0001225208-20-012965.txt : 20201103
0001225208-20-012965.hdr.sgml : 20201103
20201103170526
ACCESSION NUMBER: 0001225208-20-012965
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201101
FILED AS OF DATE: 20201103
DATE AS OF CHANGE: 20201103
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BERMAN ANN E
CENTRAL INDEX KEY: 0001349408
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-08100
FILM NUMBER: 201284308
MAIL ADDRESS:
STREET 1: 255 STATE STREET
CITY: BOSTON
STATE: MA
ZIP: 02109
FORMER NAME:
FORMER CONFORMED NAME: Berman Ann E
DATE OF NAME CHANGE: 20060111
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EATON VANCE CORP
CENTRAL INDEX KEY: 0000350797
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 042718215
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1031
BUSINESS ADDRESS:
STREET 1: TWO INTERNATIONAL PLACE
CITY: BOSTON
STATE: MA
ZIP: 02110
BUSINESS PHONE: 6174828260
MAIL ADDRESS:
STREET 1: TWO INTERNATIONAL PLACE
CITY: BOSTON
STATE: MA
ZIP: 02110
4
1
doc4.xml
X0306
4
2020-11-01
0000350797
EATON VANCE CORP
EV
0001349408
BERMAN ANN E
TWO INTERNATIONAL PLACE
EATON VANCE
BOSTON
MA
02110
1
Eaton Vance Corp. Non-voting Common Stock
2020-11-01
4
M
0
3303.0000
0.0000
A
3303.0000
D
Eaton Vance Corp. Non-voting Common Stock
2020-11-01
4
D
0
3303.0000
59.7900
D
0.0000
D
Deferred Stock
0.0000
2020-11-01
4
A
0
20.0000
0.0000
A
2020-11-01
2020-11-01
Eaton Vance Corp. Non-voting Common Stock
20.0000
3303.0000
D
Deferred Stock
0.0000
2020-11-01
4
M
0
3303.0000
0.0000
D
2020-11-01
2020-11-01
Eaton Vance Corp. Non-voting Common Stock
3303.0000
0.0000
D
Deferred Stock
0.0000
2021-11-01
2021-11-01
Eaton Vance Corp. Non-voting Common Stock
3125.0000
3125.0000
D
Option (right to buy)
41.9000
2013-11-01
2023-11-01
Eaton Vance Corp. Non-voting Common Stock
4045.0000
4045.0000
D
Phantom Stock
0.0000
Eaton Vance Corp. Non-voting Common Stock
3023.0000
3023.0000
D
Each share of Deferred Stock is the economic equivalent of one share of non-voting common stock.
As dividends are paid with respect to Company Non-Voting Common Stock, a number of units of Deferred Stock with a current value equal to the amount of the dividend will be allocated to the account of each non-employee Director with respect to each unit of Deferred Stock Awarded at the time such dividends are paid to the stock holders of the Company.
Each share of Phantom Stock is the economic equivalent of one share of non-voting common stock.
The shares of Phantom Stock granted on November 1, 2017 become payable in cash upon the non-employee director's termination.
Mark J. Bumann, Attorney-in-fact
2020-11-03