0001225208-20-004637.txt : 20200309
0001225208-20-004637.hdr.sgml : 20200309
20200309154401
ACCESSION NUMBER: 0001225208-20-004637
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200309
FILED AS OF DATE: 20200309
DATE AS OF CHANGE: 20200309
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SMITH WINTHROP H JR
CENTRAL INDEX KEY: 0001287807
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-08100
FILM NUMBER: 20697880
MAIL ADDRESS:
STREET 1: 255 STATE STREET
CITY: BOSTON
STATE: MA
ZIP: 02109
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EATON VANCE CORP
CENTRAL INDEX KEY: 0000350797
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 042718215
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1031
BUSINESS ADDRESS:
STREET 1: TWO INTERNATIONAL PLACE
CITY: BOSTON
STATE: MA
ZIP: 02110
BUSINESS PHONE: 6174828260
MAIL ADDRESS:
STREET 1: TWO INTERNATIONAL PLACE
CITY: BOSTON
STATE: MA
ZIP: 02110
4
1
doc4.xml
X0306
4
2020-03-09
0000350797
EATON VANCE CORP
EV
0001287807
SMITH WINTHROP H JR
TWO INTERNATIONAL PLACE
EATON VANCE
BOSTON
MA
02110
1
Eaton Vance Corp. Non-voting Common Stock
2020-03-09
4
P
0
5000.0000
35.6084
A
24000.0000
D
Eaton Vance Corp. Non-voting Common Stock
2020-03-09
4
P
0
5000.0000
34.9326
A
29000.0000
D
Deferred Stock
0.0000
Eaton Vance Corp. Non-voting Common Stock
6273.0000
6273.0000
D
Option (right to buy)
34.8400
2016-11-01
2026-11-01
Eaton Vance Corp. Non-voting Common Stock
11777.0000
11777.0000
D
Option (right to buy)
36.7100
2014-11-03
2024-11-03
Eaton Vance Corp. Non-voting Common Stock
5737.0000
5737.0000
D
Option (right to buy)
36.7600
2015-11-02
2025-11-02
Eaton Vance Corp. Non-voting Common Stock
7451.0000
7451.0000
D
Option (right to buy)
41.9000
2013-11-01
2023-11-01
Eaton Vance Corp. Non-voting Common Stock
4045.0000
4045.0000
D
Phantom Stock
0.0000
Eaton Vance Corp. Non-voting Common Stock
2959.0000
2959.0000
D
Each share of Deferred Stock is the economic equivalent of one share of non-voting common stock.
Shares of Deferred Stock become payable in cash based on the non-employee director's election at either (1) the earlier of the second anniversary of the grant date or the date of the non-employee director's termination, or (2) upon the non-employee director's termination.
Each share of Phantom Stock is the economic equivalent of one share of non-voting common stock.
The shares of Phantom Stock granted on November 1, 2017 become payable in cash upon the non-employee director's termination.
Mark J. Bumann, Attorney-in-fact
2020-03-09