0000350894-16-000099.txt : 20160211 0000350894-16-000099.hdr.sgml : 20160211 20160211124644 ACCESSION NUMBER: 0000350894-16-000099 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160201 FILED AS OF DATE: 20160211 DATE AS OF CHANGE: 20160211 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SEI INVESTMENTS CO CENTRAL INDEX KEY: 0000350894 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 231707341 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1 FREEDOM VALLEY DRIVE CITY: OAKS STATE: PA ZIP: 19456-1100 BUSINESS PHONE: 6106761000 MAIL ADDRESS: STREET 1: 1 FREEDOM VALLEY DRIVE CITY: OAKS STATE: PA ZIP: 19456-1100 FORMER COMPANY: FORMER CONFORMED NAME: SEI INVESTMENT CO DATE OF NAME CHANGE: 20040806 FORMER COMPANY: FORMER CONFORMED NAME: SEI CORP DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KLAUDER PAUL CENTRAL INDEX KEY: 0001665243 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-10200 FILM NUMBER: 161410018 MAIL ADDRESS: STREET 1: SEI INVESTMENTS COMPANY STREET 2: ONE FREEDOM VALLEY DRIVE CITY: OAKS STATE: PA ZIP: 19456 3 1 primary_doc.xml PRIMARY DOCUMENT X0206 3 2016-02-01 0 0000350894 SEI INVESTMENTS CO SEIC 0001665243 KLAUDER PAUL SEI INVESTMENTS COMPANY ONE FREEDOM VALLEY DRIVE OAKS PA 19456 0 1 0 0 EXECUTIVE VICE PRESIDENT COMMON STOCK 14129 D STOCK OPTION (RIGHT TO BUY) 14.62 2018-12-06 COMMON STOCK 10000 D STOCK OPTION (RIGHT TO BUY) 17.65 2019-12-15 COMMON STOCK 40000 D STOCK OPTION (RIGHT TO BUY) 23.86 2020-12-14 COMMON STOCK 27500 D STOCK OPTION (RIGHT TO BUY) 15.77 2021-12-13 COMMON STOCK 20000 D STOCK OPTION (RIGHT TO BUY) 22.45 2022-12-11 COMMON STOCK 21000 D STOCK OPTION (RIGHT TO BUY) 33.76 2023-12-10 COMMON STOCK 19000 D STOCK OPTION (RIGHT TO BUY) 40.64 2024-12-09 COMMON STOCK 19000 D STOCK OPTION (RIGHT TO BUY) 53.34 2025-12-08 COMMON STOCK 15000 D STOCK OPTION (RIGHT TO BUY) 39.15 2026-02-01 COMMON STOCK 9000 D The option vests upon the earlier of the Issuer's attainment of specific levels of earnings per share or seven years from the date of the grant. The option will expire on the ten year anniversary of the date of the grant. Includes 8,340 shares held in SEI Employee Stock Purchase Plan and 5,879 shares held in SEI Capital Accumulation Plan (401K). RUTH MONTGOMERY (ATTORNEY IN FACT) 2016-02-11