-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TRNWk8axe9Cw2HSdzUrHLCJKdASqqXUicTdyQuVbgk96YlzZY7ERD/k1KwX4vUwX wizDzaJpu5+o44JTZK1wdg== 0000893750-06-000145.txt : 20060421 0000893750-06-000145.hdr.sgml : 20060421 20060421184432 ACCESSION NUMBER: 0000893750-06-000145 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20060419 FILED AS OF DATE: 20060421 DATE AS OF CHANGE: 20060421 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AUTONATION INC /FL CENTRAL INDEX KEY: 0000350698 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-AUTO DEALERS & GASOLINE STATIONS [5500] IRS NUMBER: 731105145 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 110 SE 6TH ST CITY: FT LAUDERDALE STATE: FL ZIP: 33301 BUSINESS PHONE: 9547696000 MAIL ADDRESS: STREET 1: 110 SE 6TH ST CITY: FT LAUDERDALE STATE: FL ZIP: 33301 FORMER COMPANY: FORMER CONFORMED NAME: REPUBLIC INDUSTRIES INC DATE OF NAME CHANGE: 19951215 FORMER COMPANY: FORMER CONFORMED NAME: REPUBLIC WASTE INDUSTRIES INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: REPUBLIC RESOURCES CORP DATE OF NAME CHANGE: 19900226 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CBL Partners, L.P. CENTRAL INDEX KEY: 0001289986 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13107 FILM NUMBER: 06773717 BUSINESS ADDRESS: STREET 1: 200 GREENWICH AVE. CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 203-861-4600 MAIL ADDRESS: STREET 1: 200 GREENWICH AVE. CITY: GREENWICH STATE: CT ZIP: 06830 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Tynan, LLC CENTRAL INDEX KEY: 0001289982 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13107 FILM NUMBER: 06773718 BUSINESS ADDRESS: STREET 1: 200 GREENWICH AVE. CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 203-861-4600 MAIL ADDRESS: STREET 1: 200 GREENWICH AVE. CITY: GREENWICH STATE: CT ZIP: 06830 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ESL INVESTORS LLC CENTRAL INDEX KEY: 0001249806 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13107 FILM NUMBER: 06773719 MAIL ADDRESS: STREET 1: 200 GREENWICH AVE CITY: GREENWICH STATE: CT ZIP: 06830 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ESL INSTITUTIONAL PARTNERS LP CENTRAL INDEX KEY: 0001249801 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13107 FILM NUMBER: 06773720 MAIL ADDRESS: STREET 1: 200 GREENWICH AVE CITY: GREENWICH STATE: CT ZIP: 06830 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ESL PARTNERS LP CENTRAL INDEX KEY: 0000923727 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13107 FILM NUMBER: 06773721 BUSINESS ADDRESS: STREET 1: ONE LAFAYETTE PLACE CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 2038614600 MAIL ADDRESS: STREET 1: ONE LAFAYETTE PLAC CITY: GREENWICH STATE: CT ZIP: 06830 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ESL INVESTMENTS INC CENTRAL INDEX KEY: 0001126396 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13107 FILM NUMBER: 06773722 BUSINESS ADDRESS: STREET 1: 200 GREENWICH AVENUE CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 2038614600 MAIL ADDRESS: STREET 1: 200 GREENWICH AVENUE CITY: GREENWICH STATE: CT ZIP: 06830 4 1 form_4ex.xml X0202 4 2006-04-19 0 0000350698 AUTONATION INC /FL AN 0001126396 ESL INVESTMENTS INC 200 GREENWICH AVENUE GREENWICH CT 06830 0 0 1 0 0000923727 ESL PARTNERS LP ONE LAFAYETTE PLAC GREENWICH CT 06830 0 0 1 0 0001249801 ESL INSTITUTIONAL PARTNERS LP 200 GREENWICH AVE GREENWICH CT 06830 0 0 1 0 0001249806 ESL INVESTORS LLC 200 GREENWICH AVE GREENWICH CT 06830 0 0 1 0 0001289982 Tynan, LLC 200 GREENWICH AVE. GREENWICH CT 06830 0 0 1 0 0001289986 CBL Partners, L.P. 200 GREENWICH AVE. GREENWICH CT 06830 0 0 1 0 Common Stock, par value $0.01 per share 2006-04-19 4 S 0 13362883 23.00 D 37230401 I See footnotes Common Stock, par value $0.01 per share 2006-04-19 4 S 0 90411 23.00 D 251894 I See footnotes Common Stock, par value $0.01 per share 2006-04-19 4 S 0 4496756 23.00 D 12528441 I See footnotes Common Stock, par value $0.01 per share 2006-04-19 4 S 0 2329409 23.00 D 6489980 I See footnotes Common Stock, par value $0.01 per share 2006-04-19 4 S 0 25270 23.00 D 70403 I See footnotes Common Stock, par value $0.01 per share 2006-04-19 4 S 0 982 23.00 D 2735 I See Footnotes Common Stock, par value $0.01 per share 2006-04-19 4 S 0 48133 23.00 D 134102 D These shares of common stock, par value $0.01 per share ("Shares"), of AutoNation, Inc. (the "Issuer") were sold to the Issuer in a tender offer. These Shares are held by ESL Partners, L.P. ("Partners"). These Shares are held by ESL Institutional