0001225208-11-020393.txt : 20110823 0001225208-11-020393.hdr.sgml : 20110823 20110823093203 ACCESSION NUMBER: 0001225208-11-020393 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110822 FILED AS OF DATE: 20110823 DATE AS OF CHANGE: 20110823 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMITH WINTHROP H JR CENTRAL INDEX KEY: 0001287807 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08100 FILM NUMBER: 111051192 MAIL ADDRESS: STREET 1: 255 STATE STREET CITY: BOSTON STATE: MA ZIP: 02109 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EATON VANCE CORP CENTRAL INDEX KEY: 0000350797 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 042718215 STATE OF INCORPORATION: MD FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: TWO INTERNATIONAL PLACE CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 6174828260 MAIL ADDRESS: STREET 1: TWO INTERNATIONAL PLACE CITY: BOSTON STATE: MA ZIP: 02110 4 1 doc4.xml X0304 4 2011-08-22 0000350797 EATON VANCE CORP EV 0001287807 SMITH WINTHROP H JR TWO INTERNATIONAL PLACE EATON VANCE BOSTON MA 02110 1 Eaton Vance Corp. Non-voting Common Stock 2011-08-22 2011-08-22 4 P 0 2000.0000 21.7500 A 2000.0000 D Eaton Vance Corp. Non-voting Common Stock 2011-08-22 2011-08-22 4 P 0 2000.0000 21.7384 A 4000.0000 D Eaton Vance Corp. Non-voting Common Stock 2011-08-22 2011-08-22 4 P 0 2000.0000 21.6889 A 6000.0000 D Option (right to buy) 18.9850 2014-04-14 Eaton Vance Corp. Non-voting Common Stock 12000.0000 12000.0000 D Option (right to buy) 27.5800 2015-12-16 Eaton Vance Corp. Non-voting Common Stock 8200.0000 8200.0000 D Option (right to buy) 25.3900 2014-12-17 Eaton Vance Corp. Non-voting Common Stock 12000.0000 12000.0000 D Option (right to buy) 30.1100 2006-11-01 2016-11-01 Eaton Vance Corp. Non-voting Common Stock 8000.0000 8000.0000 D Option (right to buy) 48.3900 2007-11-01 2017-11-01 Eaton Vance Corp. Non-voting Common Stock 6700.0000 6700.0000 D Option (right to buy) 29.3900 2010-11-01 2020-11-01 Eaton Vance Corp. Non-voting Common Stock 4784.0000 4784.0000 D Option (right to buy) 28.1700 2009-11-02 2019-11-02 Eaton Vance Corp. Non-voting Common Stock 4766.0000 4766.0000 D Option (right to buy) 21.9900 2008-11-03 2018-11-03 Eaton Vance Corp. Non-voting Common Stock 5800.0000 5800.0000 D Phantom Stock 0.0000 2012-11-01 2012-11-01 Eaton Vance Corp. Non-voting Common Stock 1732.0000 1732.0000 D Phantom Stock 0.0000 2011-11-02 2011-11-02 Eaton Vance Corp. Non-voting Common Stock 1848.0000 1848.0000 D These options vest over a 4 year period at 25% per year. Victoria Crane, Attorney-in-fact 2011-08-23