0000350698-13-000117.txt : 20130605 0000350698-13-000117.hdr.sgml : 20130605 20130605173949 ACCESSION NUMBER: 0000350698-13-000117 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130603 FILED AS OF DATE: 20130605 DATE AS OF CHANGE: 20130605 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AUTONATION, INC. CENTRAL INDEX KEY: 0000350698 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-AUTO DEALERS & GASOLINE STATIONS [5500] IRS NUMBER: 731105145 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 200 SW 1ST AVE STREET 2: SUITE 1600 CITY: FORT LAUDERDALE STATE: FL ZIP: 33301 BUSINESS PHONE: 9547696000 MAIL ADDRESS: STREET 1: 200 SW 1ST AVE STREET 2: SUITE 1600 CITY: FORT LAUDERDALE STATE: FL ZIP: 33301 FORMER COMPANY: FORMER CONFORMED NAME: AUTONATION, INC. /FL DATE OF NAME CHANGE: 20090827 FORMER COMPANY: FORMER CONFORMED NAME: AutoNation, Inc. /FL DATE OF NAME CHANGE: 20090827 FORMER COMPANY: FORMER CONFORMED NAME: AUTONATION INC /FL DATE OF NAME CHANGE: 19990407 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FERRANDO JONATHAN P CENTRAL INDEX KEY: 0001228777 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-AUTO DEALERS & GASOLINE STATIONS [5500] FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13107 FILM NUMBER: 13895316 BUSINESS ADDRESS: STREET 1: 200 SW 1ST AVE STREET 2: SUITE 1600 CITY: FORT LAUDERDALE STATE: FL ZIP: 33301 BUSINESS PHONE: 9547696000 MAIL ADDRESS: STREET 1: 200 SW 1ST AVE STREET 2: SUITE 1600 CITY: FORT LAUDERDALE STATE: FL ZIP: 33301 4 1 wf-form4_137046837884855.xml FORM 4 X0306 4 2013-06-03 0 0000350698 AUTONATION, INC. AN 0001228777 FERRANDO JONATHAN P 200 SW 1ST AVE SUITE 1600 FORT LAUDERDALE FL 33301 0 1 0 0 EVP, Gen Counsel & Secretary Common Stock, par value $0.01 per share 2013-06-04 4 M 0 10000 19.21 A 53000 D Common Stock, par value $0.01 per share 2013-06-04 4 S 0 10000 47.487 D 43000 D Common Stock, par value $0.01 per share 1767 I By 401(k) Plan Employee Stock Option (right to buy) 46.22 2013-06-03 4 A 0 26160 0 A 2023-03-01 Common Stock, par value $0.01 per share 26160.0 26160 D Employee Stock Option (right to buy) 19.21 2013-06-04 4 M 0 10000 19.21 D 2017-07-30 Common Stock, par value $0.01 per share 10000.0 40000 D Includes 33,000 shares owned by the reporting person and his wife as tenants by the entirety. This transaction was executed in multiple trades at prices ranging from $47.46 to $47.54. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. The option becomes exercisable in 25% annual increments on each of the first four anniversaries of June 1, 2013, subject to continuous employment with the Company. The option became exercisable in 25% annual increments on each of the first four anniversaries of July 30, 2007. /s/ Jonathan P. Ferrando 2013-06-05