0001225208-21-004547.txt : 20210303
0001225208-21-004547.hdr.sgml : 20210303
20210303172704
ACCESSION NUMBER: 0001225208-21-004547
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210301
FILED AS OF DATE: 20210303
DATE AS OF CHANGE: 20210303
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Rozen Julie E
CENTRAL INDEX KEY: 0001724722
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-08100
FILM NUMBER: 21710640
MAIL ADDRESS:
STREET 1: 2 INTERNATIONAL PLACE
STREET 2: SUITE 1400
CITY: BOSTON
STATE: MA
ZIP: 02110
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Mirror Merger Sub 2, LLC
CENTRAL INDEX KEY: 0000350797
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 042718215
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1031
BUSINESS ADDRESS:
STREET 1: TWO INTERNATIONAL PLACE
CITY: BOSTON
STATE: MA
ZIP: 02110
BUSINESS PHONE: 6174828260
MAIL ADDRESS:
STREET 1: TWO INTERNATIONAL PLACE
CITY: BOSTON
STATE: MA
ZIP: 02110
FORMER COMPANY:
FORMER CONFORMED NAME: EATON VANCE CORP
DATE OF NAME CHANGE: 19920703
4
1
doc4.xml
X0306
4
2021-03-01
1
0000350797
Mirror Merger Sub 2, LLC
EV
0001724722
Rozen Julie E
TWO INTERNATIONAL PLACE
EATON VANCE
BOSTON
MA
02110
1
Chief Accounting Officer
Eaton Vance Corp. Non-voting Common Stock
2021-03-01
4
D
0
10691.0000
0
D
0.0000
D
Restricted Stock Unit
0.0000
2021-03-01
4
D
0
2657.4300
D
Eaton Vance Corp. Non-voting Common Stock
2657.4300
0.0000
D
Restricted Stock Unit
0.0000
2021-03-01
4
D
0
712.0000
D
2024-02-25
Eaton Vance Corp. Non-voting Common Stock
712.0000
0.0000
D
Disposed of pursuant to the Agreement and Plan of Merger, dated as of October 7, 2020 (the Merger Agreement), by and among Issuer, Morgan Stanley, Mirror Merger Sub 1, Inc. and Mirror Merger Sub 2, LLC, in exchange for $240,036.00 and 7,044 shares of Morgan Stanley Common Stock having a market value of $79.16 per share on the Effective Date of the Merger.
Each Restricted Stock Unit represents the right to receive one share of Non-Voting Stock.
This Restricted Stock Unit award, which was granted on November 2, 2020 and provided for 50% of vesting on 11/02/2022 and 50% of vesting on 11/02/2023, was assumed by Morgan Stanley and converted into Restricted Stock Units relating to Morgan Stanley Common Stock.
This Restricted Stock Unit award, which was granted on February 25, 2021 and provided for 50% of vesting on 02/25/2023 and 50% of vesting on 02/25/2024, was assumed by Morgan Stanley and converted into Restricted Stock Units relating to Morgan Stanley Common Stock.
Mark J. Bumann, Attorney-in-fact
2021-03-03