0001225208-18-014851.txt : 20181024 0001225208-18-014851.hdr.sgml : 20181024 20181024114816 ACCESSION NUMBER: 0001225208-18-014851 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181023 FILED AS OF DATE: 20181024 DATE AS OF CHANGE: 20181024 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HIGDON LEO I JR CENTRAL INDEX KEY: 0001064587 STANDARD INDUSTRIAL CLASSIFICATION: GOLD & SILVER ORES [1040] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08100 FILM NUMBER: 181135846 MAIL ADDRESS: STREET 1: 1700 LINCOLN STREET STREET 2: 28TH FLOOR CITY: DENVER STATE: CO ZIP: 80203 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EATON VANCE CORP CENTRAL INDEX KEY: 0000350797 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 042718215 STATE OF INCORPORATION: MD FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: TWO INTERNATIONAL PLACE CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 6174828260 MAIL ADDRESS: STREET 1: TWO INTERNATIONAL PLACE CITY: BOSTON STATE: MA ZIP: 02110 4 1 doc4.xml X0306 4 2018-10-23 0000350797 EATON VANCE CORP EV 0001064587 HIGDON LEO I JR TWO INTERNATIONAL PLACE EATON VANCE BOSTON MA 02110 1 Eaton Vance Corp. Non-voting Common Stock 2018-10-23 4 M 0 5943.0000 21.4631 A 9964.0000 D Eaton Vance Corp. Non-voting Common Stock 2018-10-23 4 S 0 5943.0000 43.9662 D 4021.0000 D Option (right to buy) 21.4631 2018-10-23 4 M 0 5943.0000 0.0000 D 2008-11-03 2018-11-03 Eaton Vance Corp. Non-voting Common Stock 5943.0000 0.0000 D Option (right to buy) 24.4595 2011-11-01 2021-11-01 Eaton Vance Corp. Non-voting Common Stock 6420.0000 6420.0000 D Option (right to buy) 27.4950 2009-11-02 2019-11-02 Eaton Vance Corp. Non-voting Common Stock 4883.0000 4883.0000 D Option (right to buy) 28.2270 2012-11-01 2022-11-01 Eaton Vance Corp. Non-voting Common Stock 5680.0000 5680.0000 D Option (right to buy) 28.6858 2010-11-01 2020-11-01 Eaton Vance Corp. Non-voting Common Stock 4902.0000 4902.0000 D Option (right to buy) 34.8400 2016-11-01 2026-11-01 Eaton Vance Corp. Non-voting Common Stock 11777.0000 11777.0000 D Option (right to buy) 36.7100 2014-11-03 2024-11-03 Eaton Vance Corp. Non-voting Common Stock 5737.0000 5737.0000 D Option (right to buy) 36.7600 2015-11-02 2025-11-02 Eaton Vance Corp. Non-voting Common Stock 7451.0000 7451.0000 D Option (right to buy) 41.9000 2013-11-01 2023-11-01 Eaton Vance Corp. Non-voting Common Stock 4045.0000 4045.0000 D Phantom Stock 0.0000 Eaton Vance Corp. Non-voting Common Stock 2811.0000 2811.0000 D Phantom Stock 0.0000 2018-11-01 2018-11-01 Eaton Vance Corp. Non-voting Common Stock 2096.0000 2096.0000 D Each share of Phantom Stock is the economic equivalent of one share of non-voting common stock. The shares of Phantom Stock granted on November 1, 2017 become payable in cash upon the non-employee director's termination. Each share of Phantom Stock is the economic equivalent of one share of non-voting common stock. The shares of Phantom Stock become payable in cash at the earlier of the second anniversary of the grant date or the date of the non-employee director's termination. Mark J. Bumann, Attorney-in-fact 2018-10-24