0001225208-21-004547.txt : 20210303 0001225208-21-004547.hdr.sgml : 20210303 20210303172704 ACCESSION NUMBER: 0001225208-21-004547 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210301 FILED AS OF DATE: 20210303 DATE AS OF CHANGE: 20210303 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rozen Julie E CENTRAL INDEX KEY: 0001724722 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08100 FILM NUMBER: 21710640 MAIL ADDRESS: STREET 1: 2 INTERNATIONAL PLACE STREET 2: SUITE 1400 CITY: BOSTON STATE: MA ZIP: 02110 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Mirror Merger Sub 2, LLC CENTRAL INDEX KEY: 0000350797 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 042718215 STATE OF INCORPORATION: MD FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: TWO INTERNATIONAL PLACE CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 6174828260 MAIL ADDRESS: STREET 1: TWO INTERNATIONAL PLACE CITY: BOSTON STATE: MA ZIP: 02110 FORMER COMPANY: FORMER CONFORMED NAME: EATON VANCE CORP DATE OF NAME CHANGE: 19920703 4 1 doc4.xml X0306 4 2021-03-01 1 0000350797 Mirror Merger Sub 2, LLC EV 0001724722 Rozen Julie E TWO INTERNATIONAL PLACE EATON VANCE BOSTON MA 02110 1 Chief Accounting Officer Eaton Vance Corp. Non-voting Common Stock 2021-03-01 4 D 0 10691.0000 0 D 0.0000 D Restricted Stock Unit 0.0000 2021-03-01 4 D 0 2657.4300 D Eaton Vance Corp. Non-voting Common Stock 2657.4300 0.0000 D Restricted Stock Unit 0.0000 2021-03-01 4 D 0 712.0000 D 2024-02-25 Eaton Vance Corp. Non-voting Common Stock 712.0000 0.0000 D Disposed of pursuant to the Agreement and Plan of Merger, dated as of October 7, 2020 (the Merger Agreement), by and among Issuer, Morgan Stanley, Mirror Merger Sub 1, Inc. and Mirror Merger Sub 2, LLC, in exchange for $240,036.00 and 7,044 shares of Morgan Stanley Common Stock having a market value of $79.16 per share on the Effective Date of the Merger. Each Restricted Stock Unit represents the right to receive one share of Non-Voting Stock. This Restricted Stock Unit award, which was granted on November 2, 2020 and provided for 50% of vesting on 11/02/2022 and 50% of vesting on 11/02/2023, was assumed by Morgan Stanley and converted into Restricted Stock Units relating to Morgan Stanley Common Stock. This Restricted Stock Unit award, which was granted on February 25, 2021 and provided for 50% of vesting on 02/25/2023 and 50% of vesting on 02/25/2024, was assumed by Morgan Stanley and converted into Restricted Stock Units relating to Morgan Stanley Common Stock. Mark J. Bumann, Attorney-in-fact 2021-03-03