0001225208-21-002527.txt : 20210216
0001225208-21-002527.hdr.sgml : 20210216
20210216173323
ACCESSION NUMBER: 0001225208-21-002527
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210212
FILED AS OF DATE: 20210216
DATE AS OF CHANGE: 20210216
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PUHY DOROTHY E
CENTRAL INDEX KEY: 0001200493
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-08100
FILM NUMBER: 21641236
MAIL ADDRESS:
STREET 1: DANA FARBER CANCER INSTITUTE
STREET 2: 44 BINNEY STREET, RM. D1632
CITY: BOSTON
STATE: MA
ZIP: 02115
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EATON VANCE CORP
CENTRAL INDEX KEY: 0000350797
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 042718215
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1031
BUSINESS ADDRESS:
STREET 1: TWO INTERNATIONAL PLACE
CITY: BOSTON
STATE: MA
ZIP: 02110
BUSINESS PHONE: 6174828260
MAIL ADDRESS:
STREET 1: TWO INTERNATIONAL PLACE
CITY: BOSTON
STATE: MA
ZIP: 02110
4
1
doc4.xml
X0306
4
2021-02-12
0000350797
EATON VANCE CORP
EV
0001200493
PUHY DOROTHY E
TWO INTERNATIONAL PLACE
EATON VANCE
BOSTON
MA
02110
1
Eaton Vance Corp. Non-voting Common Stock
23981.0000
D
Deferred Stock
0.0000
2021-02-12
4
A
0
50.0000
0.0000
A
Eaton Vance Corp. Non-voting Common Stock
50.0000
9372.0000
D
Phantom Stock
0.0000
2021-02-12
4
A
0
17.0000
0.0000
A
Eaton Vance Corp. Non-voting Common Stock
17.0000
3252.0000
D
Option (right to buy)
28.2270
2012-11-01
2022-11-01
Eaton Vance Corp. Non-voting Common Stock
5680.0000
5680.0000
D
Option (right to buy)
36.7100
2014-11-03
2024-11-03
Eaton Vance Corp. Non-voting Common Stock
5737.0000
5737.0000
D
Option (right to buy)
36.7600
2015-11-02
2025-11-02
Eaton Vance Corp. Non-voting Common Stock
7451.0000
7451.0000
D
Each share of Deferred Stock is the economic equivalent of one share of non-voting common stock.
As dividends are paid with respect to Company Non-Voting Common Stock, a number of units of Deferred Stock with a current value equal to the amount of the dividend will be allocated to the account of each non-employee Director with respect to each unit of Deferred Stock Awarded at the time such dividends are paid to the stock holders of the Company.
Shares of Deferred Stock become payable in cash based on the non-employee director's election at either (1) the earlier of the second anniversary of the grant date or the date of the non-employee director's termination, or (2) upon the non-employee director's termination.
Each share of Phantom Stock is the economic equivalent of one share of non-voting common stock.
As dividends are paid with respect to Company Non-Voting Common Stock, a number of units of Phantom Stock with a current value equal to the amount of the dividend will be allocated to the account of each non-employee Director with respect to each unit of Phantom Stock Awarded at the time such dividends are paid to the stock holders of the Company.
The shares of Phantom Stock granted on November 1, 2017 become payable in cash upon the non-employee director's termination.
Mark J. Bumann, Attorney-in-fact
2021-02-16