X0202 5 2007-10-31 0 0 0 0000350797 EATON VANCE CORP EV 0001225379 STEUL WILLIAM M THE EATON VANCE BUILDING 255 STATE STREET BOSTON MA 021092617 0 1 0 0 Chief Financial Officer Eaton Vance Corp. Common Stock (Voting) 37116.00 I By Voting Trust Eaton Vance Corp. Non-voting Common Stock 494745.00 D Eaton Vance Corp. Non-voting Common Stock 86941.00 I Stock Option Income Deferral Voting Trust Receipt 37116.00 D Option (right to buy) 19.26 2008-11-03 Eaton Vance Corp. Non-voting Common Stock 5710.00 5710.00 D Option (right to buy) 8.59 2009-11-01 Eaton Vance Corp. Non-voting Common Stock 60000.00 60000.00 D Option (right to buy) 12.27 2010-11-01 Eaton Vance Corp. Non-voting Common Stock 51848.00 51848.00 D Option (right to buy) 14.34 2011-11-01 Eaton Vance Corp. Non-voting Common Stock 62426.00 62426.00 D Option (right to buy) 14.55 2012-11-01 Eaton Vance Corp. Non-voting Common Stock 71528.00 71528.00 D Option (right to buy) 17.51 2013-11-01 Eaton Vance Corp. Non-voting Common Stock 74890.00 74890.00 D Option (right to buy) 21.96 2014-11-01 Eaton Vance Corp. Non-voting Common Stock 68400.00 68400.00 D Option (right to buy) 24.87 2015-11-01 Eaton Vance Corp. Non-voting Common Stock 58200.00 58200.00 D Option (right to buy) 30.11 2016-11-01 Eaton Vance Corp. Non-voting Common Stock 55200.00 55200.00 D All shares of the Voting Stock of Eaton Vance Corp. are deposited and held of record in a Voting Trust of which James B. Hawkes, Thomas E. Faust, William M. Steul, Alan R. Dynner, Duncan Richardson, Thomas Metzold, Robert MacIntosh, Payson Swaffield, Jeffrey P. Beale, Michael Mach, Judith Saryan, Scott Page, Cynthia Clemson, Michael Weilheimer, G. West Saltonstall, Lisa Jones, Robert Whelan and Matthew Witkos are the Voting Trustees. The Voting Common Stock is not registered under Section 12 of the Securities Exchange Act. Shares credited under the company's Stock Option Income Deferral Plan. Adjusted to include dividend reinvestment as follows: 11/17/06 - 330 shares at $31.2455; 2/14/07 - 288 shares at $35.9098; 4/14/07 - 272 shares at $38.0733, 8/15/2007 255 shares at $40.90. A Voting Trust Receipt represents a share of Voting Common Stock. Granted on 11/3/2003 this options vests 100% on 11/3/2007. Granted on November 1, 1999, these options vest over a 5 year period at 20% per year. Granted on 11/1/2000 this options vests 23% per year on 11/1/2001, 11/1/2002, 11/1/2003, 11/1/2005 and 8% on 11/1/2004. Granted on 11/1/2001 this option vests 22% on 11/1/2002, 11/1/2003, 11/1/2004, 11/1/2005 and 12% on 11/1/2005 Granted on 11/1/2002 this option vests 22% on 11/1/2003, 11/1/2004, 11/1/2005, 11/1/2007 and 12% on 11/1/2006. Granted on 11/3/2003 this option vests 22% on 11/3/2004, 11/3/2005, 11/3/2006, 11/3/2008 and 12% on 11/3/2007. Granted on November 1, 2004 these options vest over a 5 year period at 20% per year. Granted on November 1, 2005 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%. Granted on November 1, 2006 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%. By: Katie McManus, Attorney in Fact 2007-12-14