0001225208-18-016847.txt : 20181219 0001225208-18-016847.hdr.sgml : 20181219 20181219121152 ACCESSION NUMBER: 0001225208-18-016847 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181217 FILED AS OF DATE: 20181219 DATE AS OF CHANGE: 20181219 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMITH WINTHROP H JR CENTRAL INDEX KEY: 0001287807 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08100 FILM NUMBER: 181242846 MAIL ADDRESS: STREET 1: 255 STATE STREET CITY: BOSTON STATE: MA ZIP: 02109 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EATON VANCE CORP CENTRAL INDEX KEY: 0000350797 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 042718215 STATE OF INCORPORATION: MD FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: TWO INTERNATIONAL PLACE CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 6174828260 MAIL ADDRESS: STREET 1: TWO INTERNATIONAL PLACE CITY: BOSTON STATE: MA ZIP: 02110 4 1 doc4.xml X0306 4 2018-12-17 0000350797 EATON VANCE CORP EV 0001287807 SMITH WINTHROP H JR TWO INTERNATIONAL PLACE EATON VANCE BOSTON MA 02110 1 Eaton Vance Corp. Non-voting Common Stock 2018-12-17 4 P 0 5000.0000 34.8524 A 14000.0000 D Eaton Vance Corp. Non-voting Common Stock 2018-12-18 4 P 0 5000.0000 34.9199 A 19000.0000 D Deferred Stock 0.0000 Eaton Vance Corp. Non-voting Common Stock 3077.0000 3077.0000 D Option (right to buy) 34.8400 2016-11-01 2026-11-01 Eaton Vance Corp. Non-voting Common Stock 11777.0000 11777.0000 D Option (right to buy) 36.7100 2014-11-03 2024-11-03 Eaton Vance Corp. Non-voting Common Stock 5737.0000 5737.0000 D Option (right to buy) 36.7600 2015-11-02 2025-11-02 Eaton Vance Corp. Non-voting Common Stock 7451.0000 7451.0000 D Option (right to buy) 41.9000 2013-11-01 2023-11-01 Eaton Vance Corp. Non-voting Common Stock 4045.0000 4045.0000 D Phantom Stock 0.0000 Eaton Vance Corp. Non-voting Common Stock 2833.0000 2833.0000 D Each share of Deferred Stock is the economic equivalent of one share of non-voting common stock. The shares of Deferred Stock granted on November 1, 2018 become payable in cash based on the non-employee director's election at either (1) the earlier of the second anniversary of the grant date or the date of the non-employee director's termination, or (2) upon the non-employee director's termination. Each share of Phantom Stock is the economic equivalent of one share of non-voting common stock. The shares of Phantom Stock granted on November 1, 2017 become payable in cash upon the non-employee director's termination. Mark J. Bumann, Attorney-in-fact 2018-12-19