-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PRqiSZWXI8ERK0d3x9wIuvcG4Yb2DF0p9rIMJMJ5HzD96hKSziuVsHcFx7AmMY6v MR4CL2cuKtOuFSYb9uKOCA== 0000350894-04-000138.txt : 20041112 0000350894-04-000138.hdr.sgml : 20041111 20041112073401 ACCESSION NUMBER: 0000350894-04-000138 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20041109 FILED AS OF DATE: 20041112 DATE AS OF CHANGE: 20041112 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SEI INVESTMENTS CO CENTRAL INDEX KEY: 0000350894 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 231707341 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1 FREEDOM VALLEY DRIVE CITY: OAKS STATE: PA ZIP: 19456-1100 BUSINESS PHONE: 6106761000 MAIL ADDRESS: STREET 1: 1 FREEDOM VALLEY DRIVE CITY: OAKS STATE: PA ZIP: 19456-1100 FORMER COMPANY: FORMER CONFORMED NAME: SEI INVESTMENT CO DATE OF NAME CHANGE: 20040806 FORMER COMPANY: FORMER CONFORMED NAME: SEI CORP DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WEST ALFRED P JR CENTRAL INDEX KEY: 0001059374 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-10200 FILM NUMBER: 041135084 BUSINESS ADDRESS: STREET 1: 1 FREEDOM VALLLEY DRIVE CITY: OAKS STATE: PA ZIP: 19456 BUSINESS PHONE: 810676100 MAIL ADDRESS: STREET 1: 1 FREEDOM VALLEY DRIVE CITY: OAKS STATE: PA ZIP: 19456 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2004-11-09 0000350894 SEI INVESTMENTS CO SEIC 0001059374 WEST ALFRED P JR ONE FREEDOM VALLEY DRIVE OAKS PA 19456 1 1 1 0 Chairman and Chief Executive Common Stock 11367528 D Common Stock 24000 I By Wife Common Stock 4537500 I By AP West Associates, L.P. Common Stock 246298 I By 1980 Minority Trust - Alfred P. West, III Common Stock 74438 I By 1980 Minority Trust - Andrew Palmer West Common Stock 2004-11-09 4 S 0 1000 38.35 D 99338 I By 1980 Minority Trust - Angela Paige West Common Stock 2004-11-09 4 S 0 3000 38.36 D 96338 I By 1980 Minority Trust - Angela Paige West Common Stock 2004-11-09 4 S 0 4000 38.38 D 92338 I By 1980 Minority Trust - Angela Paige West Common Stock 2004-11-09 4 S 0 4000 38.40 D 88338 I By 1980 Minority Trust - Angela Paige West Common Stock 2004-11-09 4 S 0 4000 38.41 D 84338 I By 1980 Minority Trust - Angela Paige West Common Stock 2004-11-09 4 S 0 2000 38.42 D 82338 I By 1980 Minority Trust - Angela Paige West Common Stock 2004-11-09 4 S 0 4000 38.43 D 78338 I By 1980 Minority Trust - Angela Paige West Common Stock 2004-11-09 4 S 0 4000 38.45 D 74338 I By 1980 Minority Trust - Angela Paige West Common Stock 2004-11-09 4 S 0 2000 38.47 D 72338 I By 1980 Minority Trust - Angela Paige West Common Stock 2004-11-09 4 S 0 4000 38.48 D 68338 I By 1980 Minority Trust - Angela Paige West Common Stock 2004-11-09 4 S 0 12900 38.50 D 55438 I By 1980 Minority Trust - Angela Paige West Common Stock 2004-11-09 4 S 0 1000 38.52 D 54438 I By 1980 Minority Trust - Angela Paige West Common Stock 2004-11-09 4 S 0 1000 38.56 D 53438 I By 1980 Minority Trust - Angela Paige West Common Stock 2004-11-09 4 S 0 600 38.68 D 52838 I By 1980 Minority Trust - Angela Paige West Common Stock 2004-11-09 4 S 0 1000 38.70 D 51838 I By 1980 Minority Trust - Angela Paige West Common Stock 2004-11-09 4 S 0 1500 38.72 D 50338 I By 1980 Minority Trust - Angela Paige West Common Stock 1398000 I By 1980 Life Trust - Alfred P. West, III Common Stock 1405295 I By 1980 Life Trust - Andrew Palmer West Common Stock 1400735 I By 1980 Life Trust - Angela Paige West Common Stock 66692 I By Residuary Trust Common Stock 32200 I By West Senior Securities Fund, L.P. Mr. West disclaims beneficial ownership of the shares held by AP West Associates, L.P., except to the extent of his pecuniary interest therein. These shares are held in trusts for the benefit of Mr. West's children. Mr. West's wife is the trustee or a co-trustee of these trusts. Mr. West disclaims beneficial ownership of the shares held in these trusts. The trust that holds these shares (the "Residuary Trust") is for the benefit of Mr. West's mother and certain descendants of Mr. West's father. The Residuary Trust was created upon the death of Mr. West's father under the terms of an existing trust that Mr. West's father had established prior to his death. In connection with the establishment of the Residuary Trust, Mr. West became the trustee of the Residuary Trust in September 2002. Mr. West disclaims beneficial ownership of the shares held by the Residuary Trust, except to the extent of his pecuniary interest therein. West Senior Securities Fund, L.P. is a limited partnership in which the Residuary Trust, of which Mr. West is trustee, holds a 1% general partnership interest and a 9.5% limited partnership interest. Mr. West disclaims beneficial ownership of the shares held by West Senior Securities Fund, L.P., except to the extent of his pecuniary interest therein. Jill B. Geisenheimer (Attorney-in-fact) 2004-11-12 -----END PRIVACY-ENHANCED MESSAGE-----