0001225208-18-015185.txt : 20181105 0001225208-18-015185.hdr.sgml : 20181105 20181105171301 ACCESSION NUMBER: 0001225208-18-015185 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181101 FILED AS OF DATE: 20181105 DATE AS OF CHANGE: 20181105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rozen Julie E CENTRAL INDEX KEY: 0001724722 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08100 FILM NUMBER: 181160710 MAIL ADDRESS: STREET 1: 2 INTERNATIONAL PLACE STREET 2: SUITE 1400 CITY: BOSTON STATE: MA ZIP: 02110 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EATON VANCE CORP CENTRAL INDEX KEY: 0000350797 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 042718215 STATE OF INCORPORATION: MD FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: TWO INTERNATIONAL PLACE CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 6174828260 MAIL ADDRESS: STREET 1: TWO INTERNATIONAL PLACE CITY: BOSTON STATE: MA ZIP: 02110 4 1 doc4.xml X0306 4 2018-11-01 0000350797 EATON VANCE CORP EV 0001724722 Rozen Julie E TWO INTERNATIONAL PLACE EATON VANCE BOSTON MA 02110 1 Chief Accounting Officer Eaton Vance Corp. Non-voting Common Stock 2018-02-16 5 A 0 711.0000 46.3500 A 5292.0000 D Eaton Vance Corp. Non-voting Common Stock 2018-05-01 5 A 0 246.0000 45.6030 A 5538.0000 D Eaton Vance Corp. Non-voting Common Stock 2018-11-01 4 A 0 3253.0000 0.0000 A 8791.0000 D Eaton Vance Corp. Non-voting Common Stock 2018-11-01 4 F 0 71.0000 45.5000 D 8720.0000 D These shares were acquired under the 2013 Incentive Compensation Employee Stock Purchase Plan, which is a 16b-3 Plan. These shares were acquired under the 2013 Employee Stock Purchase Plan, which is a 16b-3 Plan. Restricted Stock Award granted under the Eaton Vance Corp. 2013 Omnibus Incentive Plan. Shares were withheld to cover tax liability associated with Restricted Stock Award vesting. Mark J. Bumann, Attorney-in-fact 2018-11-05