0001225208-21-000830.txt : 20210115
0001225208-21-000830.hdr.sgml : 20210115
20210115134308
ACCESSION NUMBER: 0001225208-21-000830
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210114
FILED AS OF DATE: 20210115
DATE AS OF CHANGE: 20210115
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Marius Frederick S
CENTRAL INDEX KEY: 0001417861
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-08100
FILM NUMBER: 21531260
MAIL ADDRESS:
STREET 1: 255 STATE STREET
CITY: BOSTON
STATE: MA
ZIP: 02109
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EATON VANCE CORP
CENTRAL INDEX KEY: 0000350797
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 042718215
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1031
BUSINESS ADDRESS:
STREET 1: TWO INTERNATIONAL PLACE
CITY: BOSTON
STATE: MA
ZIP: 02110
BUSINESS PHONE: 6174828260
MAIL ADDRESS:
STREET 1: TWO INTERNATIONAL PLACE
CITY: BOSTON
STATE: MA
ZIP: 02110
4
1
doc4.xml
X0306
4
2021-01-14
0000350797
EATON VANCE CORP
EV
0001417861
Marius Frederick S
TWO INTERNATIONAL PLACE
EATON VANCE
BOSTON
MA
02110
1
Chief Legal Officer
Eaton Vance Corp. Non-voting Common Stock
2021-01-14
4
M
0
3542.0000
28.2270
A
40491.0000
D
Eaton Vance Corp. Non-voting Common Stock
2021-01-14
4
M
0
2724.0000
36.7100
A
43215.0000
D
Eaton Vance Corp. Non-voting Common Stock
2021-01-14
4
M
0
2720.0000
36.7600
A
45935.0000
D
Eaton Vance Corp. Non-voting Common Stock
2021-01-14
4
M
0
2386.0000
41.9000
A
48321.0000
D
Voting Trust Receipt
18623.0000
D
Eaton Vance Corp. Common Stock (Voting)
18623.0000
I
By Voting Trust
Option (right to buy)
28.2270
2021-01-14
4
M
0
3542.0000
0.0000
D
2022-11-01
Eaton Vance Corp. Non-voting Common Stock
3542.0000
5126.0000
D
Option (right to buy)
41.9000
2021-01-14
4
M
0
2386.0000
0.0000
D
2023-11-01
Eaton Vance Corp. Non-voting Common Stock
2386.0000
10242.0000
D
Option (right to buy)
36.7600
2021-01-14
4
M
0
2720.0000
0.0000
D
2025-11-02
Eaton Vance Corp. Non-voting Common Stock
2720.0000
25882.0000
D
Option (right to buy)
36.7100
2021-01-14
4
M
0
2724.0000
0.0000
D
2024-11-03
Eaton Vance Corp. Non-voting Common Stock
2724.0000
21801.0000
D
Option (right to buy)
34.8400
2026-11-01
Eaton Vance Corp. Non-voting Common Stock
34600.0000
34600.0000
D
Option (right to buy)
45.5000
2028-11-01
Eaton Vance Corp. Non-voting Common Stock
28831.0000
28831.0000
D
Option (right to buy)
46.1500
2029-11-01
Eaton Vance Corp. Non-voting Common Stock
30018.0000
30018.0000
D
Option (right to buy)
50.6700
2027-11-01
Eaton Vance Corp. Non-voting Common Stock
20840.0000
20840.0000
D
Restricted Stock Unit
0.0000
Eaton Vance Corp. Non-voting Common Stock
13474.5100
13474.5100
D
All shares of the Voting Stock of Eaton Vance Corp. are deposited and held of record in a Voting Trust of which Thomas E. Faust, Brian D. Langstraat, Maureen Gemma, Laurie G. Hylton, Frederick S. Marius, David C. McCabe, Payson F. Swaffield, Matthew J. Witkos, Edward J. Perkin, Daniel C. Cataldo, Cynthia J. Clemson, James H. Evans, Charles B. Reed, R. Kelly Williams, Craig P. Russ, John L. Shea, Lewis R. Piantedosi, Craig R. Brandon, Michael A. Cirami, Eric A. Stein, Andrew N. Sveen, Paul W. Bouchey, John Streur, Thomas B. Lee and Thomas C. Seto are the Voting Trustees. The Voting Common Stock is not registered under Section 12 of the Securities Exchange Act.
Granted on November 1, 2012 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25% and 30%.
Granted on November 1, 2013 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.
Granted on November 2, 2015 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25% and 30%.
Granted on November 3, 2014 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25% and 30%.
Granted on November 1, 2016 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.
Granted on November 1, 2018 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.
Granted on November 1, 2019 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.
Granted on November 1, 2017 these options vest over a 5-year period in increments of 10%, 15%, 20%, 25%, and 30%.
Each Restricted Stock Unit represents the right to receive one share of Non-Voting Stock
Granted on November 2, 2020 these units vest 50% on 11/02/2022 and 50% on 11/02/2023
Mark J. Bumann, Attorney-in-fact
2021-01-15