0001225208-20-012467.txt : 20201014 0001225208-20-012467.hdr.sgml : 20201014 20201014150157 ACCESSION NUMBER: 0001225208-20-012467 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201013 FILED AS OF DATE: 20201014 DATE AS OF CHANGE: 20201014 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Spillane Richard A Jr. CENTRAL INDEX KEY: 0001462656 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08100 FILM NUMBER: 201238904 MAIL ADDRESS: STREET 1: EATON VANCE CORP. STREET 2: TWO INTERNATIONAL PLACE CITY: BOSTON STATE: MA ZIP: 02110 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EATON VANCE CORP CENTRAL INDEX KEY: 0000350797 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 042718215 STATE OF INCORPORATION: MD FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: TWO INTERNATIONAL PLACE CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 6174828260 MAIL ADDRESS: STREET 1: TWO INTERNATIONAL PLACE CITY: BOSTON STATE: MA ZIP: 02110 4 1 doc4.xml X0306 4 2020-10-13 0000350797 EATON VANCE CORP EV 0001462656 Spillane Richard A Jr. TWO INTERNATIONAL PLACE EATON VANCE BOSTON MA 02110 1 Eaton Vance Corp. Non-voting Common Stock 2020-10-13 4 M 0 4902.0000 28.6858 A 14226.0000 D Eaton Vance Corp. Non-voting Common Stock 2020-10-13 4 D 0 4902.0000 61.1237 D 9324.0000 D Option (right to buy) 28.6858 2020-10-13 4 M 0 4902.0000 0.0000 D 2010-11-01 2020-11-01 Eaton Vance Corp. Non-voting Common Stock 4902.0000 0.0000 D Deferred Stock 0.0000 Eaton Vance Corp. Non-voting Common Stock 6408.0000 6408.0000 D Option (right to buy) 24.4595 2011-11-01 2021-11-01 Eaton Vance Corp. Non-voting Common Stock 6420.0000 6420.0000 D Option (right to buy) 28.2270 2012-11-01 2022-11-01 Eaton Vance Corp. Non-voting Common Stock 5680.0000 5680.0000 D Option (right to buy) 34.8400 2016-11-01 2026-11-01 Eaton Vance Corp. Non-voting Common Stock 11777.0000 11777.0000 D Option (right to buy) 36.7100 2014-11-03 2024-11-03 Eaton Vance Corp. Non-voting Common Stock 5737.0000 5737.0000 D Option (right to buy) 36.7600 2015-11-02 2025-11-02 Eaton Vance Corp. Non-voting Common Stock 7451.0000 7451.0000 D Option (right to buy) 41.9000 2013-11-01 2023-11-01 Eaton Vance Corp. Non-voting Common Stock 4045.0000 4045.0000 D Phantom Stock 0.0000 Eaton Vance Corp. Non-voting Common Stock 3023.0000 3023.0000 D Each share of Deferred Stock is the economic equivalent of one share of non-voting common stock. Shares of Deferred Stock become payable in cash based on the non-employee director's election at either (1) the earlier of the second anniversary of the grant date or the date of the non-employee director's termination, or (2) upon the non-employee director's termination. Each share of Phantom Stock is the economic equivalent of one share of non-voting common stock. The shares of Phantom Stock granted on November 1, 2017 become payable in cash upon the non-employee director's termination. Mark J. Bumann, Attorney-in-fact 2020-10-14