0001628280-23-039609.txt : 20231120 0001628280-23-039609.hdr.sgml : 20231120 20231120160123 ACCESSION NUMBER: 0001628280-23-039609 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231116 FILED AS OF DATE: 20231120 DATE AS OF CHANGE: 20231120 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bergera J. Joseph CENTRAL INDEX KEY: 0001653403 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08762 FILM NUMBER: 231422715 MAIL ADDRESS: STREET 1: 1700 CARNEGIE AVENUE STREET 2: SUITE 100 CITY: SANTA ANA STATE: CA ZIP: 92705 FORMER NAME: FORMER CONFORMED NAME: Bergera J. Joe DATE OF NAME CHANGE: 20150921 FORMER NAME: FORMER CONFORMED NAME: Bergera Joe DATE OF NAME CHANGE: 20150917 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ITERIS, INC. CENTRAL INDEX KEY: 0000350868 STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATIONS EQUIPMENT, NEC [3669] IRS NUMBER: 952588496 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 1250 S. CAPITAL OF TEXAS HWY. STREET 2: BLDG. 1, SUITE 330 CITY: AUSTIN STATE: TX ZIP: 78746 BUSINESS PHONE: 512-716-0808 MAIL ADDRESS: STREET 1: 1250 S. CAPITAL OF TEXAS HWY. STREET 2: BLDG. 1, SUITE 330 CITY: AUSTIN STATE: TX ZIP: 78746 FORMER COMPANY: FORMER CONFORMED NAME: ITERIS HOLDINGS INC DATE OF NAME CHANGE: 20031107 FORMER COMPANY: FORMER CONFORMED NAME: ODETICS INC DATE OF NAME CHANGE: 19920703 4 1 wk-form4_1700514072.xml FORM 4 X0508 4 2023-11-16 0 0000350868 ITERIS, INC. ITI 0001653403 Bergera J. Joseph 1250 S. CAPITAL OF TEXAS HIGHWAY BUILDING 1, SUITE 330 AUSTIN TX 78746 1 1 0 0 President and CEO 0 Common Stock 2023-11-16 4 M 0 19204 0 A 166688 D Common Stock 2023-11-18 4 M 0 12450 0 A 179138 D Restricted Stock Units 2023-11-16 4 M 0 19204 0 D Common Stock 19204 0 D Restricted Stock Units 2023-11-18 4 M 0 12450 0 D Common Stock 12450 12450 D The shares become payable upon events established by the reporting person in accordance with the Iteris, Inc. Non-Qualified Deferred Compensation Plan. Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon the vesting date. The RSUs were granted on November 16, 2020. The RSUs vesting schedule is as follows: 50% after two years measured from the grant date and the last 50% after three years measured from the grant date. The expiration date will be three years measured from the grant date. The RSUs were granted on November 18, 2021. The RSU vesting schedule is as follows: 50% after two years measured from the date of grant and the last 50% after three years measured from the date of grant. /s/ Donald R. Reynolds, Attorney-in-Fact for Joseph Bergera 2023-11-20