0001225208-21-004554.txt : 20210303
0001225208-21-004554.hdr.sgml : 20210303
20210303172851
ACCESSION NUMBER: 0001225208-21-004554
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210301
FILED AS OF DATE: 20210303
DATE AS OF CHANGE: 20210303
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Spillane Richard A Jr.
CENTRAL INDEX KEY: 0001462656
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-08100
FILM NUMBER: 21710674
MAIL ADDRESS:
STREET 1: EATON VANCE CORP.
STREET 2: TWO INTERNATIONAL PLACE
CITY: BOSTON
STATE: MA
ZIP: 02110
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Mirror Merger Sub 2, LLC
CENTRAL INDEX KEY: 0000350797
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 042718215
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1031
BUSINESS ADDRESS:
STREET 1: TWO INTERNATIONAL PLACE
CITY: BOSTON
STATE: MA
ZIP: 02110
BUSINESS PHONE: 6174828260
MAIL ADDRESS:
STREET 1: TWO INTERNATIONAL PLACE
CITY: BOSTON
STATE: MA
ZIP: 02110
FORMER COMPANY:
FORMER CONFORMED NAME: EATON VANCE CORP
DATE OF NAME CHANGE: 19920703
4
1
doc4.xml
X0306
4
2021-03-01
1
0000350797
Mirror Merger Sub 2, LLC
EV
0001462656
Spillane Richard A Jr.
TWO INTERNATIONAL PLACE
EATON VANCE
BOSTON
MA
02110
1
Eaton Vance Corp. Non-voting Common Stock
2021-03-01
4
D
0
9324.0000
0
D
0.0000
D
Deferred Stock
0.0000
2021-03-01
4
D
0
9372.0000
73.0000
D
Eaton Vance Corp. Non-voting Common Stock
9372.0000
0.0000
D
Option (right to buy)
24.4595
2021-03-01
4
D
0
6420.0000
48.5405
D
2011-11-01
2021-11-01
Eaton Vance Corp. Non-voting Common Stock
6420.0000
0.0000
D
Option (right to buy)
28.2270
2021-03-01
4
D
0
5680.0000
44.7730
D
2012-11-01
2022-11-01
Eaton Vance Corp. Non-voting Common Stock
5680.0000
0.0000
D
Option (right to buy)
41.9000
2021-03-01
4
D
0
4045.0000
31.1000
D
2013-11-01
2023-11-01
Eaton Vance Corp. Non-voting Common Stock
4045.0000
0.0000
D
Option (right to buy)
34.8400
2021-03-01
4
D
0
11777.0000
38.1600
D
2016-11-01
2026-11-01
Eaton Vance Corp. Non-voting Common Stock
11777.0000
0.0000
D
Option (right to buy)
36.7600
2021-03-01
4
D
0
7451.0000
36.2400
D
2015-11-02
2025-11-02
Eaton Vance Corp. Non-voting Common Stock
7451.0000
0.0000
D
Option (right to buy)
36.7100
2021-03-01
4
D
0
5737.0000
36.2900
D
2014-11-03
2024-11-03
Eaton Vance Corp. Non-voting Common Stock
5737.0000
0.0000
D
Phantom Stock
0.0000
2021-03-01
4
D
0
3252.0000
73.0000
D
Eaton Vance Corp. Non-voting Common Stock
3252.0000
0.0000
D
Disposed of pursuant to the Agreement and Plan of Merger, dated as of October 7, 2020 (the Merger Agreement), by and among Issuer, Morgan Stanley, Mirror Merger Sub 1, Inc. and Mirror Merger Sub 2, LLC, in exchange for $209,368.66 and 6,143 shares of Morgan Stanley Common Stock having a market value of $79.16 per share on the Effective Date of the Merger.
Each Deferred Stock Unit is the economic equivalent of one share of non-voting common stock.
This Deferred Stock Unit award was canceled and converted in the Merger into the right to receive a cash payment of $73 per share for a total of $684,156.00.
This option award, which was granted on November 1, 2011 and provided for vesting over a 5 year period in increments of 10%, 15%, 20%, 25% and 30%, was canceled and converted in the Merger into the right to receive a cash payment of $73 per share for a total of $311,629.56.
This option award, which was granted on November 1, 2012 and provided for vesting over a 5 year period in increments of 10%, 15%, 20%, 25% and 30%, was canceled and converted in the Merger into the right to receive a cash payment of $73 per share for a total of $254,310.13.
This option award, which was granted on November 1, 2013 and provided for vesting over a 5 year period in increments of 10%, 15%, 20%, 25% and 30%, was canceled and converted in the Merger into the right to receive a cash payment of $73 per share for a total of $125,799.50.
This option award, which was granted on November 1, 2016 and provided for vesting over a 5 year period in increments of 10%, 15%, 20%, 25% and 30%, was canceled and converted in the Merger into the right to receive a cash payment of $73 per share for a total of $449,410.32.
This option award, which was granted on November 2, 2015 and provided for vesting over a 5 year period in increments of 10%, 15%, 20%, 25% and 30%, was canceled and converted in the Merger into the right to receive a cash payment of $73 per share for a total of $270,024.24.
This option award, which was granted on November 3, 2014 and provided for vesting over a 5 year period in increments of 10%, 15%, 20%, 25% and 30%, was canceled and converted in the Merger into the right to receive a cash payment of $73 per share for a total of $208,195.73.
Each Phantom Stock Unit is the economic equivalent of one share of non-voting common stock.
This Phantom Stock Unit award, which was granted on November 1, 2017, was canceled and converted in the Merger into the right to receive a cash payment of $73 per share for a total of $237,396.00.
Mark J. Bumann, Attorney-in-fact
2021-03-03