0001179110-19-011805.txt : 20191118 0001179110-19-011805.hdr.sgml : 20191118 20191118190206 ACCESSION NUMBER: 0001179110-19-011805 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190912 FILED AS OF DATE: 20191118 DATE AS OF CHANGE: 20191118 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: THOMAS TOM CENTRAL INDEX KEY: 0001199296 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08762 FILM NUMBER: 191228733 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ITERIS, INC. CENTRAL INDEX KEY: 0000350868 STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATIONS EQUIPMENT, NEC [3669] IRS NUMBER: 952588496 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 1700 CARNEGIE AVENUE STREET 2: SUITE 100 CITY: SANTA ANA STATE: CA ZIP: 92705 BUSINESS PHONE: 949-270-9400 MAIL ADDRESS: STREET 1: 1700 CARNEGIE AVENUE STREET 2: SUITE 100 CITY: SANTA ANA STATE: CA ZIP: 92705 FORMER COMPANY: FORMER CONFORMED NAME: ITERIS HOLDINGS INC DATE OF NAME CHANGE: 20031107 FORMER COMPANY: FORMER CONFORMED NAME: ODETICS INC DATE OF NAME CHANGE: 19920703 4 1 edgar.xml FORM 4 - X0306 4 2019-09-12 0 0000350868 ITERIS, INC. ITI 0001199296 THOMAS TOM 1700 CARNEGIE AVE, SUITE 100 SANTA ANA CA 92705 1 0 0 0 Common Stock 2019-09-12 4 M 0 9615 0 A 30403 D Common Stock 117146 I By Trust Restricted Stock Unit 2019-09-12 4 M 0 9615 D 2019-09-12 Common Stock 9615 0 D Restricted Stock Unit 2019-11-14 4 M 0 8299 0 A Common Stock 8299 8299 D Each restricted stock unit represents a contingent right to receive one share of common stock upon the vesting date The RSU's Vested on the date of the 2019 shareholder meeting 9/12/2019 The RSU's are exercisable on the vesting date and shall vest on the date of the 2020 shareholder meeting The RSU's expiration will be on the date of the 2020 annual shareholder meeting /s/ Andrew Schmidt, Attorney-in-fact for Tom Thomas 2019-11-18