Partners, L.P. ("Institutional"). These Shares are held by ESL Investors, L.L.C. ("Investors"). These Shares are held by CBL Partners, L.P. ("CBL"). These Shares are held by ESL Investment Management, LLC ("ESLIM"). These Shares are held by Tynan, LLC ("Tynan"). These Shares are held by ESL Investments, Inc. ("Investments"). The 134,102 Shares reported are held directly by Investments. This number does not include the following additional Shares as to which Investments may be deemed to have a pecuniary interest: 37,230,401 Shares held by Partners, 251,894 Shares held by Institutional, 12,528,441 Shares held by Investors and 6,489,980 Shares held by CBL. This Form 4 is filed on behalf of a group consisting of Partners, Institutional, Investors, CBL, ESLIM, Tynan, Investments, RBS Partners, L.P. ("RBS"), RBS Investment Management, LLC ("RBSIM"), Edward S. Lampert and William C. Crowley. RBS is the general partner of Partners and the managing member of Investors. RBSIM is the general partner of Institutional. Investments is the general partner of RBS and CBL and the manager of RBSIM. Mr. Lampert is the Chairman, Chief Executive Officer and Director of Investments and the managing member of ESLIM. Mr. Crowley is the President and Chief Operating Officer of Investments and the sole member of Tynan. Because the Securities and Exchange Commission cannot accept more than ten reporting persons in a Form 4 filing, ESLIM, RBS, RBSIM, Mr. Lampert and Mr. Crowley are included as reporting persons on a separately filed Form 4 containing the same information as this filing. Pursuant to Rule 16a-1(a)(2)(ii)(B) under the Securities Exchange Act of 1934, as amended (the "Act"), each of the Reporting Persons may be deemed to be the beneficial owner of the securities reported herein only to the extent of his or its pecuniary interest therein. Pursuant to Rule 16a-1(a)(4) under the Act, this filing shall not be deemed an admission that the any of the Reporting Persons is, for purposes of Section 16 of the Act or otherwise, the beneficial owner of any securities reported herein in excess of such amount. Theodore W. Ullyot, EVP & General Counsel 2006-04-21 EX-99 2 exhibit99_1.txt EXHIBIT 99.1 Exhibit 99.1 Joint Filer Information Date of Event Requiring Statement: April 19, 2006 Issuer Name and Ticker or Trading Symbol: AutoNation, Inc. (AN) Designated Filer: ESL Investments, Inc. Other Joint Filers: ESL Partners, L.P., ESL Institutional Partners, L.P., ESL Investors, L.L.C., CBL Partners, L.P., ESL Investment Management, LLC, Tynan, LLC, RBS Partners, L.P., and RBS Investment Management, LLC, Edward S. Lampert and William C. Crowley Addresses: The principal business address of each of the Joint Filers above is 200 Greenwich Avenue, Greenwich, CT 06830. Signatures: ESL INVESTMENTS, INC. By: /s/ Theodore W, Ullyot ---------------------- Name: Theodore W. Ullyot Title: EVP & General Counsel ESL PARTNERS, L.P. By: RBS Partners, L.P., as its general partner By: ESL Investments, Inc., as its general partner By: /s/ Theodore W, Ullyot ---------------------- Name: Theodore W. Ullyot Title: EVP & General Counsel ESL INSTITUTIONAL PARTNERS, L.P. By: RBS Investment Management, LLC, as its general partner By: ESL Investments, Inc., as its manager By: /s/ Theodore W, Ullyot ---------------------- Name: Theodore W. Ullyot Title: EVP & General Counsel ESL INVESTORS, L.L.C. By: RBS Partners, L.P., as its managing member By: ESL Investments, Inc., as its general partner By: /s/ Theodore W, Ullyot ---------------------- Name: Theodore W. Ullyot Title: EVP & General Counsel CBL PARTNERS, L.P. By: ESL Investments, Inc., its general partner By: /s/ Theodore W, Ullyot ---------------------- Name: Theodore W. Ullyot Title: EVP & General Counsel ESL INVESTMENT MANAGEMENT, LLC By: /s/ Theodore W, Ullyot ---------------------- Name: Theodore W. Ullyot Title: EVP & General Counsel TYNAN, LLC By: /s/ William C. Crowley ---------------------- Name: William C. Crowley Title: Member RBS PARTNERS, L.P. By: ESL Investments, Inc., as its general partner By: /s/ Theodore W, Ullyot ---------------------- Name: Theodore W. Ullyot Title: EVP & General Counsel RBS INVESTMENT MANAGEMENT, LLC By: ESL Investments, Inc., as its manager By: /s/ Theodore W, Ullyot ---------------------- Name: Theodore W. Ullyot Title: EVP & General Counsel EDWARD S. LAMPERT /s/ Edward S. Lampert --------------------- Edward S. Lampert WILLIAM C. CROWLEY /s/ William C. Crowley ---------------------- William C. Crowley -----END PRIVACY-ENHANCED MESSAGE-----