0000350894-17-000035.txt : 20170614 0000350894-17-000035.hdr.sgml : 20170614 20170614115638 ACCESSION NUMBER: 0000350894-17-000035 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170613 FILED AS OF DATE: 20170614 DATE AS OF CHANGE: 20170614 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SEI INVESTMENTS CO CENTRAL INDEX KEY: 0000350894 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 231707341 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1 FREEDOM VALLEY DRIVE CITY: OAKS STATE: PA ZIP: 19456-1100 BUSINESS PHONE: 6106761000 MAIL ADDRESS: STREET 1: 1 FREEDOM VALLEY DRIVE CITY: OAKS STATE: PA ZIP: 19456-1100 FORMER COMPANY: FORMER CONFORMED NAME: SEI INVESTMENT CO DATE OF NAME CHANGE: 20040806 FORMER COMPANY: FORMER CONFORMED NAME: SEI CORP DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KLAUDER PAUL CENTRAL INDEX KEY: 0001665243 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-10200 FILM NUMBER: 17910605 MAIL ADDRESS: STREET 1: SEI INVESTMENTS COMPANY STREET 2: ONE FREEDOM VALLEY DRIVE CITY: OAKS STATE: PA ZIP: 19456 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2017-06-13 0 0000350894 SEI INVESTMENTS CO SEIC 0001665243 KLAUDER PAUL SEI INVESTMENTS COMPANY ONE FREEDOM VALLEY DRIVE OAKS PA 19456 0 1 0 0 EXECUTIVE VICE PRESIDENT STOCK OPTION (RIGHT TO PURCHASE) 2017-06-13 4 M 0 7500 17.65 A 21629 D COMMON STOCK 2017-06-13 4 S 0 7500 53.56 D 14129 D STOCK OPTION (RIGHT TO PURCHASE) 17.65 2017-06-13 4 M 0 7500 17.65 A 2014-02-28 2017-12-15 STOCK OPTION (RIGHT TO PURCHASE) 7500 0 D RUTH MONTGOMERY (ATTORNEY IN FACT) 2017-06-14