0001225208-20-006865.txt : 20200429 0001225208-20-006865.hdr.sgml : 20200429 20200429125242 ACCESSION NUMBER: 0001225208-20-006865 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200428 FILED AS OF DATE: 20200429 DATE AS OF CHANGE: 20200429 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Langstraat Brian D. CENTRAL INDEX KEY: 0001613817 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08100 FILM NUMBER: 20828867 MAIL ADDRESS: STREET 1: TWO INTERNATIONAL PLACE CITY: BOSTON STATE: MA ZIP: 02110 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EATON VANCE CORP CENTRAL INDEX KEY: 0000350797 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 042718215 STATE OF INCORPORATION: MD FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: TWO INTERNATIONAL PLACE CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 6174828260 MAIL ADDRESS: STREET 1: TWO INTERNATIONAL PLACE CITY: BOSTON STATE: MA ZIP: 02110 4 1 doc4.xml X0306 4 2020-04-28 0000350797 EATON VANCE CORP EV 0001613817 Langstraat Brian D. TWO INTERNATIONAL PLACE EATON VANCE BOSTON MA 02110 1 Eaton Vance Corp. Non-voting Common Stock 2020-04-28 4 M 0 4400.0000 28.6858 A 303527.0000 D Eaton Vance Corp. Non-voting Common Stock 2020-04-28 4 S 0 4112.0000 35.9321 D 299415.0000 D Voting Trust Receipt 27854.0000 D Eaton Vance Corp. Common Stock (Voting) 27854.0000 I By Voting Trust Option (right to buy) 28.6858 2020-04-28 4 M 0 4400.0000 0.0000 D 2020-11-01 Eaton Vance Corp. Non-voting Common Stock 4400.0000 8843.0000 D Option (right to buy) 24.4596 2021-11-01 Eaton Vance Corp. Non-voting Common Stock 20799.0000 20799.0000 D Option (right to buy) 28.2271 2022-11-01 Eaton Vance Corp. Non-voting Common Stock 16475.0000 16475.0000 D Option (right to buy) 34.8400 2026-11-01 Eaton Vance Corp. Non-voting Common Stock 190960.0000 190960.0000 D Option (right to buy) 36.7100 2024-11-03 Eaton Vance Corp. Non-voting Common Stock 54500.0000 54500.0000 D Option (right to buy) 36.7600 2025-11-02 Eaton Vance Corp. Non-voting Common Stock 149020.0000 149020.0000 D Option (right to buy) 41.9000 2023-11-01 Eaton Vance Corp. Non-voting Common Stock 16620.0000 16620.0000 D Option (right to buy) 45.5000 2028-11-01 Eaton Vance Corp. Non-voting Common Stock 171759.0000 171759.0000 D Option (right to buy) 46.1500 2029-11-01 Eaton Vance Corp. Non-voting Common Stock 308465.0000 308465.0000 D Option (right to buy) 50.6700 2027-11-01 Eaton Vance Corp. Non-voting Common Stock 131320.0000 131320.0000 D Partial shares were sold to cover the exercise cost and tax liability associated with the exercise of a NQ stock option. All shares of the Voting Stock of Eaton Vance Corp. are deposited and held of record in a Voting Trust of which Thomas E. Faust, Brian D. Langstraat, Maureen Gemma, Laurie G. Hylton, Frederick S. Marius, David C. McCabe, Payson F. Swaffield, Matthew J. Witkos, Edward J. Perkin, Daniel C. Cataldo, Cynthia J. Clemson, Scott H. Page, James H. Evans, Charles B. Reed, R. Kelly Williams, Craig P. Russ, John L. Shea, Lewis R. Piantedosi, Craig R. Brandon, Michael A. Cirami, Eric A. Stein, Andrew N. Sveen, Paul W. Bouchey, John Streur, Thomas B. Lee and Thomas C. Seto are the Voting Trustees. The Voting Common Stock is not registered under Section 12 of the Securities Exchange Act. Granted on November 1, 2010, these options vest over a 5 year period in increments of 10%, 15%, 20%, 25% and 30%. Granted on November 1, 2011 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%. Granted on November 1, 2012 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25% and 30%. Granted on November 1, 2016 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%. Granted on November 3, 2014 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25% and 30%. Granted on November 2, 2015 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25% and 30%. Granted on November 1, 2013 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%. Granted on November 1, 2018 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%. Granted on November 1, 2019 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%. Granted on November 1, 2017 these options vest over a 5-year period in increments of 10%, 15%, 20%, 25%, and 30%. Mark J. Bumann, Attorney-in-fact 2020-04-29