0001225208-16-041097.txt : 20161103
0001225208-16-041097.hdr.sgml : 20161103
20161103161429
ACCESSION NUMBER: 0001225208-16-041097
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20161101
FILED AS OF DATE: 20161103
DATE AS OF CHANGE: 20161103
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EATON VANCE CORP
CENTRAL INDEX KEY: 0000350797
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 042718215
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1031
BUSINESS ADDRESS:
STREET 1: TWO INTERNATIONAL PLACE
CITY: BOSTON
STATE: MA
ZIP: 02110
BUSINESS PHONE: 6174828260
MAIL ADDRESS:
STREET 1: TWO INTERNATIONAL PLACE
CITY: BOSTON
STATE: MA
ZIP: 02110
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Perkin Edward J.
CENTRAL INDEX KEY: 0001606924
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-08100
FILM NUMBER: 161971750
MAIL ADDRESS:
STREET 1: 2 INTERNATIONAL PLACE
STREET 2: EATON VANCE
CITY: BOSTON
STATE: MA
ZIP: 02110
4
1
doc4.xml
X0306
4
2016-11-01
0000350797
EATON VANCE CORP
EV
0001606924
Perkin Edward J.
TWO INTERNATIONAL PLACE
EATON VANCE
BOSTON
MA
02110
1
Chief Equity Inv. Officer
Eaton Vance Corp. Non-voting Common Stock
93309.0000
D
Voting Trust Receipt
18623.0000
D
Eaton Vance Corp. Common Stock (Voting)
18623.0000
I
By Voting Trust
Option (right to buy)
34.8400
2016-11-01
4
A
0
50260.0000
0.0000
A
2026-11-01
Eaton Vance Corp. Non-voting Common Stock
50260.0000
50260.0000
D
Option (right to buy)
36.7600
2025-11-02
Eaton Vance Corp. Non-voting Common Stock
90320.0000
90320.0000
D
Option (right to buy)
36.7100
2024-11-03
Eaton Vance Corp. Non-voting Common Stock
111880.0000
111880.0000
D
All shares of the Voting Stock of Eaton Vance Corp. are deposited and held of record in a Voting Trust of which Thomas E. Faust, Jeffrey P. Beale, Brian D. Langstraat, Maureen Gemma, Laurie G. Hylton, Frederick S. Marius, David C. McCabe, Payson F. Swaffield, Matthew J. Witkos, Edward J. Perkin, Daniel C. Cataldo, Cynthia J. Clemson, Scott H. Page, Michael W. Weilheimer, James H. Evans, Charles B. Reed, R. Kelly Williams, Craig P. Russ, John L. Shea, Lewis R. Piantedosi, Craig R. Brandon, Michael A. Cirami and Eric A. Stein are the Voting Trustees. The Voting Common Stock is not registered under Section 12 of the Securities Exchange Act.
Granted on November 1, 2016 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.
Granted on November 2, 2015 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25% and 30%.
Granted on November 3, 2014 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25% and 30%.
ex24.txt
Diane M. Tracey, Attorney-in-fact
2016-11-03
EX-24
2
ex24.txt
LIMITED POWER OF ATTORNEY FOR EATON VANCE CORP. COMMON STOCK SECTION 16(a)
FILINGS
Know all by these presents, that the undersigned hereby constitutes and appoints
each of Mark Bumann, Stephanie McEvoy, Paul O'Neil, Mary Pollard, Kelly Riley
and Diane Tracey signing singly, and with full power of substitution, the
undersigned?s true and lawful attorney-in-fact to: (1) Execute for and on behalf
of and in the name of the undersigned, in the undersigned's capacity as an
officer, director and/or stockholder of Eaton Vance Corp. (the "Company") Forms
3, 4, and 5 and amendments thereto regarding Common Stock of the Company in
accordance with Section 16(a) of the Securities Exchange Act of 1934 and the
rules thereunder; (2) Do and perform any and all acts for and on behalf of the
undersigned which may be necessary or desirable to complete and execute any such
Form 3, 4, or 5 or amendment thereto and timely file such form with the U.S.
Securities and Exchange Commission (the "SEC") and any stock exchange or similar
authority; and (3) Take any other action of any type whatsoever which, in the
opinion of such attorney-in-fact, may be necessary or desirable in connection
with the foregoing authority, it being understood that the documents executed by
such attorney-in-fact on behalf of the undersigned pursuant to this Power of
Attorney shall be in such form and shall contain such terms and conditions as
such attorney-in-fact may approve. The undersigned hereby grants to each such
attorney-in-fact full power and authority to do and perform any and every act
and thing whatsoever requisite, necessary, or proper to be done in the exercise
of any of the rights and powers herein granted, as fully to all intents and
purposes as the undersigned might or could do if personally present, with full
power of substitution or revocation, hereby ratifying and confirming all that
such attorney-in-fact, or such attorney-in-facts substitute or substitutes,
shall lawfully do or cause to be done by virtue of this Power of Attorney and
the rights and powers herein granted. The undersigned further ratifies and
confirms all filings of Forms 3, 4 and 5 made prior to the date hereof on behalf
of the undersigned by each prior attorney-in-fact or employee of the Company
who executed such forms. The undersigned acknowledges that the foregoing
attorneys-in-fact, in serving in such capacity at the request of the
undersigned, are not assuming, nor is the Company assuming, any of the
undersigned's responsibilities to comply with Section 16 of the Securities
Exchange Act of 1934 and the rules thereunder. This Power of Attorney shall
remain in full force and effect until the undersigned is no longer required to
file Forms 3, 4, and 5 with respect to the undersigned's holdings of and
transaction in Common Stock of the Company, unless earlier revoked by the
undersigned in a signed writing delivered to the foregoing attorneys-in-fact.
This Power of Attorney may be filed with the SEC as a confirming statement of
the authority granted herein.
IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be
executed as of this 25th day of Auguat 2016.
/s/ Edward J. Perkin
Edward J. Perkin