0001225208-21-004553.txt : 20210303 0001225208-21-004553.hdr.sgml : 20210303 20210303172829 ACCESSION NUMBER: 0001225208-21-004553 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210301 FILED AS OF DATE: 20210303 DATE AS OF CHANGE: 20210303 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PUHY DOROTHY E CENTRAL INDEX KEY: 0001200493 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08100 FILM NUMBER: 21710666 MAIL ADDRESS: STREET 1: DANA FARBER CANCER INSTITUTE STREET 2: 44 BINNEY STREET, RM. D1632 CITY: BOSTON STATE: MA ZIP: 02115 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Mirror Merger Sub 2, LLC CENTRAL INDEX KEY: 0000350797 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 042718215 STATE OF INCORPORATION: MD FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: TWO INTERNATIONAL PLACE CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 6174828260 MAIL ADDRESS: STREET 1: TWO INTERNATIONAL PLACE CITY: BOSTON STATE: MA ZIP: 02110 FORMER COMPANY: FORMER CONFORMED NAME: EATON VANCE CORP DATE OF NAME CHANGE: 19920703 4 1 doc4.xml X0306 4 2021-03-01 1 0000350797 Mirror Merger Sub 2, LLC EV 0001200493 PUHY DOROTHY E TWO INTERNATIONAL PLACE EATON VANCE BOSTON MA 02110 1 Eaton Vance Corp. Non-voting Common Stock 2021-03-01 4 D 0 23981.0000 0 D 0.0000 D Deferred Stock 0.0000 2021-03-01 4 D 0 9372.0000 73.0000 D Eaton Vance Corp. Non-voting Common Stock 9372.0000 0.0000 D Option (right to buy) 28.2270 2021-03-01 4 D 0 5680.0000 44.7730 D 2012-11-01 2022-11-01 Eaton Vance Corp. Non-voting Common Stock 5680.0000 0.0000 D Option (right to buy) 36.7600 2021-03-01 4 D 0 7451.0000 36.2400 D 2015-11-02 2025-11-02 Eaton Vance Corp. Non-voting Common Stock 7451.0000 0.0000 D Option (right to buy) 36.7100 2021-03-01 4 D 0 5737.0000 36.2900 D 2014-11-03 2024-11-03 Eaton Vance Corp. Non-voting Common Stock 5737.0000 0.0000 D Phantom Stock 0.0000 2021-03-01 4 D 0 3252.0000 73.0000 D Eaton Vance Corp. Non-voting Common Stock 3252.0000 0.0000 D Disposed of pursuant to the Agreement and Plan of Merger, dated as of October 7, 2020 (the Merger Agreement), by and among Issuer, Morgan Stanley, Mirror Merger Sub 1, Inc. and Mirror Merger Sub 2, LLC, in exchange for $1,750,613.00. Each Deferred Stock Unit is the economic equivalent of one share of non-voting common stock. This Deferred Stock Unit award was canceled and converted in the Merger into the right to receive a cash payment of $73 per share for a total of $684,156.00. This option award, which was granted on November 1, 2012, was canceled and converted in the Merger into the right to receive a cash payment of $73 per share for a total of $254,310.13. This option award, which was granted on November 2, 2015, was canceled and converted in the Merger into the right to receive a cash payment of $73 per share for a total of $270,024.24. This option award, which was granted on November 3, 2014, was canceled and converted in the Merger into the right to receive a cash payment of $73 per share for a total of $208,195.73. Each Phantom Stock Unit is the economic equivalent of one share of non-voting common stock. This Phantom Stock Unit award, which was granted on November 1, 2017, was canceled and converted in the Merger into the right to receive a cash payment of $73 per share for a total of $237,396.00. Mark J. Bumann, Attorney-in-fact 2021-03-03