0001225208-20-012273.txt : 20201006
0001225208-20-012273.hdr.sgml : 20201006
20201006154352
ACCESSION NUMBER: 0001225208-20-012273
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201005
FILED AS OF DATE: 20201006
DATE AS OF CHANGE: 20201006
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HIGDON LEO I JR
CENTRAL INDEX KEY: 0001064587
STANDARD INDUSTRIAL CLASSIFICATION: GOLD & SILVER ORES [1040]
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-08100
FILM NUMBER: 201226687
MAIL ADDRESS:
STREET 1: 1700 LINCOLN STREET
STREET 2: 28TH FLOOR
CITY: DENVER
STATE: CO
ZIP: 80203
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EATON VANCE CORP
CENTRAL INDEX KEY: 0000350797
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 042718215
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1031
BUSINESS ADDRESS:
STREET 1: TWO INTERNATIONAL PLACE
CITY: BOSTON
STATE: MA
ZIP: 02110
BUSINESS PHONE: 6174828260
MAIL ADDRESS:
STREET 1: TWO INTERNATIONAL PLACE
CITY: BOSTON
STATE: MA
ZIP: 02110
4
1
doc4.xml
X0306
4
2020-10-05
0000350797
EATON VANCE CORP
EV
0001064587
HIGDON LEO I JR
TWO INTERNATIONAL PLACE
EATON VANCE
BOSTON
MA
02110
1
Eaton Vance Corp. Non-voting Common Stock
2020-10-05
4
M
0
4902.0000
28.6858
A
8923.0000
D
Option (right to buy)
28.6858
2020-10-05
4
M
0
4902.0000
0.0000
D
2010-11-01
2020-11-01
Eaton Vance Corp. Non-voting Common Stock
4902.0000
0.0000
D
Deferred Stock
0.0000
Eaton Vance Corp. Non-voting Common Stock
3125.0000
3125.0000
D
Deferred Stock
0.0000
2020-11-01
2020-11-01
Eaton Vance Corp. Non-voting Common Stock
3283.0000
3283.0000
D
Option (right to buy)
24.4595
2011-11-01
2021-11-01
Eaton Vance Corp. Non-voting Common Stock
6420.0000
6420.0000
D
Option (right to buy)
28.2270
2012-11-01
2022-11-01
Eaton Vance Corp. Non-voting Common Stock
5680.0000
5680.0000
D
Option (right to buy)
34.8400
2016-11-01
2026-11-01
Eaton Vance Corp. Non-voting Common Stock
11777.0000
11777.0000
D
Option (right to buy)
36.7100
2014-11-03
2024-11-03
Eaton Vance Corp. Non-voting Common Stock
5737.0000
5737.0000
D
Option (right to buy)
36.7600
2015-11-02
2025-11-02
Eaton Vance Corp. Non-voting Common Stock
7451.0000
7451.0000
D
Option (right to buy)
41.9000
2013-11-01
2023-11-01
Eaton Vance Corp. Non-voting Common Stock
4045.0000
4045.0000
D
Phantom Stock
0.0000
Eaton Vance Corp. Non-voting Common Stock
3023.0000
3023.0000
D
Each share of Deferred Stock is the economic equivalent of one share of non-voting common stock.
Shares of Deferred Stock become payable in cash based on the non-employee director's election at either (1) the earlier of the second anniversary of the grant date or the date of the non-employee director's termination, or (2) upon the non-employee director's termination.
Each share of Phantom Stock is the economic equivalent of one share of non-voting common stock.
The shares of Phantom Stock granted on November 1, 2017 become payable in cash upon the non-employee director's termination.
Mark J. Bumann, Attorney-in-fact
2020-10-06