0001225208-12-024694.txt : 20121206 0001225208-12-024694.hdr.sgml : 20121206 20121206144814 ACCESSION NUMBER: 0001225208-12-024694 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121205 FILED AS OF DATE: 20121206 DATE AS OF CHANGE: 20121206 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Marius Frederick S CENTRAL INDEX KEY: 0001417861 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08100 FILM NUMBER: 121246363 MAIL ADDRESS: STREET 1: 255 STATE STREET CITY: BOSTON STATE: MA ZIP: 02109 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EATON VANCE CORP CENTRAL INDEX KEY: 0000350797 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 042718215 STATE OF INCORPORATION: MD FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: TWO INTERNATIONAL PLACE CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 6174828260 MAIL ADDRESS: STREET 1: TWO INTERNATIONAL PLACE CITY: BOSTON STATE: MA ZIP: 02110 4 1 doc4.xml X0306 4 2012-12-05 0000350797 EATON VANCE CORP EV 0001417861 Marius Frederick S TWO INTERNATIONAL PLACE EATON VANCE BOSTON MA 02110 1 Chief Legal Officer Eaton Vance Corp. Non-voting Common Stock 2012-12-05 4 M 0 16658.0000 21.9900 A 58054.0000 D Eaton Vance Corp. Non-voting Common Stock 2012-12-05 4 M 0 9225.0000 28.1700 A 67279.0000 D Eaton Vance Corp. Non-voting Common Stock 2012-12-05 4 M 0 8200.0000 21.9550 A 75479.0000 D Eaton Vance Corp. Non-voting Common Stock 2012-12-05 4 M 0 8000.0000 18.9850 A 83479.0000 D Eaton Vance Corp. Non-voting Common Stock 2012-12-05 4 M 0 7800.0000 24.8700 A 91279.0000 D Eaton Vance Corp. Non-voting Common Stock 2012-12-05 4 M 0 7500.0000 30.1100 A 98779.0000 D Eaton Vance Corp. Non-voting Common Stock 2012-12-05 4 M 0 4630.0000 29.3900 A 103409.0000 D Eaton Vance Corp. Non-voting Common Stock 2012-12-05 4 M 0 2322.0000 25.0600 A 105731.0000 D Eaton Vance Corp. Non-voting Common Stock 2012-12-05 4 S 0 64335.0000 31.9865 D 41396.0000 D Voting Trust Receipt 18623.0000 D Eaton Vance Corp. Common Stock (Voting) 18623.0000 I By Voting Trust Option (right to buy) 18.9850 2012-12-05 4 M 0 8000.0000 0.0000 D 2014-04-14 Eaton Vance Corp. Non-voting Common Stock 8000.0000 0.0000 D Option (right to buy) 21.9550 2012-12-05 4 M 0 8200.0000 0.0000 D 2014-11-01 Eaton Vance Corp. Non-voting Common Stock 8200.0000 0.0000 D Option (right to buy) 24.8700 2012-12-05 4 M 0 7800.0000 0.0000 D 2015-11-01 Eaton Vance Corp. Non-voting Common Stock 7800.0000 0.0000 D Option (right to buy) 30.1100 2012-12-05 4 M 0 7500.0000 0.0000 D 2016-11-01 Eaton Vance Corp. Non-voting Common Stock 7500.0000 0.0000 D Option (right to buy) 29.3900 2012-12-05 4 M 0 4630.0000 0.0000 D 2020-11-01 Eaton Vance Corp. Non-voting Common Stock 4630.0000 13890.0000 D Option (right to buy) 25.0600 2012-12-05 4 M 0 2322.0000 0.0000 D 2021-11-01 Eaton Vance Corp. Non-voting Common Stock 2322.0000 20898.0000 D Option (right to buy) 28.1700 2012-12-05 4 M 0 9225.0000 0.0000 D 2019-11-02 Eaton Vance Corp. Non-voting Common Stock 9225.0000 11275.0000 D Option (right to buy) 21.9900 2012-12-05 4 M 0 16658.0000 0.0000 D 2018-11-03 Eaton Vance Corp. Non-voting Common Stock 16658.0000 7142.0000 D Option (right to buy) 48.3900 2017-11-01 Eaton Vance Corp. Non-voting Common Stock 8700.0000 8700.0000 D Option (right to buy) 28.9200 2022-11-01 Eaton Vance Corp. Non-voting Common Stock 28200.0000 28200.0000 D Granted on April 14, 2004 these options vest over a 5 year period at 20% per year. Granted on November 1, 2004 these options vest over a 5 year period at 20% per year. Granted on November 1, 2005 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%. Granted on November 1, 2006 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%. These options were granted on November 1, 2010 and vest over a 5 year period in increments of 10%,15%,20%,25% and 30%. Granted on November 1, 2011 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, an 30%. Granted on November 2, 2009, these options vest over a 5 year period in increments of 10%, 15%, 20,%, 25% and 30%. Granted on November 3, 2008 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%. Granted on November 1, 2007 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%. Granted on November 1, 2012 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25% and 30%. Victoria Crane, Attorney-in-fact 2012-12-06