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Variable Interest Entities (Tables)
3 Months Ended
Jan. 31, 2020
Variable Interest Entity [Line Items]  
Schedule of the Balances Related to Consolidated Sponsored Funds

 

(in thousands)

 

January 31,

 

October 31,

 

 

2020

 

2019

 

Investments

$

563,742

$

514,072

 

Other assets

 

16,490

 

16,846

 

Other liabilities

 

(47,193)

 

(35,488)

 

Redeemable non-controlling interests

 

(310,548)

 

(260,681)

 

Net interest in consolidated sponsored funds

$

222,491

$

234,749

Summary of the carrying amounts related to VIEs that are consolidated on the Company's Balance Sheet

 

 

 

 

January 31,

 

October 31,

 

(in thousands)

 

2020

 

2019

 

Assets of consolidated CLO entities:

 

 

 

 

 

 

Cash

$

21,439

$

48,704

 

 

Bank loans and other investments

 

1,290,583

 

1,704,270

 

 

Receivable for pending bank loan sales

 

10,870

 

24,193

 

 

Other assets

 

2,788

 

3,846

 

Liabilities of consolidated CLO entities:

 

 

 

 

 

 

Senior and subordinated note obligations

 

1,218,216

 

1,617,095

 

 

Payable for pending bank loan purchases

 

19,731

 

33,985

 

 

Other liabilities

 

11,116

 

17,137

 

Total beneficial interests

$

76,617

$

112,796

Summary of the Amounts Related to VIEs that are Consolidated on the Company's Income Statement

 

 

 

 

Consolidated Securitized

 

 

 

 

CLO Entities

 

 

 

 

Three Months Ended

 

 

 

 

January 31,

 

(in thousands)

 

2020

 

2019

 

Other income (expense) of consolidated CLO entities:

 

 

 

 

 

 

Gains and other investment income, net

$

15,563

$

4,578

 

 

Interest and other expense

 

(17,396)

 

(8,246)

 

Net loss attributable to the Company

$

(1,833)

$

(3,668)

Summary of Application of the Measurement Alternative Results in the Companys Earnings from Consolidated VIEs Subsequent to Initial Consolidation

 

 

 

 

Consolidated Securitized

 

 

 

 

CLO Entities

 

 

 

 

Three Months Ended

 

 

 

 

January 31,

 

(in thousands)

 

2020

 

2019

 

Economic interests in Consolidated Securitized CLO Entities:

 

 

 

 

 

 

Distributions received and realized and unrealized losses on

 

 

 

 

 

 

senior and subordinated interests held by the Company

$

(3,760)

$

(4,575)

 

 

Management fees

 

1,927

 

907

 

Total economic interests

$

(1,833)

$

(3,668)