0000350894-16-000099.txt : 20160211
0000350894-16-000099.hdr.sgml : 20160211
20160211124644
ACCESSION NUMBER: 0000350894-16-000099
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160201
FILED AS OF DATE: 20160211
DATE AS OF CHANGE: 20160211
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SEI INVESTMENTS CO
CENTRAL INDEX KEY: 0000350894
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 231707341
STATE OF INCORPORATION: PA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1 FREEDOM VALLEY DRIVE
CITY: OAKS
STATE: PA
ZIP: 19456-1100
BUSINESS PHONE: 6106761000
MAIL ADDRESS:
STREET 1: 1 FREEDOM VALLEY DRIVE
CITY: OAKS
STATE: PA
ZIP: 19456-1100
FORMER COMPANY:
FORMER CONFORMED NAME: SEI INVESTMENT CO
DATE OF NAME CHANGE: 20040806
FORMER COMPANY:
FORMER CONFORMED NAME: SEI CORP
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KLAUDER PAUL
CENTRAL INDEX KEY: 0001665243
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-10200
FILM NUMBER: 161410018
MAIL ADDRESS:
STREET 1: SEI INVESTMENTS COMPANY
STREET 2: ONE FREEDOM VALLEY DRIVE
CITY: OAKS
STATE: PA
ZIP: 19456
3
1
primary_doc.xml
PRIMARY DOCUMENT
X0206
3
2016-02-01
0
0000350894
SEI INVESTMENTS CO
SEIC
0001665243
KLAUDER PAUL
SEI INVESTMENTS COMPANY
ONE FREEDOM VALLEY DRIVE
OAKS
PA
19456
0
1
0
0
EXECUTIVE VICE PRESIDENT
COMMON STOCK
14129
D
STOCK OPTION (RIGHT TO BUY)
14.62
2018-12-06
COMMON STOCK
10000
D
STOCK OPTION (RIGHT TO BUY)
17.65
2019-12-15
COMMON STOCK
40000
D
STOCK OPTION (RIGHT TO BUY)
23.86
2020-12-14
COMMON STOCK
27500
D
STOCK OPTION (RIGHT TO BUY)
15.77
2021-12-13
COMMON STOCK
20000
D
STOCK OPTION (RIGHT TO BUY)
22.45
2022-12-11
COMMON STOCK
21000
D
STOCK OPTION (RIGHT TO BUY)
33.76
2023-12-10
COMMON STOCK
19000
D
STOCK OPTION (RIGHT TO BUY)
40.64
2024-12-09
COMMON STOCK
19000
D
STOCK OPTION (RIGHT TO BUY)
53.34
2025-12-08
COMMON STOCK
15000
D
STOCK OPTION (RIGHT TO BUY)
39.15
2026-02-01
COMMON STOCK
9000
D
The option vests upon the earlier of the Issuer's attainment of specific levels of earnings per share or seven years from the date of the grant. The option will expire on the ten year anniversary of the date of the grant.
Includes 8,340 shares held in SEI Employee Stock Purchase Plan and 5,879 shares held in SEI Capital Accumulation Plan (401K).
RUTH MONTGOMERY (ATTORNEY IN FACT)
2016-02-11