAME: SEI INVESTMENT CO DATE OF NAME CHANGE: 20040806 FORMER COMPANY: FORMER CONFORMED NAME: SEI CORP DATE OF NAME CHANGE: 19920703 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2018-06-12 0 0000350894 SEI INVESTMENTS CO SEIC 0001191731 Ujobai Joseph P ONE FREEDOM VALLEY DRIVE OAKS PA 19456 0 1 0 0 EXECUTIVE OFFICER STOCK OPTION (RIGHT TO PURCHASE) 2018-06-12 4 M 0 20000 15.77 A 32540 D COMMON STOCK 2018-06-12 4 S 0 20000 66.52 D 12540 D STOCK OPTION (RIGHT TO PURCHASE) 15.77 2018-06-12 4 M 0 20000 15.77 A 2017-12-31 2021-12-13 STOCK OPTION (RIGHT TO PURCHASE) 20000 0 D RUTH MONTGOMERY (ATTORNEY IN FACT) 2018-06-14