0001225208-12-024694.txt : 20121206
0001225208-12-024694.hdr.sgml : 20121206
20121206144814
ACCESSION NUMBER: 0001225208-12-024694
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121205
FILED AS OF DATE: 20121206
DATE AS OF CHANGE: 20121206
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Marius Frederick S
CENTRAL INDEX KEY: 0001417861
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-08100
FILM NUMBER: 121246363
MAIL ADDRESS:
STREET 1: 255 STATE STREET
CITY: BOSTON
STATE: MA
ZIP: 02109
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EATON VANCE CORP
CENTRAL INDEX KEY: 0000350797
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 042718215
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1031
BUSINESS ADDRESS:
STREET 1: TWO INTERNATIONAL PLACE
CITY: BOSTON
STATE: MA
ZIP: 02110
BUSINESS PHONE: 6174828260
MAIL ADDRESS:
STREET 1: TWO INTERNATIONAL PLACE
CITY: BOSTON
STATE: MA
ZIP: 02110
4
1
doc4.xml
X0306
4
2012-12-05
0000350797
EATON VANCE CORP
EV
0001417861
Marius Frederick S
TWO INTERNATIONAL PLACE
EATON VANCE
BOSTON
MA
02110
1
Chief Legal Officer
Eaton Vance Corp. Non-voting Common Stock
2012-12-05
4
M
0
16658.0000
21.9900
A
58054.0000
D
Eaton Vance Corp. Non-voting Common Stock
2012-12-05
4
M
0
9225.0000
28.1700
A
67279.0000
D
Eaton Vance Corp. Non-voting Common Stock
2012-12-05
4
M
0
8200.0000
21.9550
A
75479.0000
D
Eaton Vance Corp. Non-voting Common Stock
2012-12-05
4
M
0
8000.0000
18.9850
A
83479.0000
D
Eaton Vance Corp. Non-voting Common Stock
2012-12-05
4
M
0
7800.0000
24.8700
A
91279.0000
D
Eaton Vance Corp. Non-voting Common Stock
2012-12-05
4
M
0
7500.0000
30.1100
A
98779.0000
D
Eaton Vance Corp. Non-voting Common Stock
2012-12-05
4
M
0
4630.0000
29.3900
A
103409.0000
D
Eaton Vance Corp. Non-voting Common Stock
2012-12-05
4
M
0
2322.0000
25.0600
A
105731.0000
D
Eaton Vance Corp. Non-voting Common Stock
2012-12-05
4
S
0
64335.0000
31.9865
D
41396.0000
D
Voting Trust Receipt
18623.0000
D
Eaton Vance Corp. Common Stock (Voting)
18623.0000
I
By Voting Trust
Option (right to buy)
18.9850
2012-12-05
4
M
0
8000.0000
0.0000
D
2014-04-14
Eaton Vance Corp. Non-voting Common Stock
8000.0000
0.0000
D
Option (right to buy)
21.9550
2012-12-05
4
M
0
8200.0000
0.0000
D
2014-11-01
Eaton Vance Corp. Non-voting Common Stock
8200.0000
0.0000
D
Option (right to buy)
24.8700
2012-12-05
4
M
0
7800.0000
0.0000
D
2015-11-01
Eaton Vance Corp. Non-voting Common Stock
7800.0000
0.0000
D
Option (right to buy)
30.1100
2012-12-05
4
M
0
7500.0000
0.0000
D
2016-11-01
Eaton Vance Corp. Non-voting Common Stock
7500.0000
0.0000
D
Option (right to buy)
29.3900
2012-12-05
4
M
0
4630.0000
0.0000
D
2020-11-01
Eaton Vance Corp. Non-voting Common Stock
4630.0000
13890.0000
D
Option (right to buy)
25.0600
2012-12-05
4
M
0
2322.0000
0.0000
D
2021-11-01
Eaton Vance Corp. Non-voting Common Stock
2322.0000
20898.0000
D
Option (right to buy)
28.1700
2012-12-05
4
M
0
9225.0000
0.0000
D
2019-11-02
Eaton Vance Corp. Non-voting Common Stock
9225.0000
11275.0000
D
Option (right to buy)
21.9900
2012-12-05
4
M
0
16658.0000
0.0000
D
2018-11-03
Eaton Vance Corp. Non-voting Common Stock
16658.0000
7142.0000
D
Option (right to buy)
48.3900
2017-11-01
Eaton Vance Corp. Non-voting Common Stock
8700.0000
8700.0000
D
Option (right to buy)
28.9200
2022-11-01
Eaton Vance Corp. Non-voting Common Stock
28200.0000
28200.0000
D
Granted on April 14, 2004 these options vest over a 5 year period at 20% per year.
Granted on November 1, 2004 these options vest over a 5 year period at 20% per year.
Granted on November 1, 2005 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.
Granted on November 1, 2006 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.
These options were granted on November 1, 2010 and vest over a 5 year period in increments of 10%,15%,20%,25% and 30%.
Granted on November 1, 2011 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, an 30%.
Granted on November 2, 2009, these options vest over a 5 year period in increments of 10%, 15%, 20,%, 25% and 30%.
Granted on November 3, 2008 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.
Granted on November 1, 2007 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.
Granted on November 1, 2012 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25% and 30%.
Victoria Crane, Attorney-in-fact
2012-12-06