0001179110-20-011174.txt : 20201117 0001179110-20-011174.hdr.sgml : 20201117 20201117182940 ACCESSION NUMBER: 0001179110-20-011174 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201116 FILED AS OF DATE: 20201117 DATE AS OF CHANGE: 20201117 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Groves Douglas L CENTRAL INDEX KEY: 0001567857 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08762 FILM NUMBER: 201322377 MAIL ADDRESS: STREET 1: ITERIS, INC. STREET 2: 1700 CARNEGIE AVE SUITE 100 CITY: SANTA ANA STATE: CA ZIP: 92705 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ITERIS, INC. CENTRAL INDEX KEY: 0000350868 STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATIONS EQUIPMENT, NEC [3669] IRS NUMBER: 952588496 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 1700 CARNEGIE AVENUE STREET 2: SUITE 100 CITY: SANTA ANA STATE: CA ZIP: 92705 BUSINESS PHONE: 949-270-9400 MAIL ADDRESS: STREET 1: 1700 CARNEGIE AVENUE STREET 2: SUITE 100 CITY: SANTA ANA STATE: CA ZIP: 92705 FORMER COMPANY: FORMER CONFORMED NAME: ITERIS HOLDINGS INC DATE OF NAME CHANGE: 20031107 FORMER COMPANY: FORMER CONFORMED NAME: ODETICS INC DATE OF NAME CHANGE: 19920703 4 1 edgar.xml FORM 4 - X0306 4 2020-11-16 0 0000350868 ITERIS, INC. ITI 0001567857 Groves Douglas L 1700 CARNEGIE AVE SUITE 100 SANTA ANA CA 92705 0 1 0 0 Senior Vice President & CFO Restricted Stock Unit 2020-11-16 4 A 0 12449 0 A Common Stock 12449 12449 D Stock Option (Right to Buy) 4.80 2020-11-16 4 A 0 50000 0 A 2030-11-15 Common Stock 50000 50000 D Each Restricted stock unit represents a contingent right to receive one share of common stock upon the vesting date The RSUs vesting schedule is as follows: 50% after two years measured from the grant date and the last 50% after three years measured from the grant date The expiration date will be three years measured from the grant date The Stock option becomes exercisable in a series of four (4) successive equal annual installments (i.e. one-fourth of the shares each year) upon optionee's completion of each year of service over the four (4) year period measured from the grant date. /s/Khristine Arakaki, Attorney-in-Fact for Doug Groves 2020-11-17