0000350698-21-000063.txt : 20210308 0000350698-21-000063.hdr.sgml : 20210308 20210308174446 ACCESSION NUMBER: 0000350698-21-000063 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210304 FILED AS OF DATE: 20210308 DATE AS OF CHANGE: 20210308 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CANNON MARC G CENTRAL INDEX KEY: 0001675101 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13107 FILM NUMBER: 21723224 MAIL ADDRESS: STREET 1: 200 SW 1ST AVE STREET 2: SUITE 1600 CITY: FORT LAUDERDALE STATE: FL ZIP: 33301 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AUTONATION, INC. CENTRAL INDEX KEY: 0000350698 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-AUTO DEALERS & GASOLINE STATIONS [5500] IRS NUMBER: 731105145 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 200 SW 1ST AVE STREET 2: SUITE 1600 CITY: FORT LAUDERDALE STATE: FL ZIP: 33301 BUSINESS PHONE: 9547696000 MAIL ADDRESS: STREET 1: 200 SW 1ST AVE STREET 2: SUITE 1600 CITY: FORT LAUDERDALE STATE: FL ZIP: 33301 FORMER COMPANY: FORMER CONFORMED NAME: AUTONATION, INC. /FL DATE OF NAME CHANGE: 20090827 FORMER COMPANY: FORMER CONFORMED NAME: AutoNation, Inc. /FL DATE OF NAME CHANGE: 20090827 FORMER COMPANY: FORMER CONFORMED NAME: AUTONATION INC /FL DATE OF NAME CHANGE: 19990407 4 1 wf-form4_161524346933448.xml FORM 4 X0306 4 2021-03-04 0 0000350698 AUTONATION, INC. AN 0001675101 CANNON MARC G 200 SW 1ST AVE SUITE 1600 FORT LAUDERDALE FL 33301 0 1 0 0 EVP & Chief Cust Exp Officer Common Stock, par value $0.01 per share 2021-03-04 4 M 0 3427 52.65 A 34964 D Common Stock, par value $0.01 per share 2021-03-04 4 M 0 3427 57.44 A 38391 D Common Stock, par value $0.01 per share 2021-03-04 4 M 0 3427 54.04 A 41818 D Common Stock, par value $0.01 per share 2021-03-04 4 M 0 3271 58.29 A 45089 D Common Stock, par value $0.01 per share 2021-03-04 4 S 0 13552 80.0914 D 31537 D Common Stock, par value $0.01 per share 2021-03-05 4 M 0 156 58.29 A 31693 D Common Stock, par value $0.01 per share 2021-03-05 4 M 0 3427 62.60 A 35120 D Common Stock, par value $0.01 per share 2021-03-05 4 M 0 3427 62.93 A 38547 D Common Stock, par value $0.01 per share 2021-03-05 4 M 0 3427 58.08 A 41974 D Common Stock, par value $0.01 per share 2021-03-05 4 M 0 3427 64.48 A 45401 D Common Stock, par value $0.01 per share 2021-03-05 4 M 0 17824 52.53 A 63225 D Common Stock, par value $0.01 per share 2021-03-05 4 S 0 31688 80 D 31537 D Common Stock, par value $0.01 per share 2021-03-05 4 S 0 10000 81.65 D 21537 D Common Stock, par value $0.01 per share 2021-03-05 4 S 0 3889 85 D 17648 D Common Stock, par value $0.01 per share 2021-03-08 4 S 0 981 90 D 16667 D Employee Stock Option (right to buy) 52.65 2021-03-04 4 M 0 3427 0 D 2024-03-03 Common Stock, par value $0.01 per share 3427.0 0 D Employee Stock Option (right to buy) 57.44 2021-03-04 4 M 0 3427 0 D 2024-03-03 Common Stock, par value $0.01 per share 3427.0 0 D Employee Stock Option (right to buy) 54.04 2021-03-04 4 M 0 3427 0 D 2024-03-03 Common Stock, par value $0.01 per share 3427.0 0 D Employee Stock Option (right to buy) 58.29 2021-03-04 4 M 0 3271 0 D 2024-03-03 Common Stock, par value $0.01 per share 3271.0 156 D Employee Stock Option (right to buy) 58.29 2021-03-05 4 M 0 156 0 D 2024-03-03 Common Stock, par value $0.01 per share 156.0 0 D Employee Stock Option (right to buy) 62.6 2021-03-05 4 M 0 3427 0 D 2025-03-02 Common Stock, par value $0.01 per share 3427.0 0 D Employee Stock Option (right to buy) 62.93 2021-03-05 4 M 0 3427 0 D 2025-03-02 Common Stock, par value $0.01 per share 3427.0 0 D Employee Stock Option (right to buy) 58.08 2021-03-05 4 M 0 3427 0 D 2025-03-02 Common Stock, par value $0.01 per share 3427.0 0 D Employee Stock Option (right to buy) 64.48 2021-03-05 4 M 0 3427 0 D 2025-03-02 Common Stock, par value $0.01 per share 3427.0 0 D Employee Stock Option (right to buy) 52.53 2021-03-05 4 M 0 17824 0 D 2026-03-01 Common Stock, par value $0.01 per share 17824.0 0 D This transaction was executed in multiple trades at prices ranging from $80.00 to $80.2950. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. This transaction was executed in multiple trades at prices ranging from $81.30 to $82.00. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. The option became exercisable in 25% annual increments on each of the first four anniversaries of June 1, 2014. The option became exercisable in 25% annual increments on each of the first four anniversaries of June 1, 2015. The option became exercisable in 25% annual increments on each of the first four anniversaries of March 1, 2016. /s/ C. Coleman Edmunds, Attorney-in-Fact 2021-03-08