0001225208-20-015010.txt : 20201222 0001225208-20-015010.hdr.sgml : 20201222 20201222164244 ACCESSION NUMBER: 0001225208-20-015010 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201218 FILED AS OF DATE: 20201222 DATE AS OF CHANGE: 20201222 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rozen Julie E CENTRAL INDEX KEY: 0001724722 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08100 FILM NUMBER: 201408518 MAIL ADDRESS: STREET 1: 2 INTERNATIONAL PLACE STREET 2: SUITE 1400 CITY: BOSTON STATE: MA ZIP: 02110 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EATON VANCE CORP CENTRAL INDEX KEY: 0000350797 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 042718215 STATE OF INCORPORATION: MD FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: TWO INTERNATIONAL PLACE CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 6174828260 MAIL ADDRESS: STREET 1: TWO INTERNATIONAL PLACE CITY: BOSTON STATE: MA ZIP: 02110 4 1 doc4.xml X0306 4 2020-12-18 0000350797 EATON VANCE CORP EV 0001724722 Rozen Julie E TWO INTERNATIONAL PLACE EATON VANCE BOSTON MA 02110 1 Chief Accounting Officer Eaton Vance Corp. Non-voting Common Stock 2020-11-01 5 A 0 89.0000 30.7890 A 10287.0000 D Eaton Vance Corp. Non-voting Common Stock 2020-11-16 5 A 0 404.0000 35.1180 A 10691.0000 D Restricted Stock Unit 0.0000 2020-12-18 4 A 0 161.5600 0.0000 A Eaton Vance Corp. Non-voting Common Stock 161.5600 2643.5600 D These shares were acquired under the 2013 Employee Stock Purchase Plan, which is a 16b-3 Plan. These shares were acquired under the 2013 Incentive Compensation Employee Stock Purchase Plan, which is a 16b-3 Plan. Each Restricted Stock Unit represents the right to receive one share of Non-Voting Stock As dividends are paid with respect to Company Non-Voting Common Stock, a dividend equivalent will be credited with respect to the Participants Restricted Stock Unit Award outstanding on the dividend record date and reinvested in the form of additional Restricted Stock Units. Granted on November 2, 2020 these units vest 50% on 11/02/2022 and 50% on 11/02/2023 Mark J. Bumann, Attorney-in-fact 2020-12-22